EFTA01528912.pdf

08 JPMorgan Chase Bank 2002 Account Number: JEFFREY EPSTEIN 345 Park Avenue, New York, NY 10154-1002 Confidential Page 1 of 8 Asset Account Portfolio August 1 - August 31, 2002 Table of Contents Portfolio Summary Cash and Short Term Trade Activity Account Transactions Account Officers Service Specialist: RILEY/HORNBECKER Page 2 3 5 6 000000.0000.00.0000.000.000000000.000000 JEFFREY E EPSTEIN C/O FINANCIAL TRUST COMPANY ATTN: JEANNE BRENNAN 6100 RED HOOK QUARTER B-3 ST THOMAS VI 00802 EFTA01528912 08 JPMorgan Chase Bank 2002 Account Number: JEFFREY EPSTEIN 345 Park Avenue, New York, NY 10154-1002 Asset Account Portfolio August 01, 2002 - August 31, 2002 Page 2 of 8 Overview Portfolio Summary Except for the Deposit Account (if elected), and the cash in your Asset Account, which are insured deposits with JPMCB, none of the investments referred to in this statement of your Asset Account, including mutual funds, are FDIC insured or bank deposits, obligations of or guaranteed by JPMCB or any of its bank or thrift affiliates (unless otherwise indicated). Such securities and other investments are subject to investment risks, including possible loss of the principal amount invested. See "Important Information about your JPMSI Brokerage Account" at the end of this Asset Account Portfolio. Asset Allocation 100% Cash and Short Term Market Value USD Aug 31 Cash & Short Term Total Accrued Income Total Portfolio Value 14,816,643.79 14,816,643.79 22,043.45 14,838,687.24 Market Value USD Jul 31 48,955.41 48,955.41 43.24 48,998.65 Tax Cost USD 14,816,643.79 14,816,643.79 Estimated Annual Income USD 207,433.01 207,433.01 Yield % 1.4 1.4 Income Summary U.S. Tax Exempt Dividends This Period USD Total 43.24 43.24 Year to Date USD* 382.28 382.28 EFTA01528913 08 JPMorgan Chase Bank 2002 Account Number: JEFFREY EPSTEIN 345 Park Avenue, New York, NY 10154-1002 Asset Account Portfolio August 01, 2002 - August 31, 2002 Page 3 of 8 Cash and Short Term Summary by Maturity Current Market Value USD Cash Less Than 3 Months Total 0.00 14,816,643.79 14,816,643.79 207,433.01 207,433.01 Current yield is displayed for instruments with no maturity and YTM on market is displ ayed for instruments that mature. Estimated Annual Income USD Cash and Short Term by Type Description Unit Cost Adjusted Cusip/S&P/Moody's Rating Currency Quantity Original Market Price Tax Cost Adjusted Original Current Market Value USD Accrued Interest USD Unrealized Gain/Loss USD Estimated Current Annual Yield/ Income USD YTM % Cash JP MORGAN TAX FREE MONEY MARKET PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11:30 AM EST) US DOLLAR Total Cash USD USD 0 0 1.00 1.00 1.00 1.00 0.00 7.09 0.00 949.99 0.00 957.08 N/A EFTA01528914 N/A 1.09 1.40 N/A EFTA01528915 08 JPMorgan Chase Bank 2002 Account Number: JEFFREY EPSTEIN 345 Park Avenue, New York, NY 10154-1002 Asset Account Portfolio August 01, 2002 - August 31, 2002 Page 4 of 8 Cash and Short Term by Type Description Cusip/S&P/Moody's Rating Short Term by Maturity J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) 7-Day Annualized Yield: 1.32% 62826N-75-4 Total Cash and Short Term Important Information about Pricing and Valuations Prices, some of which are provided by pricing services or other sources which we deem reliable, are not guaranteed for accuracy or as realizable values. 14,816,643.79 14,816,643.79 22,043.45 0.00 207,433.01 1.40 USD 14,816,643.79 1.00 1.00 14,816,643.79 14,816,643.79 21,086.37 207,433.01 1.40 continued Unit Cost Adjusted Currency Quantity Original Market Price Tax Cost Adjusted Original Current Market Value USD Accrued Interest USD Unrealized Gain/Loss USD Estimated Current Annual Yield/ Income USD YTM % EFTA01528916 08 JPMorgan Chase Bank 2002 Account Number: JEFFREY EPSTEIN 345 Park Avenue, New York, NY 10154-1002 Asset Account Portfolio August 01, 2002 - August 31, 2002 Page 5 of 8 Trade Activity Realized Gain/Loss Summary Short Term Gain/Loss Long Term Gain/Loss Note: indicates Short Term Realized Gain/Loss indicates Long Term Realized Gain/Loss S L Capital gains and losses on sales with missing or incomplete tax cost are identified w ith N/A. Trade Activity by Type Settlement Date Trade Date Settled Aug 6 Aug 6 Purchase Aug 28 Aug 28 Sale J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) USD USD 24,816,643.79 - 10,000,000 1.00 - 24,816,643.79 1.00 10,000,000.00 - 10,000,000.00 Type Amount USD 0.00 0.00 Realized Description Currency Quantity Price/Unit Market Cost/Proceeds Tax Cost Gain/Loss USD EFTA01528917 08 JPMorgan Chase Bank 2002 Account Number: JEFFREY EPSTEIN 345 Park Avenue, New York, NY 10154-1002 Asset Account Portfolio August 01, 2002 - August 31, 2002 Page 6 of 8 Account Transactions Cash Activity Summary Amount this Period USD Beginning Balance Credits Dividends Sweep Account Sales Sales, Maturities, Redemptions Miscellaneous Receipts Debits Sweep Account Purchases Purchases of Securities Miscellaneous Disbursements Ending Balance *Year to date information is calculated on a calendar year basis. - 43.24 - 24,816,643.79 - 10,000,000.00 .00 - 382.28 - 24,816,643.79 - 10,000,000.00 .00 43.24 48,998.65 10,000,000.00 24,767,645.14 382.28 48,998.65 10,000,000.00 24,767,645.14 Amount Year to Date USD* Activity by Date Type Settlement Date Aug 1 Aug 1 Dividend Purchase 43.24 Quantity Description JP MORGAN TAX FREE MONEY MARKET PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11:30 