EFTA01408920.pdf

Subject: FW: Inquiry Regarding Account , Client: HBRK ASSOCIATES, INC; Case No. 141374 - DUE MAY 5 [I] From: Stewart Oldfield ‹ > Date: Fri, 28 Apr 2017 13:57:48 -0400 To: Cynthia Rodriguez ‹ > Classification: For internal use only From: Danya Friedman On Behalf Of Amlcompliance Inquiries Sent: Friday, April 28, 2017 1:57 PM To: Stewart Oldfield Cc: Amlcompliance Inquiries Subject: Inquiry Regarding Account , Client: HBRK ASSOCIATES, INC; Case No. 141374 - DUE MAY 5 [I] Importance: High Classification: For internal use only Good Afternoon: The above referenced account has had the following activity. To assist in this review and further document your supervision of this account, please provide information regarding the following transactions. Your complete response must be received within 5 business days. 3/16/2017, $40,000.00, ACHRAYUT LEUMIT LTD at BANK LEUMI LE ISRAEL B.M. 1. Please explain the purpose of this Outgoing Wire. 2. Please explain the relationship between the Client and Counterparty. 3. Please explain the business activities of the Counterparty. EFTA01408920 Please provide any additional pertinent information. Thank you in advance for your prompt attention to this matter. Best Regards/Mit freundlichen GrOgen, PWM AML Compliance Deutsche Bank 60 Wall St., 23 Floor New York, NY 10005 - 2836 Fax: 646-259-3255 PLEASE NOTE: YOU ARE BEING CONTACTED BECAUSE YOU ARE LISTED AS THE PRIMARY OFFICER FOR THIS ACCOUNT ON GCIS. IF YOU ARE NOT THE CURRENT PRIMARY OFFICER, PLEASE LET ME KNOW IMMEDIATELY, SO THAT I MAY FORWARD THIS EMAIL TO THE APPROPRIATE PARTY. Do not forward this e-mail or any attachment directly to the client. EFTA01408921