EFTA01398625.pdf

Subject: RE: Southern Financial LLC [I] From: Paolo De-Leon <a Date: Tue, 27 Feb 2018 10:11:29 -0500 To: Keith Buckholz Davide has confirmed to me that those docs were provided to him from the banking team. Once he submits a request for those docs it usually takes a few days to get them turned around. Thanks. From: Keith Buckholz Sent: Tuesday, Febra..11.1 To: Paolo De-Leon Subject: RE: Southern Financial LLC [I] Classification: For internal use only You might want to find out where Davide located these docs. Just for our own knowledge. I'll update the OTC Onboarding doc this afternoon (the DDR section). From: Paolo De-Leon Sent: Tuesday, Febradliiiii. To: Keith Buckholz > Subject: RE: Southern Financial LLC [I] Yes, sounds good! Davide was pretty efficient with locating and retrieving the necessary docs, so this new process is looking quite promising so far. From: Keith Buckholz Sent: Tuesday, February 27, 2018 9:28 AM To: Paolo De-Leon EFTA01398625 Subject: RE: Southern Financial LLC [I] Classification: For internal use only Perfect, now we can get this name cleared from the daily margin shortfall/- call report. Thanks. Keith From: Paolo De-Leon Sent: Tuesday, February 27, 2018 9:27 AM Abhijit Mukherjee ; CRM-PWM Derivatives <Es.. Subject: Southern Financial LLC Hello Abhijit and team, Can you please add this client to the DDR? Attached are the SACA, Pledge Agreements, and other KYC / onboarding does. Please note that there are two accounts for this client: and Thanks and regards, Paolo EFTA01398626 {cid:[email protected]} Paolo De Leon Assistant Vice President I Credit Risk Officer Deutsche Bank Trust Company Americas Business Risk Management 345 Park Avenue - 14th Floor New York, NY, USA 10154-0004 Tel. +1(212) 454-1162 Email EFTA01398627