EFTA01344566.pdf

345 Park Avenue, 10154-0004 New York, NY, USA Tel. Mobil Email Assistant: Ladie whitaker (Embedded image moved to file: pic26595.gif) From: Paul Morris/db/dbcom To: Diego Galan/db/dbcomODBAMERIcAs, Cc: Amanda Kirby/db/dbcom@DBAMERICAS Date: 12/03/2013 02:53 PM Subject: Re: Success Story for this coming Thursday USPB IC Banker meeting [I] Classification: For internal use only client profile: Billionaire entrepreneur; family office, philanthropist Highly sophisticated private investor and trader across asset classes and derivatives One of largest brokerage clients at 7P Morgan; Multiple relationships across the street Private investor in early stage VC Deal Description: Prospect recently moved approximately moved $200 million of securities and cash (equities, currencies, structures, fixed income, swaps, commodities etc) very active trader; ISDAS negotiated and finalized in timely manner Significant growth opportunity for asset growth in 2014 strong existing relationship with banker, multiple meetings/call with client and team got him comfortable with global trading capabilities Client also liked the focus of the DB platform and KCP model client will trade across all asset classes using cash, derivatives and structures Key Success Factors: frequent dialogue with principal and family office members Teamwork - KCP Caroline Kitidis, Tazia smith, vahe stephanian, Amanda Kirby, Blanche christerson, credit Risk Management, Account opening Group (India) Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office Cell: From: Diego Galan/db/dbcom To: Paul morris/db/dbcom@DBAMERICAS, Date: 12/03/2013 01:43 PM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0030168 CONFIDENTIAL SDNY_GM_00176352 EFTA01344566