EFTA01454901.pdf

Account RM Description Trade Date SC (USD) Total RC (USD) KCP RC (USD) Epstein Morris USOCAD Call Spread 1/17/2014 8,900 Epstein Moms USWPT 3mo Call 1/31/2014 13,000 Epstein Morris USDCAD Unwind 3/6/2014 5.000 Epstein Morris USDRUB Binary 3/13/2014 3,250 1,625 Epstein Morris WTI Risk Reversal' 3/13/2014 3,450 Epstein Morris Copper Call 4/3/2014 2,500 1,250 Epstein Morris NationWidefl 4/15/2014 TED Epstein Morris EURUSD Risk Reversal 6/6/2014 0 0 0 Epstein Morris Copper Call Unwind 7/2/2014 1.250 625 •Euros converted at 1.38 30,350 7,000 3,500 • • Andrew McNeiii LERNFIN2 OTC Total: 33,850 Listed Total: 57,686 Total: 91.536 Tazia Smith Director I Key Client Partners • US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue, 10154-0004 New York. NY, USA Tel. Fax Mob? Email PAscirn,-qtr Petro-rm. Paul Morris—07/23/2014 o4:01:39 PM--Classification: For internal use only Matt. can you look into commodities trades we have done (oil, From: To: Cc: Date: 07/23/2014 04:01 PM Subject: Southern Financial revenues Ill Classification: For internal use only CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 113326 CONFIDENTIAL SDNY_GM_00259510 EFTA01454901