EFTA01405274.pdf

Subject: Re: FW: rdc alert [I] From: PWMUS AMLKYC Date: Fri, 06 Feb 2015 12:44:45 -0500 To: Amanda Kirby Cc: PWMUS AMLKYC Classification: For internal use only Hi Amanda: The last time the alert was reviewed, Ms. was named as one of the beneficiaries of a trust where Mr. Epstein was the Grantor of (Butterfly Trust). Ms. was not opening an account and has no authority on the trust account. Please advise if this is still her current status on the accounts with the Private Bank. Kind Regards, MC Monifa Crawford, JD Associate I AML Compliance Officer Deutsche Bank Securities Inc. Private Wealth Management - AML Compliance 5022 Gate Parkway, Suite 400. Jacksonville, Florida 32256. USA Tel. + Mobile Email Visit us: http://www.db.com {Inactive hide details for Amanda Kirby---02/06/2015 09:56:42 AM--- Classification: For internal use only These alerts are from 2}Amanda Kirby---02/06/2015 09:56:42 AM---Classification: For internal use only These alerts are from 2008. I requested research after October 2013 as the below had alre EFTA01405274 From: Amanda Kirby To: PWMUS AMLKYC Date: 02/06/2015 09:56 AM Subject: FW: rdc alert [I] Classification: For internal use only These alerts are from 2008. I requested research after October 2013 as the below had already been cleared in the last KYC. Please clear again. Attached is the prior clearance. From: Urvashi Lavania On Behalf Of PWM BIS-Research Sent: Friday, February 06, 2015 9:52 AM To: Amanda Kirby Cc: PWMUS AMLKYC Subject: rdc alert [I] Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. See attached file: rdc alert.pdf)(See attached file: rdc alert_1.pdf)(See attached file: rdc alert_2.pdf) EFTA01405275 Regards Urvashi[attachment " rdc alert.pdf" deleted by Monifa Crawford/- [attachment " rdc alert_l.pdf" deleted by Monifa Crawford [attachment " rdc alert_2.pdf" deleted by Monifa Crawford ] [attachment RDC Clearance.pdf" deleted by Monifa Crawford EFTA01405276