EFTA01520784.pdf

JPMorgan Chase Bank, N.A. CHISLAINE MAXWELL ACCT. 270 Park Avenue, New York, NY 10017-2014 For the Period 9/1/11 to 9/30/11 Asset Account J.P. Morgan Team Table of Contents Page Client News J.P. Morgan Securities LLC's (JPMS L1C) and Paul Morris Banker Account Summary 2 J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Ian Hirschfield Investment Specialist Holdings and Net Capital Requirements Janet Young Client Service Team Equity 4 At June 30. 2011. JPMS LLC's net capital of $11.3 billion Gina Swetra Client Service Team Alternative Assets 7 exceeded the minimum regulatory net capital Cash 8 Fixed Income requirement of Et .5 billion by S9.8 billion. JPMCC's net Portfolio Activity 14 capital of $6.9 billion was approximately 7.2% of Online access www.MorganOntine.eom aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.9 billion by $5.0 billion. For important information regarding your accounts refer to the rear of your statement Complete copies of JPMS LLC's and JPMCC's individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing the following JPMorgan Chase 8 Co. website address: httpRinvestor.shareholder.comipmorganchaserlinancial -condition.cfm Additionally, you may call the following toll-free phone number to request a hard copy of the statement: 1-866-576-1300 J.P.Morgan 0026009045 IS 1500003 MAXWE00 201I1007 Page 1 of 29 Confidential Treatment Requested by JPMorgan JPNI-SDNY-00048122 Chase CONFIDENTIAL SDNY_GM_00317320 EFTA01520784