EFTA01520000.pdf

J.PMorgan GHISLAINE MAXWELL ACCT. For the Period 9/1/09 to 9/30/09 TRADE ACTIVITY Note: L indicates Long Term Realized Gain/Loss • Settled transaction was Initiated in pnor statement period and settled in current statement penod Trade Settlement Per Unit Realized Date Date Type Description Quantity Amount Proceed* Tax Cost Gain Loss Settled Sales/Maturities/Redemptions 9/24 9/29 Sale CITY OF NEW YORK N Y (200,000.000) 104 50 209,003.00 (198,788.00) 10232.00 L NYC PUBLIC IMPS UNLIMITED TAX 4% SUBSER L-1 APR 01 2019 DTD 4/23/2008 HELD BY DTC BOOK ENTRY PAR CALL 04/01/2018 a loo 104.50 JP MORGAN SECURITIES INC (BIDL) TRADE DATE 09/24)09 Trade Settlement Per Unit Date Date Type Description Quantity Amount Market Cost Settled Securities Purchased 8/19 9/14 Purchase FEDERAL HOME LOAN BANK 100.000.000 100.00 (100,000.00) * 11/2% DEC 14 2012 DTD 09/14/2009 STEP CPN GI 100.00 JP MORGAN SECURITIES INC (BIDL) TRADE DATE 08/19/09 Page 18 of 34 Confidential Treatment Requested by JPMorgan JPM-SDNY-00047309 Chase CONFIDENTIAL SDNY_GM_00316507 EFTA01520000