EFTA01371926.pdf

Important Information and Disclosures (continued) Important Arbitration Agreement (continued) (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Raze Jersey City. New Jersey 07399; (201) 413-3330. Page °. of S Account Number:NIG-026161 Rated [welled MISR through Penabos UM. R wholly awed nc2asmces Go paperless Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 subtle:run of The Bakal Ni. Yort Make Comeration (BNY Mellen) MX MOUT I.pNWy EXCELLENCE PCISrat LLC. motto( AURA. NYSE SIPC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065521 CONFIDENTIAL SDNY_GM_00211705 EFTA01371926