EFTA00236227.pdf

Consolidated report prepared for Ghislaine Maxwell UBS Portfolio holdi ngs as of July 15 2014 Summary of Portfolio Holdings Value on Unrealized Unrealized Est. annual Current % of Cost basis (5) 07/15/2014 (5) oainAoss (51 gainAoss (%) income (5) yield l%) portfolio A Cash 727,711.11 727,711.11 0.00 0.00% 0.00 0.00% 10.80% Cash 727,711.11 727,711.11 0.00 0.00% 0.00 0.00% 10.80% B Fixed Income 1,783,476.87 1,844,600.01 61,123.14 3.43% 91,726.09 4.97% 27.36% US 1,694,233.30 1,755,013.49 60,780.19 3.59% 89,724.69 5.11% 26.03% Global 49,538.92 50,113.38 574.46 1.16% 1,255.25 2.50% 0.74% International 39,704.65 39,473.14 -231.51 -0.58% 746.15 1.89% 0.59% C Equity 3,434,276.39 4,074,774.82 640,498.43 18.65% 110,067.61 2.70% 60.45% US 1,977,768.64 2,375,699.46 397,930.82 20.12% 56,193.50 2.37% 35.24% International 1,456,507.75 1,699,075.36 242,567.61 16.65% 53,874.11 3.17% 25.21% D Commodities 31,931.40 23,660.70 -8,270.70 -25.90% 0.00 0.00% 0.35% Commodities 31,931.40 23,660.70 -8,270.70 -25.90% 0.00 0.00% 0.35% E Non-Traditional 30,309.77 32,426.45 2,116.68 6.98% 514.19 1.59% 0.48% Non-Traditional 30,309.77 32,426.45 2,116.68 6.98% 514.19 1.59% 0.48% F Other 45,068.38 37,960.62 -7,107.77 -15.77% 0.00 0.00% 0.56% Other 45,068.38 37,960.62 -7,107.77 -15.77% 0.00 0.00% 0.56% Total Portfolio $6,052,773.92 $6,741,133.71 5688,359.79 11.37% $202,307.89 3.00% 100% Balanced mutual funds are allocated in the 'Other' category Report created on July 16. 2014 Page 1 " CONFIDENTIAL UBSTERRAMAR00000523 EFTA00236227  Consolidated report prepared for Ghislaine Maxwell UBS Portfolio holdings - as of July 15, 2014 (continued) Details of portfolio holdings Unrealized % of Unrealized gai Moss Est. annual Current asset % of Cost basis 5 Market value IS gainAossrS , inocme(S, yield C.%) class portfolio Total Portfolio $6,052,773.92 $6,741,133.71 $688,359.79 1137% $202,307.89 3.00% 100% 100% Purchase Price on Unrealized price TV / 07/15/2014 Unrealized gaiMoss Est. annual Current % of % of Cash Quantity Avg Price :Si Cost basis 15 Market value t S. gaimlossrS, inmate:Si yield :Ph) Cash portfolio Cash UBS BANK USA DEPOSIT ACCOUNT 9,481 35 1.00 1.00 9,481.35 9,481.35 0.00 0.00% 0.00 0.00% 1.30% 0.14% USD CASH 697.68 5.00 5.00 718,229.76 718,229.76 0.00 0.00% 0.00 0.00% 98.70% 10.65% Total Cash $727,711.11 $727,711.11 $0.00 0.00% $0.00 0.00% 100.00% 10.80% Total Cash $727,711.11 $727,711.11 $0.00 0.00% $0.00 0.00% 100.00% 10.80% Purchase Price on Unrealized % of price TV / 07/15/2014 Unrealized gaiMoss Est. annual Current Fixed % of Fixed Income Quantity Avg Price V Cost basis (S: Market value gainAoss !Si income (Si yield %> Income portfolio us AVENUE CREDIT STRATEGIES FUND 2,792.19 11.31 11.86 31.566.86 33,115.42 1,548.56 4.91% 1.044.28 3.15% 1.80% 0.49% CLASS INSTL Client investment: $30,896.00 Reinvested dividends: $670.86 