EFTA01296372.pdf

NAME SEARCHED: JEGE, Inc PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject names) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): CI No I lit • Not Required RDC I. RDC Results No RDC alert (Please Yee attached) DI I Ili( EF No I lit 0 Not Required PCR II. PCR Results No PCR alert (Please sec attached) 0 i iit 0 Yes No Ill. Negative Media There was no information found 123 eta 0 Not Required IV. Non-Negative Media There was no information found V. Other Language Media There was no information found Results? • Yes No There was no information found MB VI. DAB • Not Required Result found(Please see attached) Smartlinx Results? Yes 0 No 2 MI Not Required VII. Smartlinx 0 Review biLegal May There was no information found Court Cases be Requital No Results VIII. Court Cases N 0 Search not required Pmpared by: Shanu Gujaria Date:06/15/2017 Research Analyst Instructions: I. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-Hubbellhttp://www.manindak.com/sp/Martindakihome.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only SDNY_GM_00059059 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0021883 EFTA_00169618 EFTA01296372  OFAC RESULTS RDC: 11602641 No_Ma.tch_Foppi KYC 1790685 Country:UNITED STATES JEGE, Inc Country:VIRGIN ISLANDS, 11602642 No Match Found KYC 1790685 JEGE, Inc U.S. PCR: C20170637908853 JEGE, Inc 0865115899 NCA customised Auto-Closed No-Hit 15/06/2017 C20170637908852 JEGE, Inc 0865115899 NCA customised Auto-Closed No-Hit 15/06/2017 131S RESULTS Negative Media: There was no information found Non-Negative Media: There was no information found Other Language Media: There was no information found Public Records: 1 OF 1 RECORD(S) Comprehensive Business Report Report Created:6-15-2017 12:26 PM EST I FOR INFORMATIONAL PURPOSES ONLY I Copyright O2017 LexisNexis, All rights reserved. Search Terms - company(JEGE. Inc) tin(51-0405649) radius(15) Executives - Current (0) Incorporation(S0S (1) 0perations(Sites (1) Sales (0) For internal use only SDNY_GM_00059060 CONFIDENTIAL - PURSUANT TO FED R.QQN(F IDENTIAL DB-SDNY-0021884 EFTA_0O169619 EFTA01296373  Page 2 Licenses (0) URLs (0) Real Property - Current (0) Real Property - Prior (0) MVRs - Current (0) MVRs - Prior (0) Watercraft - Current (0) Watercraft - Prior (0) Aircraft - Current (0) Aircraft - Prior (0) Bankruptcy Filings (0) Judgments 8 Liens Filings (0) UCC Fillings (0) Executives - Prior (0) Registered Agents (0) Name Variations (1) Possible Employees (0) Person Associates (0) Business Associates (0) TINS (0) Possible Connected Parent Company (0) Industry Information (0) Business (0) View All Sources (1) Business Summary Name Address Phone JEGE, INC. 1290 Market St Ste 9 I (No recent public filings on file) San Fran, CA 94102-4801 San Francisco County LexID Established TIN 0000-7627-5994 1979 (38 Years in Business) At a Glance Real Property 0 UCC Debtor 0 Personal Property 0 Bankruptcy 0 Secured Assets 0 Judgments/Liens 0 Executives 0 Foreclosure/Notice of Default 0 Name Variations -1 name variations found NO. NAME JEGE. INC TINs - 0 TINs found Business Profile Executives: Current - 0 executive(s) found Incorporation/SOS (0 active, 1 other) NO. NAME FILING TYPE STATUS FILING FILING NO. STATE DATE 1. JEGE, INC. CORPORATION- SUSPENDE 06/19/1979 C0922476 CA BUSINESS D Additional Details Business Type: CORPORATION-BUSINESS Business Status: SUSPENDED Filing Type: ARTICLES OF INCORPORATION Expiration: PERPETUAL For Profit: Unknown Foreign/Domestic: Domestic Origin: State of CA Filing History (most recent two years) Filing Date Description 07/01/1981 FRANCHISE TAX BOARD SUSPENSION 07/01/1981 SUSPENDED BY FRANCHISE TAX BOARD 09/27/1979 STATEMENT OF OFFICERS INFORMATION OperatingLocations - Showing 1 location(s) For internal use only SDNY_GM_00059061 CONFIDENTIAL — PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0021885 EFTA_00I 69620 EFTA01296374  Page 3 NO. ADDRESS METRO AREA PHONE 1 1290 Market St Ste 9 San Francisco. CA San Fran. CA 94102-4801 San Francisco County Sales - 0 record(s) found Parent Company - 0 record(s) found Industry Information - no information found Licenses - 0 licenses found URLs - 0 URLs found Bankruptcy (0 active, 0 closed) Judgments/Liens (0 filings) UCC Filings (0 debtor, 0 creditor) Real Property (0 current, 0 prior) Personal Property (0 current, 0 prior) Associates Executives: Prior - 0 prior executive(s) found Registered Agents - 0 registered agent(s) found Possible Employees - 0 current, 0 prior employees found Person Associates - 0 other person associates found Possible Connected Business - 0 businesses found Business Associates - 0 business associates found Sources All Sources 1 Source Documents Corporate Filings 1 Source Documents Key: SHigh Risk Indicator. These symbols may prompt you to investigate further. f Moderate Risk Indicator. These symbols may prompt you to investigate further. t General Information Indicator. These symbols inform you that additional information is provided. 40 The most recent telephone listing as reported by Electronic Directory Assistance. Wireless Phone Indicator. These symbols indicate a cell phone number. Residential Phone Indicator. These symbols indicate a residential phone number. For internal use only SDNY_GM_00059062 CONFIDENTIAL - PURSUANT TO FED. R.ctit;IN(F IDENTIAL DB-SONY-0021886 EFTA_00I 6%2 I EFTA01296375  Page 4 a, Business Phone Indicator. These symbols indicate a business phone number. d) Shared Phone Indicator. These symbols indicate the phone number may be shared between wireless and landline service. QD FAX Indicator. These symbols indicate a FAX number. ® Government Phone Indicator. These symbols indicate a government phone number. Important: The Pubic Records and commercially available data sources used on reports have effort Dale is sometimes entered poorly. processed incorrectly and is generally not free from defect. This system should not be relied upon as defeetively accurate. Before relying on any data this system supplies. it should be independently verified. For Set:Maly of Stale documents. the Idlest no data is for Information purposes only and is not an official record. Codified copies may be obtained from that individual stakes Department of State. Your DPPA Poinessiblo Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright O 2017 Lovistilexis. a division of Reed Elsevier Inc. All Rights Reserved. D& B: There was no information found LEGAL RESULTS: Court Cases: There was no information found For internal use only SDNY_GM_00059063 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0021887 EFTA_00 I 69622 EFTA01296376