EFTA01320411.pdf

EFTA01320411 Statements SDNYG,00350224 CONFIDENTIAL EFTA 00222916  CUAREO nwoucH Wit OPTED SLOSICURY ()MCC SERVICING YOUR ACCOUNT ani. bans Unitas Ca. Bear. Sten & Co inc. BEAR 383 madoon Avenue New Yorks New York 10179 Cot Meintacn Carts test BrOMVI. Mee VOrk 112014851) STEARNS (212) 272-2000 (212j 272-ICCO EPSTEIN INTERESTS ACCOUNT MOAK ZICHERAMACIRA symesewr mecca OKOtIte 1.2001 TELEPHONE (212)272-4189 THROWN DIKOrroOr 31.2001 vISI1 OUR wit Mu wwwboarsteams.corn .1.000Lan MAMER • What's In This Statement nellIlmil I.IIIIIIlbIIIIIIIIIIIIIIIIIIIIllifil.1.1 TAJCPAYOR MA M 011rue EPSTEIN INTERESTS IAST STATEMENT Noornber 30.2001 Financial Summary 3 Your Portfolio Holdings 4 DTD 12/26/91 JEFFERY E EPSTEIN & MARK I. • Transaction Detail 5 EPSTEIN & WILLIAM ELKUS TTEES Your Messages 8 457 MADISON AVENUE 4TH FLR 0 NEW YORK NY 10022.6843 -n C Your Portfolio at a Glance Market Value of Your Portfolio in NET CREDIT BALANCE 1.916.563 Cash I Esislant 51.011.878 51.918.563 Important Message If any information regarding 2001interest. tividerds. Theellatle3uS income. I So moss proceeds or colonel NET EQUITY T43 PERIOD 51.916,563 issue Oncount IS MOW S815.500 to be reported to the IRS for NET EQUITY LAST STATEMENT 1.827.378 Conn market 'MUG this account. a Constituted Form 1099 DOME SINCE LAST STATEMENT 89.184 will be malted to you by r 'Mt Who rcheles aft new ,orptC•4 seGetes Pal re .et ntertid nab - as Van al Sean*. ra lb N., EOM* 7•IS Neel MI Last statement's market value January 31.2002or 10425 by March 15.2002. There are no 'Stop Loss' orders or other pending bLry or sel open orders on file for your account. SZZOSE00- 019- ANGS Pao noon by ~ea S. ecnobobt M 0.00$ tl Pa *Mad al bibtrtsl I. raw 'Ns umbra. la• erfillatil 'LRCM. bat n R ad tamale as a Is. *t int. b Can &Man at KO(O4-14224 lamb, b CMS Swabs id See. Aisne SIMMS ar TM Weenie ;bead be crania fa vas malt Sr* nen OS lee ROWS IffatIN661 Cs Cc* Maavabli Cabe Ibq boat" HY. 112014.1b 027 0110102:06,34 COI V$10 8 b.) b.) b.) EFTA01320412  0.1.0120 1101OUGH 1TE 20.00" credrc SUISIMARY 0VmS 502.1001 CO". 0-e Uttexch Cenw wr frog," NW. at 120 .11.69 RV) 172.1000 EPSTEIN INTERESTS 0 z -n STATEMENT BACKER IS PRINTED ON THIS PAGE C in z -H r 9ZZOSEOCIA19- ANGS 017 71C,3,7.2fe 14 021 1,510 EFTA01320413  SLUM) IlatOUGH ME Mat OWN° 9JESIOARY OFFICE SERVIONG YOUR ACCOLNT Sex. Steams b Co. Inc. Bat Ears Starke CO M. BEAR 383 Madison Avenue New York. New York 10179 Ors laNnlech Cater Moab army. Pie at 20 143.9 STEARNS (212) 2721000 asp 272.1003 EPSTEIN INTERESTS 3 ct s STATDAPIT MOM DOCtaittf 1.2001 TIStOLCII Dettatat 31.2001 Cash Flow Analysis Income Summary ACCOSIT MAIER TAXPAYI31 MAASS DC PERIM DOS 10130 SAE TOQUE LAST STATEMENT NOME* 30.2001 Opening Balance 51,011,878.22 Cinidends 2,520.00 9.800.00 Credit Balance Mt. 1.198.92 10.960.15 Searles Sold 803.965.37 Funds Deposited Total $3.718.92 520 760.15 100.000.00 DR/Wends/Interest 3.718.92 0 Amount Credited 5904,684.29 Portfolio Composition z Net Cash ActMty 904.684.29 ii ClosIn9 Balarce 51,916,562.51 Cash/Cash Equivalent 1,916,563 Total 51.916.563 C in z Cash Balance Summary OPEN/74 ClOSSE Your Portfolio Cash 1.011479.22 1.916.662.51 Allocation Net CItSh Balance 51 ,011,878.22 51.916.562.51 r MOSEOCIA/9- ANGS CON & E00013left 100% W ;atom does am bans. saw eel maw vast Am