Investment return: 12,219.42 :7.18% BANK OF AMER INTERNOTES 150,000.00 100.00 104.16 150,000.00 157,137.00 7,137.00 4.76% 5,400.00 3.46% 8.52% 2.33% 03.600% 111516 070110410 FC051511 NTS B/E BIM:MLLE TEX ISO U/T-07 BLD REF- 100,000.00 105.36 109.10 105,357.62 111,185.33 5,827.71 5.53% 5,000.00 4.58% 6.03% 1.65% 07 PSA B/E/IV 5.000 021529 DTD 011507 EILACKROCK HIGH MELD BOND I 7,459.57 8.12 8.40 60,602.06 62,660.39 2,058.33 3.40% 3,580.03 5.71% 3.40% 0.93% Client investment: $59,201.48 Reinvested dividends: 51,400.58 Investment return: 53,458.91 (5,84%) CITIGROUP CAPITAL XIII FXD/FLT 10,000 00 26.13 27.66 261,300 00 276,600 00 15.300 00 5.86% 19,687 50 7.12% 15.00% 4.10% TRUST PFD 7.875% DUE 10/30/2040 Report created on: July 16, 2014 Page 2 of 11 CONFIDENTIAL UBSTERRAMAR00000524 EFTA00236228  SUBS Consolidated report prepared for Ghislaine Maxwell Portfolio holdings - as of July 15, 2014 (continued) Purchase Price on Unrealized % of price (S)/ 07/15/2014 Unrealized gain4oss Est. annual Current Fixed % of Fixed Income Quantity Avg Price :S) Cost basis r5; Market value (5; gainAoss 5) (%) income (5) yield Income portfolio US COHEN & STEERS PREFERRED SEC & 4,607.73 13.44 13.77 61,946.93 63,448.44 1,501.51 2.42% 3,852.06 6.07% 3.44% 0.94% INC FUND I Client investment: 560,407.99 Reinvested dividends: 51,538.94 Investment return: 53,040.45 (5.03%) COUNTRYWIDE CAP V 7.000% DUE 4,200.00 23.52 26.02 98,778.96 109,284.00 10505.04 10.63% 7,350.00 6.73% 5.92% 1.62% 11/01/36 CALLABLE DOUBLE LINE TOTAL RETURN FUND 12,754.22 11.37 10.98 145,034.86 140,041.37 -4,993.49 -3.44% 7.158.33 5.11% 7.59% 2.08% INSTL Client investment: 5142,229.00 Reinvested dividends: 52,805.86 Investment return: 5-2.187.631-1.54%) EATON VANCE FLOATING RATE 7,665 50 11.18 11.15 85,696.21 85,470.29 -225.92 -0.26% 3,964.20 4.64% 4.63% 1 27% ADVANTAGE CL i Client investment: 584,120.00 Reinvested dividends: 51,576.21 investment return: 51,350.2911.61%; GENL ELEC CPTL CORP 00.423% 50,000.00 90.79 99.98 45,394.50 49,991.00 4,596.50 10.13% 211.68 0.42% 2.71% 0.74% 051116 DTD051107 FC081107 MED TERM N75 HARBOR HIGH VIEW BD FD 2,727.73 11.24 11.05 30,646.27 30,141.45 -504.82 -1.65% 1,720.52 5.71% 1.63% 0.45% INSTITUTIONAL CL Client investment: 529,905.78 Reinvested dividends. 5740.49 Investment return: 5235.67 :0.79%. HSBC FIN CORP NTS B/E 02.900% 100,000.00 100.00 101.71 100,000.00 102,432.00 2,432.00 2.43% 2,900.00 2.85% 5.55% 1.52% 101515 DTD101510 FC041511 1P MORGAN CHASE & CO 150,000.00 105.27 111.13 157,909.17 166,687.50 8,778.33 5.56% 11,850.00 7.11% 9.04% 2.47% 07.900% 042949 DTD042308 FC 103008 NTS B/E 1PMORGAN CHASE CAP )00X 2,500.00 25.00 25.83 62,500.00 64,562.50 2,062.50 3.30% 4,187.50 6.49% 3.50% 0.96% 6.700% DUE 04102/40 MASSACHUSETTS ST HLTH & EOL 50,000.00 102.29 104.21 51,146.52 52,106.00 959.48 1.88% 2,500.00 4.80% 2.82% 0.77% FACS AU RV 8 8/E /Fr/ 