EFTA00798116.pdf

For Questions Regarding Your Tax Package Contact Partner DataLink Partner DataLink Apollo Global Management, LLC P.O. Box 8447 Hermitage, TN 37076-8447 43433 IIIIIIIOIIUNIIIIIII 08F-082643 Phone: Fax: SOUTHERN FINANCIAL LLC RECEIVED Email: [email protected] 6100 RED HOOK QUARTER 83 Website: www.PartnerDataLink.com/Apollo ST THOMAS 00802 MAR 27 2018 VIRGIN ISLANDS U S Dear Investor: Please find enclosed your Apollo Global Management, LLC Tax Package for 2017. Please do not discard this package as it contains important information that you will need to prepare your federal and state income tax returns for 2017. Enclosed please find the following schedules: (1) Schedule K-1 (Form 1065) (2) Supplemental Information (3) Ownership Schedule If you also held Apollo Global Management, LLC Series A Preferred Units during the tax year, you will receive a separate 2017 tax package(s) in the mail. You can also download your Tax Package in Portable Document Format (.pdf) via the internet at www.PartnerDataLink.com/Apollo. For additional information, the Partner's Instructions for Schedule K-1 (Form 1065) can be found on the Internal Revenue Service website at www.irs.qov/instructions/i1065sk 1. If ou have any questions regarding this Tax Package, please contact Partner DataLink at or [email protected]. Any corrections to your Tax Package must be submitted on or before June 1, 2018. Thank you for your investment in Apollo Global Management, LLC. Sincerely, Apollo Global Management, LLC EFTA00798116  651117 ❑ anal K• I ❑ Amended K-1 OMB No 1545.0123 Schedule K-1 Partner's Share of Current Year Income, (Form 1065) 2017 Deductions, Credits, and Other Items Department of the Treasury 1 Ordinary business income (loss) 15 Credits Internal Revenue Service For calendar year 2017, or tax year beginning ending / 2 Net rental real estate Income (loss) Partner's Share of Income, Deductions, 3 Other net rental income (loss) 16 Foreign transactions Credits, etc. ► See back of form and separate instructions. A VARIOUS Information About the Partnership A Partnership's employer identification number 65,110 5 Interest income B Partnership's name. address, city, state. and ZIP code 95,565 59 APOLLO GLOBAL MANAGEMENT, LLC 6a Ordinary dividends C/O APOLLO MANAGEMENT 98,185 9 W 57111 ST, 43RD FLOOR 6b Qualified dividends NEW YORK, NY 10019 95,307 C IRS Center where partnership tiled return 7 Royalties OGDEN D Check II this is a publicly traded partnership (PIP) Nat short-term capital gain (loss) (190) 9a NM long-term capital gain (loss) 17 Alternative minmum tax (AMT) demi E Partners idenlifyng number 123,463 XX- Xa 9b Collectibles (28%) gain (loss) F Partners name. address, city, stale, and ZIP code SOUTHERN FINANCIAL LLC 9c Urvecaptuted section 1250 gain 6100 RED HOOK QUARTER B3 ST THOMAS 00802 Net section 1231 gain (Ices) 16 Tax-exempt income and VIRGIN ISLANDS U S nondeduchNe expenses G ❑ General partner or LLC Limited partner or other LLC 11 Other income (loss) momber.manager member A* 44,294 H ❑ Domestic partner Foreign partner C (174) It What typo of entity is this partner? FOREIGN 12 It this partner is a retirement plan 0RA/SEP/Keogh/etc.). check here ❑ F 2 19 Distributions J Partners share of profit, loss, and capital (see instructions): 12 Section 179 deduction A 486,840 Beginning Ending Profit 0.141955 % 0.136168 % 13 Other deductions Loss 0.141955 % 0.136168 % HI 1,303 20 Other information Capital 0.141955 % 0.136168 % 1,584 238,044 K Partner's share of liabilities at year end: Nonrecourse 1,584 Qualded nonrecourse financing 14 I Sall-employment earnings (loss) Recourse STMT L Partner's capital accoLcit analysis. Beginning capital account $ 4,964,670 'See attached statement for additional information. Capital contributed during the year Current year increase (decrease) 358,199 Withdrawals 8 distributions $ ( 486,840 Ending capital account $ 4.836.029 in Tax basis ❑ GAAP ❑ Section 704(b) book ❑ Other (explain) M Did the partner contribute property with a buidt.in gain or loss? ❑ Yes IN No If "Yes." attach statement (see instructions) For Paperwork Reduction Act Notice, see Instructions for Form 1065. www.irs.gov/Forml 065 Cal. No. 11394R Schedule K-1 (Form 1065)2017 3/14/2018 8:52:36 PM 43433 EFTA00798117 APOLLO GLOBAL MANAGEMENT, LLC 2017 SUPPLEMENTAL INFORMATION PARTNER NAME: SOUTHERN FINANCIAL LLC PARTNER FEDERAL ID 8 ENTITY TYPE: XX-XX=/ FOREIGN CUSTODIAN FEDERAL ID (IF APPLICABLE): Statement Description Amount 1 Box 11, Code A: Other Portfolio Income (Loss) Other Income — US Source 99 Other Income — Non-US Source 44,146 Net Section 988 Gain (Loss) 49 i— 44.294 2 Box 16: Foreign Transactions For purposes of calculating IRS Form 1116, if applicable, the amounts on Lines 1-11 must be considered when determining gross income from all sources and gross income sourced at the partner level. The amounts on Line 13 must be considered when allocating and apportioning expenses to gross income from sources outside the US. Please consult your tax advisor. 