mamma "write} N cooed ion to "0tllh meta Moto of woo mob% 027 01e1et.ce.34 001 V319 EFTA01320414  OLEMEO THROUGH NS vni0ur One SUBSONXI OFFICE SERVICING YOUR ACCOUNT Beet Sun $w Corp. Bear. Steams & Co. Inc. BEAR 383 Madison Avenue NOW York. New York 10179 Ow - WS On Net at WO 20 SUN STEARNS (212) 272.2000 (212)2124CM EPSTEIN INTERESTS n6 ITATtlawr n€a00 December 1.2001 7145000. December 31, 2031 Your Portfolio Holdings ACCO-NT neeR ■ CASH & CASH EQUIVALENTS TAXPAYNA PaiNeeR On rile WT STATENENT Nosemba 30.2001 meat CSTNNUTD CUMIN! DISCRINvn DO Cm ERA MUT N0W* INC0NE VELD (%) CASH BALANCE 1.916.583 TOTAL CASH & CASH EQUIVALENTS 11.916.563 EQUMES -n Equities & Options oracstrock SYMOCUANse MCI nTh manna, rasa on(IT VALLI CPWATU) AMA. INCOME awn! eCID ON C BANPAIS SA•SPONSOREDADR BPIBY CASH 20.000 Oopeced in REPSTG 6 SER L SHS Total Equities& Options SO so TOTAL EQUITIES sc SO YOUR PRICED PORTFOLIOHOLDINGS 51.916.562 r 8ZZOSEOCIA19- ANGS 017 0101.02:00 34 031 %SIP rn I8 b.) IJ O EFTA01320415  ammo naDv0/4 »Huy Obs1CD IDAPORRY OFFICE SERVr.faG YOUR ACCOUNT lbw Sien Senates Cap But. Stearns & Co. Inc. BEAR 383 Madison Avenue New Yak. New York 10179 On ~own Center worm DocWs WEE Ylh 112014~ STMRNS (212)272.2000 12142124000 EPSTEIN INTERESTS SternEST POEM %Center 1. 2001 TNRCt011 Decent« 31.2001 Transaction Detail AODOUNT WATER ~YID Haan On Flo INVESTMENT ACTIVITY II4T STAMM« 14:DeDDIt 70. 200I srmagen TrusX DATE DAR TIGESECT/Dif DESCRIER'S,' SYMEOLOsSEY OLYEany IRBY DfltArGrl craw Amman 12/24/01 12E1 SSE SOLD JOHNSON& JOHNSON "J .14.000 57.27390 803.965.37 AVG PRICE SHOWNDETA&S ON REO ACTUAL CONE!~ TO YOUR AGENT uNsoncrEn 0 TOTAL 5800.965.37 DEPOSITS AND WITHDRAWALS DATE 11WOICIICOI DESCRODON DIRE AvOuErt CREDIT ~WO 12/20/01 FUNDS REC Fge Rri sEgiTAVIalaNK FROM 100.000.00 m TOTAL 00011543111801 5100.000.00 DIVIDENDS DATE eacerioN UOITITY PAY( (S yet', Av”,,t7 r 12/11/01 JOHNSON& JOHNSON RFC 11/20S1 PAY 12/11101 14.000 0.1803 Ester ~Dort 2.520.00 TOTAL 62.520.00 INTEREST 6ZZOSE00- IND- ANGS DATE DESCRIPME SYHIDUCUSP GUMT' RAIL OH Can ~Doh' Peon wale 12/21/01 INTEREST ON CREDIT BALANCE 1.2500 355.69 AT 1 114% 12/11 THRU 12/20 027 01/010t01134 CO1 V519 EFTA01320416  OJARID TrIPICOOM ITS %lay Owe SUBSINARy OFFICE SERvIte4 YOUR ACCOuNI bar. Aeons Scodifes Gyp Sear. Steams lc Co. Inc. BEAR 393 Mattoon Avenue ifteelech Comer Nam teal). Nes York 1120141Si STEARNS New York. New York 10179 (212) 272.2000 L2121 272.1000 EPSTEIN INTERESTS 6 ore STAT/Seba AMOS OCWTIb.r 1.2001 THIROLKA4 Demote 31.2001 Transaction Detail (continued) Accouter saw TAXPANTA MAIM On Fle INTEREST (continued) LAST STATITIVer MALINISS 30.2031 out OISCRotou N'T CRUM 11.COMt 12/21/01 MEREST ON CREDIT BALANCE 843.23 AT 1 1ft% 11/21 11180 12/10 C) TOTAL $1.198.92 0 -n Your messages C As part of the National Association of Sectrities Dealer's (NASD) in Investor Education Program, you may obtain information on the NASDS Pulsar Disclostre program by contacting the NASD at telephone number (800) 289-9999 or via the intemet address which is womunasct.com. In addition. a brochure explaining the Public Disclosure Program is available from the NASD upon request. r STOPI End of Statement OEZOSEOCIA19- ANGS 027 OILOSOLCO.34 001 VS19 to I8 IJ IJ Is) LCL IJ Is) EFTA01320417  58*90 T9OuCti na ASKS Owl= SUPSOWir OFFICE SERI/ICBM YOUR ACCOUNT Bee. Men SPAR, Co.T Boar. Stearns B Co. Int. BEAR 383 Madison Avenue New 'Wk. New York 10179 ore arWwOa Cantor Wan 11nwatr. New tot 112014459 01212721000 STB1RNS (212) 272.2000 EPSTEIN INTERESTS ACCOUNT DICUTIVE ZICHERIAAN.IRA STATEMENT PEFOCO DROPS 27. 