EFTA01357252.pdf

From: Yoonsun Chung Sent: 3/3/2015 10:41:47 AM To: Amanda Kirb Subject: RE: Case #01353080 :Gratitude America [I) Classification: For internal use only I thought they said they cleared that issue. See email below. Yoonsun Chung Vice President I AML Compliance Deutsche Bank Trust Company Americas Legal. Risk & Capital 60 Wall Street. 10005-2836 New York, NY, USA Panewirr Peepron. From: Amanda Kirby Sent: Tuesday, March 03, 2015 10:39 AM To: Yoonsun Chung; PWM AOG Subject: FW: Case #01353080 :Gratitude America [I] Classification: For internal use only Hi Yoonsun, Gaurav just called and told me that there needs to be a case comment from KYC to confirm that the account title should be Gratitude America. Ltd and not just Gratitude America. Would you be able to do that? Let me know. Thank you From: Pema Sherpa Sent: Monday, March 02, 2015 3:02 PM To: PWM AOG; Amanda Kirby; Yoonsun Chung Subject: RE: Case #0135308O :Gratitude America [I] Classification: For Internal use only Hi PWM AOG, When you are preparing the manual EDF to upload in dblops, you are taking the information from the account opening application and not from the KYC. Hi Yoonsun, Should a comment on the KYC reflecting the correct address suffice here or does the KYC have to be updated with the address? CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043679 CONFIDENTIAL SDNY_GM_00189863 EFTA01357252