EFTA00597390.pdf

LEON BLACK SUMMARY TOTAL MARC H 31. 2015 FINANCIAL INVESTMENTS MARKETABLE SECURITIES MARKETABLE SECURITIES TOTAL MARKETABLE SECURITIES APOLLO RELATED INVESTMENTS PUBLICLY TRADED - APOLLO AP ALTERNATIVE ASSETS LP (AAAAS) • 536.75 24 188 593 Closing Pnce SUBTOTAL PUBLICLY TRADED APOLLO 24.188.593 OTHER INVESTMENT/PE FUNDS - APOLLO APOLLO INVESTMENT FUND LP 6.127 Financial Statements 12/31/14 APOLLO ADVISORS LP 4,751 2013 K-1 I Tax) •/-Cash AIF II LP Zero net assets per 2014 TA APOLLO CAPITAL MANAGEMENT INC. 1 No capital section on K.1 SUBTOTAL OTHER INVESTMENT/PE FUNDS APOLLO 10.880 TOTAL APOLLO RELATED INVESTMENTS 24.199,473 OTHER PRIVATE EQUITY/DEBT & RESTRICTED STOCK PRIVATE EQUITY - NON APOLLO PEGASUS PARTNERS LP 8,274 2014 K.1 .1. cash SUBTOTAL PE FUNDS 8,274 OTHER PRIVATE EQUITY 976 MADISON RESTAURANT LLC 250.000 Cost or Fuming HAMLET HOLDINGS LLC 1 2013 K-1 •/' cash • RESTAURANT ADVISORS LLC 1 2013 K-1(Tar) cash • SUBTOTAL OTHER PRIVATE EQUITY 250032 PRIVATE EQUITY - REAL ESTATE $ FORMER APOLLO APOLLO RE CAP PARTNERS LP 2.451.380 9/30/14 Valuation Per ARES AP CAPITAL PROP CO LLC 857.340 2013 K.1(Taal •/-ash APOLLO POLAND RE ADVISORS LLC 686.298 9/30/14 Valuation per ARES AREIF V CO-INVESTORS LLC 674.356 9/30/14 Valuation per ARES APOLLO RE INVESTMENT FUND LP 609.757 9/30/14 Valuation per ARES ARES EUROPEAN RE ADVISORS 1 LP 576.903 9/30/14 Valuation per ARES APOLLO CORP EU II CO-INVESTORS LIG 487.724 9/30/14 Valuation per ARES AP AR HOLDCO LLC 446.570 2013 K-1 •/. cash APOLLO INTL RE CO-INVESTORS LLC 228.806 9/30/14 Valuation per ARCS APOLLO RE MEZZANINE ADVISORS LP 43.776 9/30/14 Valuation per ARES AREMF CO-INVESTORS LLC 16,07 9/30/14 Valuation per ARCS 107 PORTFOLIO LP 2011K-1 (Tax) cash APOLLO RE ADVISORS LP 2013 K-1(Taxl •/-Cash • APOLLO RE CAPITAL INC. No Capital Section on K-1 APOLLO RE MANAGEMENT INC. No Capital Socbon on Kil APOLLO RE FUND ADMAN LTD 5471 only SUBTOTAL REAL ESTATE 7,078.972 PUBLIC EQUITY 8. RESTRICTED STOCK ENVIRONMENTAL SOLUTIONS WORLDWIDE (ESIANV) 2.830.505 Cost SUBTOTAL • PUBLIC EQUITY Ei REST. STOCK 2.630.506 OTHER PRIVATE EQUITY RGEMX. INC 135.725 latest financing round SUBTOTAL OTHER PE 135.725 TOTAL OTHER PE / DEBT & REST. STOCK 10,103,479 INVESTMENT PARTNERSHIPS OTHER FUNDS AP TECHNOLOGY PARTNERS I.LC 58.600 %of Est. Future Cash I tows AP SHL INVESTORS L LC 1 Expected Wr4e.011 SUBTOTAL OTHER FUNDS 58.601 TOTAL INVESTMENT PARTNERSHIPS 58,601 TOTAL FINANCIAL INVESTMENTS 34,361,553 ' Allocated debt in excess of nrcateve tax basis Niv2055 EFTA00597390  APO 2 TRUST & APO I TRUST. TRUST FINANCIAL INVESTMENTS TOTAL LOB 2014 LLC & BLACK FAMILY LDB 2011 & 2011 TRUSTS GST TRUST LBF HOLDINGS MARCH 31. 