5.000 071532 DTD 080305 METROPOUTAN WEST TOTAL 7,269.61 10.71 10.82 77,861.73 78,657.22 795.49 1.02% 2,093.54 2.66% 4.26% 1.17% RETURN BOND FUND CLASS I Client investment: 577.030.00 Reinvested dividends: 5831.73 Investment return: $1,627.22 (2.11%) MICHIGAN MUN BD AUTH RV 50,000.00 105.10 109.30 52,552.16 55,369.72 2,817.56 5.36% 2,500.00 4.57% 3.00% 0.82% BE/R/ 5.000 100126 DM 110206 Report created on: My 16, 2014 Page 3 of 11 CONFIDENTIAL UBSTERFtAMAR00000525 EFTA00236229  Consolidated report prepared for Ghislaine Maxwell UBS Portfolio holdings - as of July 15, 2014 (continued) Purchase Ftice on Unrealized % of price ($) / 07/15/2014 Unrealized gain/loss Est annual Current Fixed % of Fixed Income Quantity Avg Price ($1 Cost basis(S) Market value i5. gainrloss (5) t%) income yield J.%) Income portfolio US RIDGEWORTH SEIX FLOATING 6,614.81 9.04 9.06 59,800 08 59,930.15 130.07 0.22% 2,441.55 4.07% 3.25% 0.89% ftATEHIGH INCOME FUND CLASS I Client investment $58,784.00 Reinvested dividends: $1,016.08 Investment return: 51,146.15 (1.95%li T ROWE PRICE INSTITUTIONAL 5,466 31 10.27 10 28 56,139 37 56,193 70 54.33 0 10% 2283.51 4 06% 3 05% 0 83% FLOATING RATE F CLASS Client investment: $55397.00 Reinvested dividends: $742.37 Investment return: $796.70 (1.44% Total US $1,694,233.30 $1,755,013.49 $60,780.19 3.59% $89,724.69 5.11% 95.14% 26.03% Global 1P MORGAN MULTI-SECTOR 4,827.88 10.26 10.38 49.538.92 50,113.38 574.46 1 16% 1255.25 2.50% 2.72% 0.74% INCOME FUND SELECT SHS Client investment: 549,092.71 Reinvested dividends: $446.21 Investment return: $1,020.67 (2.08%) Total Global $49,538.92 $50,113.38 $574.46 1.16% $1,255.25 2.50% 2.72% 0.74% International HSBC TOTAL RETURN FUND CLASS I 3,858.57 10.29 10.23 39,704.65 39,473.14 -231.51 -0.58% 746.15 1.89% 2.14% 0.59% Client investment: 539,704.65 Reinvested dividends: $0.00 investment return: S-231.51 (-0.58%) Total International $39,704.65 $39,473.14 $-231.51 4.58% $746.15 1.89% 2.14% 0.59% Total Fixed Income 51,783,476.87 $1,844,600.01 $61,123.14 3.43% $91,726.09 4.97% 100.00% 27.36% Report created on July 16. 2014 Page 4 CONFIDENTIAL UBSTERRAMAR00000526 EFTA00236230  SUBS Consolidated report prepared for Ghislaine Maxwell Portfolio holdings - as of July 15, 2014 (continued) Purchase Price on Unrealized pike (5)/ 07/15/2014 Unrealized gai Moss Est. annual Current % of % of Equity Quantity Avg Price is) Cost basis <$; Market value (Si gainAoss (Si (%, inccrneiS) yield `.