EFTA01355279.pdf

Glendower Capital S0F IV, LP. 4 Important Information (1/2) 'iins confidentiat presentation (this tresentetio(") 6 tieing coroinunicatere to 3 limit& mintier of sophisticated pertin (each. n "Recipieisti by Gees:ewer Cepital LIP f tiergeosser (an appointee representative of Miesbella Adviser: ter, which is eethoii<er., anal tetwietee by the United Yingeoni Financial Coneact Authority) for the perpcse of punting certain summery information about certain %tenting ant. future tunes am eiricstsfit) that are managed or aevisec by Glensiower, lecke:rig in con; ordeei with 'roue evaluation of a potential itiseeineyet in the fund In be tram: as rl' ittCoater Capital Secoreiary opportunities fere iv', LP (the tune) The atrilifnlatiOn irii:IsOrtit in Oki Presentation Is beim; mace available to Recipienty on a whew ciinfietritial nett and flay not he ,flsclosee discretee web are. person other than any Redpient's eftil tes eirterzioral ereinets who are bound by obligalosnt of cceifeentialey cri a reed to know bast. Any pare perfoenanee information herein b not necee‘arily uncicative of future rest ht and actual nedorrnance may oder materially from any proeezat i..,r greaC31.4eri ne iforagante Tlq; PresentaWn I5 rot intenCed rn !Orin the base of any inseeinititt eivcison and Peeeplents (nee net reSi o' this. Presentation as pan of any assessment of whether to subscribe for interests in the rune This Presentation may not be nee for am roes not constitute an offer to see sti a vehitabee of any oiler to subscribe fen QF pl4CNISe;nly :no:rests ur to eeeetee iii any other transit toe The allorreetai in this Preset twit e Intent:to, to facilitate :Jeweler, and is not ma:tesarily meaningful or complete without curt supple ineleal eisCiientn. Each Retipient sroulti reutsue its own attorney. business ;Sestet ani. OA deviser e: to legal, buyiness, tae ecreicraine and 'dates. ;flatlet; otinCeining the ink/neat:on cciaarnee Merit, are: army lutott crilerie4 of SOF IV. Neither Girt:coy:et, lelitabrife Aryiser LLP rot any of thee resterct.he aftihetee makes alp, reprreentabon ct warranty to any Recipient (sewing tne legality Cr an invesinere In Ire Fund, true lie.:Otre Or his ConSteeen:ei, ex the teetability of an investrient for such Recipient. This Presentation is not inikricee for eistriteel.m. are shall rot be restritgeted. in any jurisdiction where such distribution would violate applicable securities leers. Pf44.4MATOn ma ' refer ter Ceitaki *Vent!: a) having 00.1;fran: anal CO(.t.tfleAtS 3s kl,kt hit, entered into whet: way heir hats; OCCLitieri Or been entered into at the cate that the Presentation h niece asaitabk titI that Greet:twee expects will occur w be entered into thereafter nut Prsicentation IS not an offet to sell, nor a sorielt3Eon of an offer to buy, any sraznrity, rine roay rot het site or relict' upon in cenr.ectton with any refer or soli:eatie; A private offeritie of interests in the nal:IWO tie race only west:ant to the offering eceemene: for the fiine,whieheentain ACCitiOrlal informality,' about lee Otaearre. leant erki Celeinfan, of an ineteement ire the Nits; Slid ate contain IAA information are risk disclosures Oen are imvalatit to :my investment decision reeerdieelle Fund. No tersoit his: been aultionged to :bake airy statement °eget:rising the Fund tither than as: et kith in die Deere* ceCurnentS ant any stiCh staterrentS, it mace, WS. not be feriae- uron The offering e/cuments will be farrilalsee to etegatiee Investree en a [...inland:0 base al their !Tr-tn.:title inierroationcontaine) in this Presentarksr. will be sticeesedet ley, anti is et:al:fee in its entirety be reference te. such oftennviceuriveite An ince:Amen% in the rune will awoke° significant risks. inclecing loss of the entire investment. The interests in the Furor will be illy old, as there t no seconeari irearSet for mere;is in the F t I10 sit ;One is eatiedtef t0 eeuelop. there will ter restrictiore. re, transferrine interests in the Fond elyeStrnent may be leveraged are: tray investment performance may be volatile. Befere eedelng to irwest in the fund, prospective investsrs steade read the otferine niernorandurn ant pay t.artia.lar etientien to the rkst, fa< tors contairoc b.: the ....ffering cocurnents Tne feet and tCpPnit3 Chill140 in connecti0, with en ireestment ir, Mt Fend may be higher than the fees and el oyee„:„. of other 1,,svArAerit :.nterMniVe, and may Oise( prole... Investors have the flnancol ability *queens: ie., to accept the risk charm:ern:es O the Fumes 'vie streets. Petentiat con!lkts 0 inter.," may aret, from the relacionsho between Crcetit Saisse Asset Marage.rnere Wheel; arid its atril ez i-Credit