EFTA01454075.pdf

Clients with IRA or ERISA accounts The representations and warranties in this paragraph only apply to clients with IRA or ERISA accounts. Advisory IRA accounts and advisory accounts governed by the Employee Retirement Income Security Act of 1974, as amended ("ERISA- 1 are prohibited from transacting in structured products. Clients with self-directed, non-advisory IRA I ERISA accounts who also maintain separate advisory accounts at Deutsche Bank may be permitted to purchase structured products; however, in such instances I understand that Deutsche Bank will not provide me with any investment advice with respect to any transactions relating to my acquisition or holding of any structured product. I understand that I must have an investment objective of Growth or Aggressive Growth and that I may be required to complete a purchaser's certificate for each transaction pnor to order entry. I further understand that I may not acquire structured products unless such acquisition complies with the requirements of ERISA or the Internal Revenue Code of 1986. as amended (the "Code") or an exemption from such requirements is available to me. I understand that structured products may be illiquid and that resales of such products may not be possible or may be subject to significant delay. I further acknowledge that, notwithstanding any such potential or actual delay, I will be solely and fully responsible for ensuring that the distribution of minimum amounts required under the Code shall be timely made and for any liabilities, losses, penalties, taxes or other consequences arising from or relating to the failure to timely distribute any such amounts. Finally, I understand that in its capacity as selling agent Deutsche Bank will receive compensation from the issuer as a result of my acquisition of structured products, as will be described in the prospectus. offering memorandum or other offering document associated with each structured product. By signing below, I hereby confirm that the representations made in this Structured Products Agreement and Approval Form are true to the best of my knowledge. Client signature block:• ealrainn MIMS Signature Name Date •If this is a joint account, all Joint account holders must sign. The following signature block should be used for a Trust, Partnership, Limited Liability Company or Corporate client. Title of Account Signature Date Name Title If this is a trust account check as appropriate ❑ Trustee ❑ Co-Trustee Required Deutsche Bank Signatures INCA Signature Date Print INCA Name INCA if Manager Approval Date "Deutsche Bank" means Deutsche Bank AG and its affiliated companies, including Deutsche Bank Trust Company Americas. Deutsche Bank Securities Inc.. Deutsche Bank National Trust Company and Deutsche Bank Trust Company, N.A., as the context requires. Deutsche Bank Private Wealth Management refers to Deutsche Bank's wealth management activities for high-net-worth clients around the world. Deutsche Bank Alex. Brown is a division of Deutsche Bank Securities Inc. Please fax all completed and fully executed forms to the Structured Solutions Group Fax Number (212) 553-2389 08-PWM-0128(05/11) 0084050.051611 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111998 CONFIDENTIAL SDNY_GM_00258182 EFTA01454075