2013 FINANCIAL INVESTMENTS MARKETABLE SECURITIES MARKETABLE SECURITIES VECTOR GROUP LTD 177.474 177,474 Closmein. TOTAL MARKETABLE SECURITIES 177 474 177,474 APOLLO RELATED INVESTMENTS PUBUC • APOLLO APOLLO INVESTMENT CORP (ANA - 57.68 5.559.921 5.559.921 Oming114/ 44 SUBTOTAL PUBLIC -APOLLO 5.559.921 5359.921 OTHER INVESTMENT/ PE FUNDS Pm CO-INVESTORS I (A) LP 17356110 17356110 12/31/14 Capital AccouN .1. <ash APOLLO CREDIT COP. I LP 9,418,266 9.418.286 1213914 6.98.844carit ash APOLLO INVESTMENT FUND LP 143 143 044AcalLealements 12/31/1A )4F II LP 1 1 2ao rat nue. pet 20IA SUBTOTAL OTHER INVESTMENTIPE FUNDS 26.974 520 26974.530 TOTAL APOLLO RELATED INVESTMENTS 32.534.441 • 32,534,441 OTHER PRIVATE EQUITY/DEBT & RESTRICTED STOCK PRIVATE Eounv - NON APOLLO DUNE REAL ESTATE FUND LP 1,670,727 1,67072? • 12/31/14Capul Aux-unto/44A OLIADRANGLE (OFFSHORE) CAPITAL PARTNERS II LP 222.058 222.068 • 12/31/14 CaRui Aucum SEARCHUGHT CAPITAL LP 991.134 991,164 12/31/14 Opul Acocum • .ANA QUADRANGLE CAPITAL PARTNERS 11 LP 1,012.591 1.012.591 12631/14 Opul Account 4/. ash OVAORANGLE IAN) CAPITAL PARTNERS II LP 327 192 327,392 12/31/14 44p141ACCONN 4/. ash SEARCHLIGHT CAPITAL AN I LP 391160 391.940 12/31/14449ml Momatetg. ash MARKSTONE CAPITAL PARTNERS LP 125.119 125.119 • 20B 4.14.cash QUADRANGLE (ANT) CAP PARTNERS a LP 67,739 67.739 • 12/31/14 OROS AMR 66 °a OUADRANGLE (ACCESS( CAPITAL PARTNERS LP 102.628 102.828 12/11/144.418/ Alcoa ./.440. • OUACOANGLE CAPITAL PARTNERS LP 50.114 50114 12/31/11Gout ActouRob cash SUBTOTAL PRIVATE EQUITY NON APOLLO 4.961.842 3.425.626 1,536,056 PRIVATE EQUITY • REAL ESTATE & FORMER APOLLO AREIF IV CO•INVESTORS tIC 646.565 79.603 766,962 9/10/14 V4/44.4, POIMU APOLLO RE INVESTMENT FUND LP 122.105 122.105 9/30/14 VANN:4) Per ARES APOLLO RE ADVISORS IV LP 123.216 123.216 • 9/301149.0.448 pe, ARIS APOLLO RE ADVISORS III LP 72.522 72.522 • 9/30/24 V.11.40011 pa ARIS AREIF m CO-INVESTORS LLC 43.558 43358 • 9/10/14v44.6on Peg ARES AREIF III TRANSFER MEMBERS LLC 25.281 25.261 9/30/14 VabiLon pa APO SUBTOTAL PE REAL ESTATE I FORMER APOLLO 1.213247 318.899 914,348 PRIVATE EQUITY/ DEBT & RESTRICTED STOCK ENVFICNIAENTAL SOLUTIONS WORLD/ODE IESPAN) 14,776.965 6697.494 7.889.491 cam SUBTOTAL PUBLIC EQUITY & REST. STOCK 14.778.695 6.687.494 7.690.491 TOTAL OTHER PE / DEI3T & REST. STOCK 20 971 914 10,632,019 10.339,895 INVESTMENT PARTNERSHIPS HEDGE FUNDS EfJCKINGHAM RAF PARTNERS LP 6554.365 6.554.365 3/31/1518.849. BLUE STAR I LLC 62262 814/2.262 LOUIS Cmila AtcomM.PoM SUBTOTAL HEDGE FUNDS 8.616.627 6.616.027 OTHER FUNDS AP TECHNOLOGY PARTNERS LIG 254.300 • 254300 Not 1m. rmot 4P, llpn GIFTHORSE PARTNERS. LUC 22761 227.611 • 83134.1PRI •/-cash AP ENERGY PARTNERS 177034 177.864 • 201184 (Tail op cash MICROBES INVESTORS LLC 142$1 • 142,916 201361Pal •A NW. PROOUEST INVESTMENTS. LP 62.609 82.569 12/31/14 CRAY Maws JERUSALEM VENTURE PARTNERS LLC 3,12 3,127 12/10/144.401404coum AP SHL INVESTORS LLC Operiet1141444)11 VIROPRO INVESTORS LLC 1 Lowed VPte OR OHM INVESTORS LLC OpecteclIterat011 BLUE SUNSHINE. LLC 1 1013 6.111884/.44sh• M.RELATED LIG 20134.1P46.1.4.4** PAM CENTRE LP 1 2013 &I 11864/.0HIs• SUBTOTAL OTHER FUNDS 888.393 491.173 397220 TOTAL INVESTMENT PARTNERSHIPS 7,505,020 • 7,107,800 397,120 TOTAL FINANCIAL INVESTMENTS 61 88.848 17,739,819 43,449,029 • AINcale4debbn eons ,/new., I/61849% 581(2015 TAB 3•C EFTA00597391 BLACK FAMILY PARTNERS LP