etessei, send: is eat* as the Pours placerrient agent Creed Scutse ii nit acting and will riot act as a munkipal adviser within the meaning of Section 975 re the 0tzet-frank Walt Street Reform: and Cons( tier Protec title Art erne the rues end regulation, premulgatec them:Incite i, Mt nkmel Advisor Reit"). Any refs:ices, meterial, or 'ohne-anon inat Creed '..tlisse prestes to a municipal entity or reftatee person as terinet by the ?At:noir-al Aewsor Rule i sCesereli Party. l are pm:it& 011F. ktriglil Oink; ant not await acvlsorer lieuclary to the Covered Party Coverer: Parties stieeee reyeell. with their own internal aro en an ar exrei nal eerisois before laCingait.tOnvottinaltaret ter any Seraitat, irsaterl31, 0: infrernation provii•i& to then: by Crihlit StritaAt. Credit SA:OSP ah0 Will Pet SOliCe a COW rat Patty (or direct or indirect compensation on behalf of an unalfilieted investment atemer for the p Lawn,. of obtaining or retaining art engegenwrit for thet imestineet &vise, by theCent:red Perty remit ,: iiisest.rearia arivipary service, to or on behalf of the Covered Party. eitiseritation contains information that has been or may have been tiloyealin by a rinrattir of sources amities not been ineeneistiently verified hlething CO:Stamen herein stall constitute any lepreSentatiOn or warranter art re) reSpenSibility or liability is accepted by Giendewer. its affiliates or Mir3bailla At:hit:arc ILP as to the eccticacv w completeness of any infornotionsuppliee herehe Unless otherwise ::latto, the ink:mutton in the Preseraation has net been elicited or 'redeye by an ilteepalleent party, and sheen rot be seen it; any i'sreser-I,AD0:' of cell:ire; that might be eitieved Tie iraormeton herein from de kept strictly is:of:demi:al and may not be reproduce!: or nyeet tier: in any format siothoie. tote ace.roval of the Pure. Note:Vest:Madly'. the teregning, each levestor and prospecttee investor (arc eac.h eiripke tr. repleSentative, or other agent ';het erg; nee tee:lose M any alto all perseme wetout hesitator, of any kite', the tax treatment 3M tee sir, tore re' the floe -via iU ewestrnerite tine all rreeterlaic of any kind (inducing opinions or other tax enalyees) that are (work et to :t cot investoi or prospective investor relating to such tax treatment are tax stmcnee, provieed, however, that such eisekisere shall net irekeie the name for other it.ent &rine. in(a elation not relevant to the tax structure 0 tad treatment) of any Leeson rine Shall include information for which nondisclosure is reartniabh.neeessaly in wee; to comply with, applicable securities taws Past performance is not necessarily we:cat:ye ca future radii and them can be to essamme that the rind will achieve cornea:able rettrits, that the casette generate:: lre the Fund will eouel or emceed those presenttn• herein or that tht rune will he able to ariplenertit in ineestnterit Stratettatt, w achieve its iristril.rilirrir object:wee The Feriec. investment strategy anti applicable nye-Anent restrictions nay ;idler nom Utter: historically erreeseyer, anti econernic conditions inay Offer rieiterY.iby from, the condition ericier which any other investment Nod or account managed or aCilaSerl by Gfer;,,wer has invested. All stately:tens or opinion anc / or belief SOntaineG in this Presentation arc all views expu.tser anti all OireeCtiOnS, fOitCaNts or statements relating to eeterctations reeareirie kb:reevents or the tegoitile future perfor imbue of time Fend reeeeeent Glendower's (Wei reNes:Ineta.*Ilt tr erufetalmn ofinbrnttoe available to it as at the date of this Presentation. klo representation is mace or assurance given that such statement', views, protections or forecasts ate CCifititt. that the objectives of the fine will be atheyee 0 that inveetore ier.ekve a return (if their capital hr azeireso, rPo responsibility or liability or eety cane is i will be accepted by Glendower er its reset's:wt.affiliates, et:vise:5, cirector;, errifeoyees or *wiles for el/rating the Prerentation (Or any edeiliOner information). correcting airy elevenatter in it 0 providing any salmons' inliornifitierl to ws. Aecereingly, fo the fullest estere ;-:crtie subject to eppliceble I3yr, 'We* d Gleneower or Its affiliates eric thAr (644s - the SharabaierS, adsten:. agents, eirecterz. ofecers, canners, renters ant empleytet shell be Rale have in the case of ha,.01 for any ksst (whether efr.tce Ineirect or conseeuentkel), damage, cost or eypense suffered or incur reit by any peiSOlt as a retch el relying on aiwstartarient in. or on-ossionfrm this presentatiors CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0040305 CONFIDENTIAL SDNY_GM_00186489 EFTA01355279