EFTA01455710.pdf

06 Oct 2014 Page 2 Of 2 Deutsch, Bank AG SOUTHERN FINANCIAL, LLC DI • Options Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USD) SOUTHERN ExEurcepl 21-Nor2013 20.Nov.2014 25-Nov-2014 (LOCO COD CU, USD 101.000.000 ,PY SHORT EUROPEAN CALL 1010000 ;;229' 1 :61 FINANCIAL. LLC SOUTHERN FXOneBatOneT 21-Nov-2013 2041eN-2014 25-Nov-2014 (21.000.00) USD 0 PY LONG EUROPEAN 0.0000 23627 FINANCIAL. LLC ouchOpt SOUTHERN FXOnef3arOneT 21-Nor-2013 2011ov2014 25-Nov-2014 121ff COI USD 0 SY LONG EUROPEAN 0.0000 156 77 FINANCIAL. LLC ouchOpt SOUTHERN EXOnef3anOneT 21-Nov-2013 20-Nov 2014 25.Nov.2014 (21.000 MI USD 0 Fr LONG ElRCPEAN 0.0000 103,36 Flt4ANCIAL.U.0 ouchOpt SOUTHERN ExEuroOpl 12-Aug -2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (4szocro.000 oo) CM-I SHORT ELIRCPEAN PUT 6.1600 ,1I6.336 t FINANCIAL. LLC Subtotal: (2270, ?2E4 49: Etat (270,729.49) Statement ID : The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114630 CONFIDENTIAL SDNY_GM_00260814 EFTA01455710