Total MARCH 31, 2015 FINANCIAL INVESTMENTS MARKETABLE SECURITIES K12 INC 1.666.729 Closing Price TOTAL MARKETABLE SECURITIES 1,686,729 APOLLO RELATED INVESTMENTS APOLLO SOMA CO-INVESTORS LLC 2,921.825 2/28/15 Capital Account +1- cash SUBTOTAL HEDGE FUNDS 2,921.825 AP ALTERNATIVE ASSETS LP (AAA.AS) - $36.75 1.055.828 Closing Price APOLLO INVESTMENT CORP (AINV) - $7.68 4.635.894 Closing Price SUBTOTAL PUBLIC 5.691.722 APOLLO CO-INVESTORS VI (A) LLC 20.668.388 12/31/14 Capital Account +1. cash ATHENE HOLDING LIMITED 10,400,000 Initial funding FCI CO-INVESTORS II (A) LP 10,366.836 12/31/14 Capital Account +/-cash APOLLO CREDIT OPPORTUNITIES III (A) LP 5.717,552 12/31/14 Capital Account cash APOLLO CO-INVESTORS VI (EH-A) LLC 4,785.899 12/31/14 Capital Account +/- cash APOLLO CO-INVESTORS V. LLC 2,596.590 12/31/14 Capital Account +/-cash APOLLO CO-INVESTORS IV, LLC 455.100 12/31/14 Capital Account +/- cash APOLLO INVESTMENT FUND VI LP 2013 K-1(Tax) +/- cash APOLLO OVERSEAS VI LP 2013 K-1 (Tax) •/- cash APOLLO OVERSEAS VI GERMANY LP 2013 K-1(Tax) +/- cash APOLLO OVERSEAS VI DELAWARE LP 2013 IC-1. (Tax) •/• cash APOLLO OVERSEAS VI DEL 892 LP 2013 K-1(Tax)+/-cash AIF VI (LS AIV) LP 2013 K-1(Tax) +1-cash AIF VI EURO HOLDINGS LP 2013 K-1 (Tax) +/- cash SUBTOTAL OTHER INVESTMENT/PE FUNDS 54,990.372 TOTAL APOLLO RELATED INVESTMENTS 63,603.919 5/1112015 TAB 3-D EFTA00597392 BLACK FAMILY PARTNERS LP Total MARCH 31, 2015 FINANCIAL INVESTMENTS OTHER PRIVATE EQUITY/DEBT & RESTRICTED STOCK PRIVATE EQUITY - NON APOLLO HAO CAPITAL FUND LP 3.688,788 12/31/14 Capital Account •1- cash WOLFENSOHN CAPITAL PARTNERS LP 2,043,016 12/31/14 Capital Account •1- cash TENFORE HOLDINGS FUND I LP 833.211 12/31/14 Capital Account •/- cash WCP AIV. LP 6,153 12/31/14 Capital Account •/- cash SUBTOTAL PE FUNDS 6.571.168 KNOWLEDGE UNIVERSE EDUCATION. LP 26.511,544 Monetization value per company TRUCKAST LLC 1.225.078 2013 K-1 •1- cash RALLY LABS LLC 181.277 2014 K-1 •/- cash SUBTOTAL OTHER PE 27.917.899 SUBTOTAL PRIVATE EQUITY NON-APOLLO 34,489.067 PRIVATE EQUITY/ DEBT & RESTRICTED STOCK ENVIRONMENTAL SOLUTIONS WORLDWIDE (ESWW) 5,267,842 Cost SUBTOTAL -PUBLIC 5,267,842 ENVIRONMENTAL SOLUTIONS WORLDWIDE CONVERTIBLE NOTE 3.091.661 Cost plus interest ARTBINDER, INC. 9.998 Cost of funding SUBTOTAL OTHER 3.101,659 SUBTOTAL PRIVATE EQUITY/DEBT & RESTRICTED STOCK 8.369,501 TOTAL OTHER PRIVATE EQUITY/DEBT & RESTRICTED STOCK 42,858,567 • Allocated debt in excess of negative tax basis INVESTMENT PARTNERSHIPS LONE CASCADE LP 27.389,989 3/31/15 Estimate MILLENNIUM GROUP USA LP 27.864,513 3/31/15 Estimate CANYON VALUE REALIZ. FUND LP 19.218629 3/31/15 Estimate ANCHORAGE CAPITAL PARTNERS LP 18,163,063 3/31/15 Estimate KING STREET CAPITAL LP 1,128,759 2/28/15 Capital ACCOUnt SUBTOTAL HEDGE FUNDS 93,765.153 AP TECHNOLOGY PARTNERS LLC 58.300 % of Est. future Cash flows AP SHL INVESTORS LLC 1 Expected Write-Off SUBTOTAL OTHER FUNDS 58,301 TOTAL INVESTMENT PARTNERSHIPS 93,823,454 • Allocated debt in excess of negative tax basis 5/11O015 TAB 3-D EFTA00597393