EFTA01448734.pdf

IV. TAX ELECTION/DECLARATION OF TAX STATUS This Account Agreement is designed for use by both U.S. Persons and Non-U.S. Persons. Please check the box next to the applicable item below. Client certifies that Client will notify DBSI in writing immediately if the representation certified to below ceases to be true and correct. 1.O U.S. Citizen or U.S. Resident Alien Form W9 Request for Taxpayer Identification Number and Certification Substitute Name (as shown on your income tax return) Business nameldisregarded entity name, it different from above Check appropriate box for federal tax classification (required): ; O Individual/sole proprietor 0 C Corporation ❑ S Corporation 0 Partnership❑ Trustestate ❑ Exempt payee _ ❑ Limited liability company. Enter the tax classification (C=C corporation, S=S corporation. P=partnership) 0 r- Other Address (number, street. and apt. or suite no.) City, State, and ZIP code Taxpayer Identification Number (TIN) efeessistelembet Enter vourTINin theeppropriete bees The TIN provided must match the name given on the "Name" line to avoid backup withholding. For individuals, this is your social security number ISSN). For other entities, it is your employer identification number ION). II Employer Identification Number MIDEICIDO Part II Certification Under penalties of perjury, I certify that: 1. The number shown on this form is my correct taxpayer identification number (or I am waiting for a number to be issued to met. and 2. I am not subject to backup withholding because: la) I am exempt from backup withholding, or (b) I have not been notified by the Internal Revenue Service (IRS) that I am subject to backup withholding as a result of a failure to report all interest or dividends, or (c) the IRS has notified me that I am no longer subject to backup withholding, and 3. I am a U.S. citizen or other U.S. person (defined in the instructions). Certification instructions. You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. Sign Signature of Here U.S. person to 2.0 Non-U.S. Parson I am note U.S. person (including a U.S. resident alien). I am submitting the applicable Form W.8 with this town to certify my foreign status and, if applicable, claim tax treaty benefits. For example: Client is not a U.S. person (including a U.S. resident alien). Client agrees to provide DBSI with this application the applicable Internal Revenue Service (IRS) Form W.8 to certify the client's foreign status. W-8 forms and instructions are available on the IRS website at www.irs.gov. [THIS SPACE INTENTIONALLY LEFT BLANK] 12-PWM-0573 6 012145 011113 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 103843 CONFIDENTIAL SDNY_GM_00250027 EFTA01448734