2001 TELEPHONE (212)272.4189 /woven Weber 30.2001 VSO OUR WEBSIIE arttearstearnkcorn 9C00114T 111AMER 2 What's In This Statement llllnrlIeeeee TAXPANTR NUMBER EPSTEIN INTERESTS LAST SIAMPD1T ODOR 26.2031 Financial Summary 3 Your Portfolio Holdings 3 DTD 12/26/91 JEFFERY E EPSTEIN & MARK L • Transaction Dead 4 EPSTEIN & WILLIAM ELKUS TTEES 0 457 MADISON AVENUE 4Th FLR NEW YORK NY 100224843 0 Z T I I C Your Portfolio at a Glance Market Value of Your Portfolio m TOTAL VALUE OF SECURMES ne PERIOD' 815.500 CAM a ErMarit - 51.011.878 51.010.340 NET CREDIT BALANCE 1,011878 5815.5C0 5921.380 NET 501MW TINS PERIOD $1.827,378 ▪ Cuyero market yak* NET COURT LIST STATEMENT 1,831,729 ▪ USl straemerts market value r DUNG( SINCE LAST STATEMENT gatftis roan web— wyno.91 wan. los a MI -4.351 .Yeas! S. fp Trail Vow of Staab s.t t Net Eng TIP Pobi There are no 'Step Loss' orders or other pending buy or sell open orders on Ale for your account- TEZOSEOCIND- ANGS Pease rst try drew. 6. nr.aneot te atm died". Peleas Y eneent4 Teal tummy i lit morass prceses 00/.5 is Mc Rata as men Mame& it Coon fen4pn irt$03431,419 v n Corr Unica e bow Swam &roans. Tio ibIonect twill be realle011:8 yar nosed& See tram edify rp9lai Mamma CPT. 01. *tow % Grip Stow 15,4de. NV. 1128148.5a 027 12,0101:0.46 001 V513 I8 IJ IJ Is) IN) EFTA01320418  One memo, mi mart 0.0040 11006100..n. Om. Sown* Smalls Corp. Ca* MoMaas Crew Nab itba. lite Yen 11201415$ al a 2721000 EPSTEIN INTERESTS z -n STATEMENT BACKER IS PRINTED ON THIS PAGE C in z -H r ZEZOSE00- 019- ANGS 017 1}131,01.10.46 001 V513 I S IJ IJ IJ IJ EFTA01320419  taunt) 1HRDJO ITS WtOJ.V OWNCI) Sunecure OFFICE SERVICING YOUR ACCOUNT Bear. Steams & Co. hc. ea Sewn Yocum" Gals. BEAR 383 Madison Avenue Ole Meetach Clew Mr% eroonr. Nee %A 1110141Se STEARNS New York. New Yolk 10179 (21 2) 272-2000 (212) 222.10:0 EPSTEIN INTERESTS 3 of. STATSvek, PERIOD Ccteeer 27. 2001 nieoUe41 Womble 30. 2001 Cash Flow Analysis Income Summary ACCOLse Nuys, tonne I 02 IM me Peace THIS itec0 WAR IODATE LAST STA112.0a CIMINO 26.2001 OpeningBalance 51.010.348.76 0vIdends 0.00 7,280.00 Croat Balance Int 1.529.46 9.761.23 C4riden:Isanterest 1,529.46 Total 51.529.46 $17 041 23 Amount Credited 51.529.46 0 Net Cash &tatty 1.529.46 z ClosingiSalance $1,011,878.22 Portfolio Composition m CasIVCash Equfralent Equities 1.011,878 815.500 C Cash Balance Summary in CLOSING Total $1,827,378 z Cash 1,010,348.76 1.011.878.22 Your Portfolio tkot CashEtalance 51,010,348.76 51.011.878.22 Allocation r Your Portfolio Holdings Equities CASH & CASH EQUIVALENTS 44% EEZOSE00- 019- ANGS Caul & Elf-Ware wcsn (STOWED War* sax DISCtintim Sv801.CuS1. Warr! PM( ate( au/ 'OWE RID 11+1 CASH BALANCE 1.011.878 TOTAL CASH & CASH EQUIVALENTS 51.011.878 104...114 fedora Ong. OW Paro WC ten nal neat Tt Scat. percartnt Is Oaf M1bn Ve thsoµe nottl vita el pot pitle 027 12/31.01:10:46 001 'al 3 EFTA01320420  CLEARED netouon n vniOur Dmao SLOSMARY OFFNE SERYCNG YOUR ACCOUNT Hew. Stearns & Co. Inc. WE. SMIAS SeCuMet Coy. One ereutdce Coat WO BEAR 383 Abelson Avenue New York. New York 10179