EFTA01500217.pdf

SOUTHERN TRUST COMPANY, INC ACCT. For the Period 8/1/13 to sain3 Trade Date Type Per Unit Realized Settle Date Selection Method Dinci1p8On Quantity Amount Proceeds Cost Galn/Loss Settled Sales/Maturities/Redemptions 8/1 Option Buyback NZD PUT USD CALL FX EUROPEAN STYLE OPTION OCT 2,000,000.000 0.028 (55,440.00) 28,880.00 (28,560.00) C 8/13 FIFO 24, 2013 0 .8 KO 0 0.84 REPURCHASE OF WRITTEN FX OPTION (ID: XNZDPA-EV-Z) 8/26 Expired Option ENTRY REVERSED ON 0629/2013 NZD PUT USD CALL (3,000,000.000) (18,369.00) (18,369.00) C 8/26 High Cost FX EUROPEAN STYLE OPTION AUG 26. 20138 .78 EXPIRATION OF PURCHASED FX OPTION (ID: XNZOPA-EVV2) 8/29 Expired Option TO REVERSE ENTRY OF 06/26/2013 NZD PUT USD CALL 3,000,000.000 18,389.00 18,369.00 C 8/29 High Cost FX EUROPEAN STYLE OPTION AUG 26, 2013 ft .78 EXPIRATION OF PURCHASED EX OPTION AS OF 08/26/13 (ID: XNZDPA-EW-Z) 8/23 SeN Option NZD PUT USD CALL FX EUROPEAN STYLE OPTION AUG (3,000,000.000) 0.003 10,413.00 (18.369.00) (7,956.00) C 8/30 FIFO 26, 2013 0.78 RESALE OF PURCHASED FX OPTION AS OF 08/27/13 (ID: XNZDPA-EW-Z) Total Settled Sales/Maturities/Redemptions ($76,867.00) 1189.286.00 512,398.00 C Trade Date Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 7/31 Purchase Option NZD PUT USD CALL FX EUROPEAN STYLE OPTION AUG 5,000,000.000 0.008 (30,615.00) 8/2 26, 2013 0 .78 PURCHASED FX OPTION PUT 5,000,030 00 NZD CALL 3,900,000.00 USD (ID: XNZDPA-EW-Z) J.P Morgan Page 14 of 22 Confidential Treatment Requested by JPMorgan JPM-SDNY-00024155 Chase CONFIDENTIAL SDNY_GM_00293353 EFTA01500217