EFTA01404457.pdf

Entity: Southern Financial Group Entity Information Entity ID: 41603821 Entity Name: Southern Financial Group Address: North Carolina, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary, Regulatory Action • 09/12/2002, The Court in this case adjudged defendants Elfindepan, Southern Financial Group, and Tracy Calvin Dunlap, Jr., to be in contempt of court and ordered Dunlap incarcerated based on their refusal to obey court orders requiring them to produce documents and account for and repatriate investor funds. Source Information RDC URL: https://grid.rdc.com/wss/entity.html?- entityId=f0a4cd957f6297875d3f3d53eb346cc4 Source Name: SEC Litigation Releases - 2002, 05/12/2012 Source URL: http://www.sec.gov/litigation/litreleases/litrelarchive/- litarchive2002.shtml Entity URL: http://www.sec.gov/litigation/litreleases/lr17723.htm Copyright 0 2013 Regulatory DataCorp, Inc. All Rights Reserved. Document generated on 05/29/2013 12:07:12 EFTA01404457