EFTA01520712.pdf

GHISLAINE MAXWELL ACCT. For the Period 6/1/I I to 6/30/11 TRADE ACTIVITY Note. L indicates Long Term Realized Gain/Loss S indicates Short Term Realized Gain/Loss ' Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Per Link Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost GairvLoss Settled Sales/Maturities/Redemptions 5/27 Sale THE MOSAIC COMPANY NEW(' 70.63036 35,315.19 (500.000) 70.579 35,289.51 (32,500.00) 2,789.51 S' 6/2 High Cost BROKERAGE 25.00 TAX 8/OR SEC .68 J.P. MORGAN SECURITIES LLC (ID: 61945C-10-3) 6/8 Sale THE MOSAIC COMPANY NEW 0 65.55 32,775.00 (500.000) 65.499 32,749.37 (32,500.00) 249.37 S 6/13 High Cost BROKERAGE 25.00 TAX 8/OR SEC .63 J.P. MORGAN SECURITIES LLC (ID: 61945C-10-3) 6/13 Sale PROSHARES ULTRASHORT UP 500 0 22.21 22,210.00 (1,000.000) 22.16 22,159.57 (19,920.00) 2,239.57 S 6/16 Low Cost BROKERAGE 50.00 TAX &/OR SEC .43 J.P. MORGAN SECURITIES LLC (ID: 74347R-88-3) 6/20 Sale AT&T INC e 30.73 30,730.00 BROKERAGE 50.00 TAX (1,000.000) 30.679 30,679.40 (26,290.00) 4,389.40 L 6/23 High Cost 8/OR SEC .60 J.P. MORGAN SECURITIES LLC (ID: 002068-10.2) 6/20 Sale PFIZER INC 0 20.16002 30,240.03 BROKERAGE 75.00 (1.500.000) 20.11 30,164.44 (26,460.00) 3,704.44 1 6/23 High Cost TAX 8/OR SEC .59 J.P. MORGAN SECURITIES LLC (ID: 717081.103) 6/20 Sale SPDR GOLD TRUST 0 150.11 60.044.00 BROKERAGE (400.000) 150.057 60,022.84 (33,482.00) 26,540.84 I. 6/23 High Cost 20.00 TAX 6/OR SEC 1.16 J.P. MORGAN SECURITIES LLC (ID: 78463V-10-7) Total Settled Sales/Maturities/Redemptions 3211,065.13 ($171,152.00) $34,634.68 L 85,278.48 S JP Morgan Page 14 of 28 Confidential Treatment Requested by JPMorgan JPN1-SDNY-00048041 Chase CONFIDENTIAL SDNY_GM_00317239 EFTA01520712