%) Equity portfolio US ANALOG DEVICES INC 1,751.00 41.99 53.73 73,523.89 94,081.23 20,557.34 27.96% 2,591.48 2.75% 2.31% 1.40% AUTOMATIC DATA PROCESSNG 1,272.00 59.99 80.34 76,310.18 102,192.48 25,882.30 33.92% 2,442.24 2.39% 2.51% 1.52% INC BANK OF AMER CORP 944.00 10.75 15.81 10,148.85 14,924.64 4,775.79 47.06% 37.76 0.25% 0.37% 0.22% BAXTER INTL INC 1,556.00 66.09 76.76 102,841.72 119,438.56 16.596.84 16.14% 3.236.48 2.71% 2.93% 1.77% fillACKROCK INC 372.00 235.22 323.74 87,501.00 120,431.28 32,930.28 37.63% 2,871.84 2.38% 2.96% 1.79% CATERPILLAR INC 1,110.00 82.82 109.85 91,931.25 121,933.50 30,002.25 32.64% 3,108.00 2.55% 2.99% 1.81% CMGROUP INC 358.00 39.24 49.29 14,048.52 17,645.82 3,597.30 25.61% 14.32 0.08% 0.43% 0.26% CLEARBRIDGE EQUITY INCOME 2,366.16 17.65 19.83 41,756.64 46,920.85 5,164.21 12.37% 825.46 1.76% 1.15% 0.70% FUND CLASS I Client investment: $41,251.00 Reinvested dividends: $505.64 Investment return: $5,669.85 13.74%. COLGATE PALMOUVE CO 1,508.00 54.30 69.66 81,883.80 105,047.28 23.163.48 28.29% 2,171.52 2.07% 2.58% 1.56% COLUMBIA CONVERTIBLE 2,026.03 18.37 19.53 37,211.36 39,568.37 2,357.01 6.33% 881.08 2.23% 0.97% 0.59% SECURITIES FUND CLASS Z Client investment: 536,465.00 Reinvested dividends: $746.36 Investment return: $3,103.37 i 8.51%) GENERAL MOTORS CO 1,373.00 36.42 37.58 50,000.00 51,597.34 1,597.34 3.19% 1,647.60 3.19% 1.27% 0.77% GENL MILLS INC 1,882.00 44.03 52.93 82.867.16 99,614.26 16.747.10 2021% 3.086.48 3.10% 2.44% 1.48% HARBOR CONVERTIBLE SECURITIES 2,850.75 10.34 11.45 29,469.31 32,641.05 3,171.74 10.76% 600.00 1.84% 0.80% 0.48% FUND CLASS I Client investment: 529,272.00 Reinvested dividends: $197.31 Investment return: $3,369.05 01.51%) JOHNSON & JOHNSON COM 1,066.00 74.87 103.28 79,807.38 110,096.48 30,289.10 37.95% 2,984.80 2.71% 2.70% 1.63% MCDONALDS CORP 1,018.00 94.27 100.30 95,966.16 102,105.40 6,139.24 6.40% 3,298.32 3.23% 2.51% 1.51% NEXTERA ENERGY INC COM 1,162.00 71.69 98.32 83,302.61 114,247.84 30,945.23 37.15% 3,369.80 2.95% 2.80% 1.69% OCCIDENTAL PETROLEUM CRP 969.00 93.69 99.52 90,782.97 96,434.88 5,651.91 6.23% 2,790.72 2.89% 2.37% 1.43% PEPSICO INC 1,154.00 74.10 90.34 85,508.36 104,252.36 18,744.00 21.92% 3,023.48 2.90% 2.56% 1.55% PROCTER & GAMBLE CO 1,134.00 72.51 81.26 82,228.14 92,148.84 9,920.70 12.06% 2,919.37 3.17% 2.26% 1.37% SCHLUMBERGER LTD 113.00 84.28 114.46 9,524.04 12,933.98 3,409.94 35.80% 180.80 1 40% 0.32% 0.19% NETHERLANDS ANTILLES SIT DIVIDEND GROWTH FUND 2,958.64 15.65 18.72 46,294.00 55,385.65 9,091.65 19.64% 752.91 1.36% 1.36% 0.82% CLASS I Client investment: 546,294.00 Reinvested dividends: $0.00 Investment return: $9,091:65119.6M Report created on: July 16, 2014 Page 5 of 11 CONFIDENTIAL UBSTERFtAMAR00000527 EFTA00236231  Consolidated report prepared for Ghislaine Maxwell *UBS Portfolio holdings - as of July 15, 2014 (continued) Purchase Price on Unrealized prke IS; / 07/15/2014 Unrealized gainAoss Est. annual Current % of % of Equity Quantily Avg Price :S..; Cost basis (S. Market value IS; gainAoss IS) (%) income IS) yieldl%; Eguity portfolio US SPOR S&P 500 ETT TR 1,495.00 167.50 197.23 250,407.85 294,858.85 44,451.00 17.75% 5,351.35 1.81% 7.24% 4.37% Client investment: 5250.407.85 Reinwsted dividends: 50.00 Investment return: 544,451 