3 Box 20, Code A: Investment Income The amount repotted on Line 20A includes investment income from Lines 5, 6a, and 11A of your Schedule K-1. Based on individual facts and circumstances, amounts on Lines 8.9a, and other Line 11 items may also be included in the investment interest expense limitation calculation. Please consult your tax advisor. 4 Box 20, Code V: Unrelated Business Taxable Income 5 Interest Income 940 6a Ordinary Dividends 6b Qualified Dividends - 8 Net Shod-Term Capital Gain (Loss) - 9a Net Long-Term Capital Gain (Loss) - 11A Other Portfolio Income (Loss) • 13H Investment Interest Expense 773 13K Portfolio Deductions 166 5 Box 20, Code Y: Net Investment Income The Partnership is engaged in activities where items of income, deduction, gain or loss reported on this Schedule K-1 may be subject to the 3.8% Net Investment Income (WI") tax under IRC Section 1411. Certain portfolio income, passive trade or business net income, net rental income, or trader income (from financial instruments or commodities as defined under Reg. Section 1.1411.5(c)(1) and (2)) is subject to the NIl tax. Please consult your tax advisor. 6 Box 20, Code 2: Other Information a. Supplemental Disclosure: Passive Activity Loss Limitations If you disposed of a portion of your Partnership interest, any loss resulting therefrom may be subject to the passive activity loss limitation rules. b. Supplemental Disclosure: Fixed. Determinable. Annual, Or Periodical Income (*FDAP, Interest Income US Source Interest 94,428 US Bank Interest 20 Dividend US Source Dividends 76.446 US Source Interest-Related Dividends 1,940 If you are a Non-US person, you may have received from your broker IRS Form 1042-S. Foreign Persons U.S. Source Income Subject to Withholding. Please follow the instructions for that form. This schedule will be Ned with the IRS along with the Schedule K-1. but note you are not required to attach them to your Federal or State Income Tax Returns. EFTA00798118 APOLLO GLOBAL MANAGEMENT,LLC 2017 OWNERSHIP SCHEDULE PARTNER NAME: SOUTHERN FINANCIAL LLC PARTNER FEDERAL ID 8 ENTITY TYPE: XX-XXXM/ FOREIGN CUSTODIAN FEDERAL ID (IF APPLICABLE): This schedule details your transactional history regarding units of Apollo Global Management, LLC, as reported to the Partnership by your broker or our transfer agent through December 31. 2017. This schedule is limited to all units that are reported as owned by the partner federal identification number and entity type shown above. NOTE: A separate schedule and related Tax Package may be issued for any other entity types associated with the partner federal identification number shown above. The transactional information contained below has been utilized to prepare this Tax Package. If this transactional information is incorrect. then the information reported in this Tax Package (as well as the information reported to the IRS) may be incorrect. Please contact Partner DataLink at or ApolloK1Helpadeloitte.com by June 1, 2018 to report any errors or inaccuracies. NOTE: If you submit corrections to us after that date, you may be required to file Form 8082, Notice of Inconsistent Treatment or Administrative Adjustment Request, with the IRS. THIS SCHEDULE IS NOT PROOF OF OWNERSHIP. TRANSACTION BROKER OR CERTIFICATE DESCRIPTION DATE NUMBER UNITS WA TRANSFER 03/23/2013 BROKER - MAN 263,157 END OF YEAR UNITS 263.157 This Ownership Schedule reflects unit dispositions on a 'first-in-first-out basis," so that you are considered to sell units in the order in which they were acquired by you. This approach has been applied solely for administrative convenience, and is not consistent with IRS Revenue Ruling 84- 53, which provides that a partner has one unified basis in its total partnership interest, and would generally yield a different result than that presented. Each partner must make his or her own determination of the amount of basis to be associated with units that are sold. The Partnership expresses no opinion on the appropriate methodology to be used in making this determination and has provided this schedule solely as a courtesy. Please consult your tax advisor to obtain advice on how this determination should be made. Do not attach this schedule to your Federal or State Income Tax Returns. EFTA00798119