AM EST) JP MORGAN TAX FREE MONEY MARKET PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11:30 AM EST) Amount USD 43.24 - 43.24 EFTA01528918 08 Settlement Date Aug 5 Aug 6 JPMorgan Chase Bank 2002 Account Number: JEFFREY EPSTEIN 345 Park Avenue, New York, NY 10154-1002 Asset Account Portfolio August 01, 2002 - August 31, 2002 Page 7 of 8 Activity by Date Type continued Quantity Description Misc. Receipt Purchase 24,816,643.79 FED FUNDS RCVD THRU CITIBANK NEW CASTLE MILLENIUM LP J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT @ 1.00 TRADE DATE 08/06/02 Aug 6 Sale Aug 28 Sale - 48,998.65 - 10,000,000 JP MORGAN TAX FREE MONEY MARKET PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11:30 AM EST) J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT @ 1.00 TRADE DATE 08/28/02 Aug 28 Misc. Disbursement FUNDS TRANSFERRED FROM BRKRG AC# Q79961001 (PRN) TO BRKRG AC# Q78805001 (PRN) LETTER FROM CLIENT - 10,000,000.00 48,998.65 10,000,000.00 - 24,816,643.79 Amount USD 24,767,645.14 EFTA01528919 08 JPMorgan Chase Bank 2002 Account Number: JEFFREY EPSTEIN 345 Park Avenue, New York, NY 10154-1002 Asset Account Portfolio August 01, 2002 - August 31, 2002 Page 8 of 8 In Case of Errors or Questions About Your Electronic Transfers. Contact yourMorgan Teamat one ofthe telephonenumbers on the front of this statement or write us at 500 Stanton ChristianaRoad, 1/OPS, Newark,DE19713-2107 as soon as you can , if you think yourstatement is wrong or if you needmore information about a transfer on the statement. We must hearfrom you no laterthan 60 days afterwe sent you the FIRST statement on which the erroror problem appeared. (1) Tellus yourname and account numbe r. (2) Describethe erroror the transferyou are unsure about, and explainas clearly as you can why you believe it is in erroror why you need more information. (3) tell us th e dollaramount of the suspected error. Ifyou contact us orally, you must send us your complaint or question in writing within 10 business days in order to preserveyour righ ts. We will investigateyourcomplaint and will correct any errorpromptly. Ifwe take more than 10 bu siness days to do this (20 days for purchases using yourdebit card or for internationa ltransactions),we will credit youraccount for the amount you think is in error, so tha t you will have the use ofmoneyduring the time it takes us to complete our investigation. In case of errors or questions about your statement, including your line of credit. If you think that your statement is incorrect or if you need more information about a transaction on your statement including a line of credit transaction, you must write t o us on a separate sheet describing the error and send it to: JPMorgan, Private Bank, 500 Stanton Christiana Road, 1/OPS3, Newark, DE 19713-2107. We must hear from you no later than 60 days after the statement on which the error or problem appe ared is sent. You can contact your client service specialist but doing so will not preserve your rights. In your letter, please provide the following information: (1) your name and account nu mber; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. The JPMorgan Funds or The JPMorgan Institutional Funds or The American Century Funds J.P.Morgan Funds Distributor, Inc. is the distributor of the J.P.Morgan Funds and Amer ican Century Investment Services Inc. is the distributor of the American Century Funds . JPMorgan Investment Management Inc. and American Century Investment Management serve as investment advisors to their respectivefund families. Shares of the funds are not bank deposits and are not guaranteedby any bank, government entity, or the FDIC. Return an d share price will fluctuate and redemption value may be more or less than original co st. While the moneymarketfunds seekto maintain a stable net asset valueof$1.00 pershare, there is no assurancethat they will continue to do so. The estimatedannualincome and dividendyiel dfigures for mutual funds representthe funds' most recentincome dividendannualized. If you have chosen one of the sweep mutual funds, you are notified that positions in t he Prime Money Market Sweep Fund represent holdings in the JPMorgan Prime Money Market Fund; positions in the Federal Money Market Sweep Fund represent holdings in the JPMorgan Federal Money Market Fund; and positions in the Tax Exempt Money Market Sweep Fund represent holdings in the JPMorgan Tax Exempt Money Ma rket Fund. JPMorgan Private Bank is the marketing name for the private banking business conducted by J.P.Morgan Chase & Co. through its subsidiaries worldwide, including JPMorgan Chas e Bank, J.P. Morgan Trust Company, N.A. and J.P. Morgan Securities Inc. JPMSI is a member of the Securities Investor Protection Corporation (SIPC), a not-for- profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash held for a customer account at JPMSI are protected up to an amount of $50,000,000. The first $500,000 of protection, which includes up to $100,000 of protection for cash, is provided by SIPC. The balance of the protection, which includes up to an additional $900,000 of protection for cash, is provided by a separate Excess Securities Bond issued by Travelers Casualt y and Surety Company of America. This SIPC and excess SIPC protection does not protect against losses from fluctuations in the value of the securities. Assets held in custody by JPMCB are not subject to SIPC coverage. EFTA01528920