EFTA01453547.pdf

o an roup 01Apt 2014 SOUTHEtat4 F0JANCIAL, LLC Page 2 Ct 2 Request As of 01 Apr 14 Deutsche WRAC SOUTHERN FINANCIAL, LLC R1(401loss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN FxEurcepl 21-Noy-2013 20-Nov-2014 25-Noy-2014 (I ,OCID 0E0 Eri1 USD 101:000000 JPY SHORT EUROPEAN CALL 1010000 :13 2;16 ini FINANCIAL. LLC SOUTHERN FXOneBanDneT 21-Not-2013 20-Nov-2014 25-Nov-2014 (21.00000) USD 0 JPY LONG EUROPEAN 0.0003 10.861 61 FINANCIAL. LLC owhOpt SOUTHERN FXOneBarOneT 21-Nor-2013 2011ov2014 25-Nov-2014 (21,MO DOI USD 0 JPY LONG EUROPEAN 0.0000 9.134 18 FINANCIAL. LLC outhOpt SOUTHERN FXOnet3ananeT 21-Nov-2013 20-Nov.2014 254104014 (21.000 WI USD 0 FY LONG EURCPEAN 0.0000 7.62627 FINANCIAL. LLC ouchOpt SOUTHERN FxEuroOpl 31-Jan-2014 01.May-2014 07-May-2011 (10.000.003M USD 1025000.000 SY SHORT EURCPEAN CALL 1025000 ',1®.Y.Q.- 79r FINANCIAL. LLC SOUTHERN FXD91aICpt 13-Mar-2014 14-Apr-2014 15-Apr-2014 (I 0030:000) USD SHORT EUROPEAN CALL 375960 (9.I10 ad) FINANCIAL, LLC Subtotal: (185.739 ii2 Cassodbes -lhases Long! Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Strike Price MTM(USD) SOUTHERN FINANCIAL. Commodity 13-Mar;2014 15;May-2014 22;May-2014 LONG EUROPEAN WTI 100.00000 USD O®00 r102.?..ta kr) LLC Dorothy Subtotal: ; IC.' e.V. ';'). Total: (288,577.98) Statement ID The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 111196 CONFIDENTIAL SDNY_GM_00257380 EFTA01453547