EFTA01455023.pdf

Bond Quality Bond Duality Market Value % of Bond Market Value BA1Lower 9.506.732 83 100% Percentages of bond market values are Total 9,506,732.83 100% rounded to the nearest whole percentage. You are 100% invested in bonds with a bond quality of BA/Lower. Client Service Information Your Client Advisor: MS Contact Information TAZIA SMITH Telephone Number: 345 PARK AVENUE 14111 FLOOR NEW YORK NY 10154 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST lk FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Eledronic Delivery You have not selected any account comm unicafions for electronic delivery. To register and turn off paper cow m unications, log in to your account or contact your Client Advisor for m ore inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices have been obtained from sources which we believe to be reliable. Pershing may not use the dosing price of the particular exchange or marketplace where your position was purchased as the 'Market Price: Securities for which a price is not available are marked —N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future resubs. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and busthess conditions, they should not be relied on for making investment. trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to mwv.pershing.comlbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinveshnent The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. OPtifills Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiting options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Page 10 of 12 Account Number: ;toted E•cani xi" O4.4ti-u MY..ain•••••••raillt!.• 'Sol, oar...a ...caw, Go paperless A .."01) DAAGAR RAT ED COP.WIUNICATK,16 THE HAZE TRUST ASK •Oll• Oti.ral•• rxcntn.cr CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113537 CONFIDENTIAL SDNY_GM_00259721 EFTA01455023