EFTA01400672.pdf

Subject: Sep 3, 2013 12:29:22 PM Conversation From: Date: Tue, 03 Sep 2013 12:29:22 -0400 To: Interaction information interiD: startTime: Sep 3, 2013 12:29:22 PM endTime: Sep 3, 2013 12:40:25 PM employeelD: buddyName: networklD: OCS/LCS employeeIPAddr: serverName: Zantaz dblD: nyimadb.us.db.com:1433?database=imauditor deploymentID: 0 outgoingFlag: true supervisedFlag: true internalFlag: true roomName: Start of transcript Participant OCS/LCS entered on Sep 3, 2013 12:29:22 PM Participant informs buddyName: networklD: OCS/LCS employeelD: ► End of participant information OCS/LCS (12:29:22 PM): Hey homeslice OCS/LCS: (12:29:47 PM): favor: can you pull together individual account documents for Jef r y z . already gone through your KYC process so I think you just need account do cs to open a brokerage account OCS/LCS (12:29:48 PM): supsup OCS/LCS: (12:30:04 PM): sounds good 0CS/LCS:1 (12:30:21 PM): I'd like to send them over to him today, sooner rather th an later possz e OCS/LCS: (12:30:23 PM): individual brok accnt? OCS/LCS: (12:30:26 PM): yes OCS/LCS: (12:30:28 PM): cool m Participant OCS/LCS: left on Sep 3, 2013 12:40:25 PM End of transcript EFTA01400672