EFTA01356723.pdf

KYC flint Page 11 of 21 Further Describe Source of Wealth /Detail the history of wealth for each of the sources' (e.g. For trusts. how did settlor accumulate wealth? For inheritance, h w did family accumulate w alth?For business owners, how long in business. how many employees. level of profitability? Indicate type of business, countries of m jor activities. important business partners.) Estimated Annual Income Estimated amount of invesabte assets(S): (5): Estimated Net Worth(S): Amount of assets planned to invest with PWM(5): Other Known Financial Institutions: Institution Country: Est Assets Under Mgt Institution Country: Est Assets Under Mgt Institution Country: Es Assets Under Mgt Please ind.ca:e the family situation of the individual (marital status, other family members, etc.): One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For al Lega: Ent ales) I Legal Entity Name: Long Term Insured Credit Fund LLC - 00000583987 Ri Private Investment C. OFoundation/Association ❑Trust RCompany Type of Entity: Purpose of Entity: an philanthropic/Charitableri philanthropic/Charitable ❑ Estate 0 Partnership Commerdal Type of Entity Other LLC Purpose of Entity Fund (specify). Other (specify): Date of Country of Cayman Islands 9/10/2018 incorporatio ration:n / Incorporation/registration regist Determination Required Yes Voldter Status: Volcker Flag: C/O Walkers Corporate Limited Cayman Corporate Address (city, street, post Centre, 27 Hospital Road George Town )CYI-9008 U.S. TIN/ON: code): Cayman Islands Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations include information about revocability.settlor and beneficiaries.etc.: WNL Limited, who is listed as the initial member in the LLC Agreement. will resig from the fund per the following clause (Section 3 2I in the LLC agreement (attached): 'Immediately following the admission of one or more Members on the Closing Date, the Initial Member, by its execution and delivery el a counterpart of this Agreement, shall resign from the Fund and shall have no further rights or claims against, or obligations as the Ind a Member of, the Fund.' Once resigned, the 2 members that become over 10% owners at the admission of one or more Members on closing date, are Long Ter — Insured Credit Fund LLC and WM Pool Equities Trust No.78 . Both are Australian superannuation funds (Retirement investment funds) MLC Investments Limited is the trustee for both funds • MLC is a part of National Australian Bank. a public bank. Please indicate how ownership of the legal entity is reflected: Schedule A is attached to KYC as well as the LLC Agreement 0 Special attention. Bearer Shares - Indicate where shares are custodies'. Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons): See above. There 5 no ultimate UBOs. To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of yes 0 No R goods or services)?: Describe Nature of Entity's Primary Business and Investment Activities https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid IN30000000D9Di&... 12/19/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042730 CONFIDENTIAL SDNY GM_00168914 EFTA01356723