EFTA01426583.pdf

Subject: Trade Report 6/22/2017 [C] From: Vahe Stepanian ezz > Date: Thu, 22 Jun 2017 10:49:45 -0400 To: Richard Kahn Cc: Darren Indyke Stewart Oldfield Classification: Confidential Rich — today Southern Financial executed the following per my conversation with Darren: S 500 ATUS @ $31.80 Please let us know if you have questions. Thanks, Vahe From: Vahe Stepanian Sent: Thursday, June 22, 2017 10:47 AM To: 'Richard Kahn' < Cc: 'Darren Indyke' ; Stewart Oldfield Subject: RE: ATUS Allocation [C] Classification: Confidential Just spoke to Darren and confirmed. Be right back. From: Richard Kahn [mailto: Sent: Thursday, June 22, 2017 10:46 AM To: Vahe Stepanian Cc: Darren Indyke ; Stewart Oldfield EFTA01426583 Subject: Re: ATUS Allocation [C] please sell the 500 shares at 31.70 or better thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell 917-414-7584 On Jun 22, 2017, at 8:57 AM, Vahe Stepanian a wrote: Classification: Confidential Good Morning Rich — per my voicemail, Southern Financial was allocated 500 ATUS @ $30.00. Thank you, Vahe EFTA01426584 Vahe Stepanian Key Client Partners Deutsche Bank Securities Inc. Tel. +1 212 454-1539 Mobile +1 610 639-3675 Email KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01426585 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01426586