EFTA01455313.pdf

From: Tazia Smith Sent: 9/2/2014 8:28:23 AM To: CC: Paul Morris ; Vahe Stepanian Subject: HSBC Note Matured, +15.67% [C) Attachments: HSBC Eurostoxx Contingent Buffer Note.pdf; SOFL Aug 2014.pdf; pic00462.gif; pic24473.gif; pic20084.gif; pic24160.gif Classification: Confidential Good Morning Rich - Hope you enjoyed a wonderful holiday weekend. As you know, Jeffrey's 15mo HsBc Eurostoxx 50 buffered note matured and has now redeemed. valuation date was 8/26, with the SX5E at 3197.54, vs. initial level of 2764.29 (+15.67% vs. the 17% max return); 52,313,462.05 redeemed vs. S2mm invested, original prospectus, Aug statement, and Bloomberg screenshots attached here for your reference. Best Regards, Tazia (See attached file: HSBC EuroStoxx Contingent Buffer Note.pdf)(See attached file: SOFL Aug 2014.pdf) (Embedded image moved to file: pic00462.gif) (Embedded image moved to file: pic24473.gif) (Embedded image moved to file: pic20084.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & wealth Management (Embedded image moved to file: pic24160.gif) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114022 CONFIDENTIAL SDNY_GM_00260206 EFTA01455313