00117.75%; TORTOISE MLP & PIPEUNE FUND 2,296.77 13.33 18.90 30,616.00 43,409.03 12,793.03 41.79% 544.14 1.25% 1.07% 0.64% CIASS INS% Client investment: 530,616.00 Reinvested dvidends: 50.00 Investment return: $12,793.03 (41.79%) TRAWLERS COS INC/THE 1,152.00 78.53 95.95 90,469 50 110,534.40 20,064.90 22.18% 2,534.40 2.29% 2.71% 1.64% PNITTER INC 2,000.00 45.16 37.88 90,320.00 75,760.00 -14,560.00 -16.12% 0.00 0.00% 1.86% 1.12% UNITED PARCEL SERVICE INC CL 8 1,061.00 92.25 104.29 97,876 80 110,651.69 12,774.89 13.05% 2,843.48 2.57% 2.72% 1.64% XIUNX INC 1,798.00 36.25 48.30 65,171.15 86,843.40 21,672.25 33.25% 2,085.68 2.40% 2.13% 1.29% Total U5 $1,977,768.64 $2,375,699.46 $397,930.82 20.12% 556,193.50 2.37% 58.30% 35.24% International ABB LTD SPON ADR 1,475.00 21.41 22.77 31,585.04 33,585.75 2.000.71 6 33% 1,133.76 3.38% 0.82% 0.50% ASTRAZENECA PLC SPON ADR 365.00 50.28 75.01 18,351.75 27,378.65 9,026.90 49.19% 1,022.00 3.73% 0.67% 0.41% BAE SYSTEMS PLC SPON APR 1.000.00 22.16 28.80 22,160.00 28,800.00 6,640.00 29.96% 1292.71 4.49% 0.71% 0.43% BAYER A G SPON ADR 245.00 99.96 137.33 24,491.20 33,645.85 9,154.65 37.38% 517.31 1.54% 0.83% 0.50% BNP BILUTON LTO SPON ADR 435.00 74.09 71 59 32,227.68 31,141.65 -1,086.03 -3.37% 1,026.60 3.30% 0.76% 0.46% BRMSH AMER TOBACCO PLC GB 590.00 105.16 120.61 62,046.30 71,159.90 9,113.60 14.69% 2,800.14 3.94% 1.75% 1.06% WON APR DEUTSCHE POST AG SPON APR 1,360.00 23.20 35.31 31.554 75 48,021 60 16,466.85 52.19% 1,451.61 3.02% 1.18% 0.71% DEUTSCHE TELEKOM AG DE SPON 4.270.00 13.80 16.50 58,928.15 70,455.00 11,526.85 19.56% 2,763.46 3.92% 1.73% 1.05% ADR GDF SUEZ SPON ADR 1,980.00 21.26 26.97 42,100.10 53,400.60 11,300.50 26.84% 2,758.26 5.17% 1.31% 0.79% GtAXO SMITHKUNE PLC ADR 1,015.00 47.70 53.32 48,412.36 54,119.80 5,707.44 11.79% 2,597.34 4.80% 1.33% 0.80% IMPERIAL TOBACCO GROUP PLC 515.00 70.43 89.34 36,270.85 46,010.10 9,739.25 26.85% 2,072.63 4.50% 1.13% 0.68% SPON APR .IP MORGAN INTREE%) EUROPEAN 875.28 23.21 27.22 20,316.00 23,825.20 3.509.20 17.27% 74.91 0.31% 0.58% 0.35% INST Client investment: 520,316.00 Reinvested cividends: 50.00 Investment return: 53,509.20 07.27%) MATTHEWS ASIA DIVIDEND FUND 2,661.93 14.90 16.67 39,658.96 44,374.29 4,715.33 11.89% 1294.60 2.92% 1.09% 0.66% INSTL Client investment: 539,286.00 Reinvested dividends: 5372.96 Investment return: 55,088.29112.95% Report aeated on: July 16, 2014 Page 6 of 11 CONFIDENTIAL UBSTERFtAMAR00000528 EFTA00236232  Consolidated report prepared for Ghislaine Maxwell UBS Portfolio holdings - as of July 15, 2014 (continued) Purchase Price on Unrealized price IS)/ 07/15/2014 Unrealized gai Moss Est. annual Current % of % of Equity Quantity Avg Price :S. Cost basis !S; Market value (S; gainAoss 3 :%, inccrne 3 yield I%) Equity portfolio International MTN GROUP LTD SPON ADR 2,625.00 19.04 20.92 49,970.21 54,915.00 4,944.79 9.90% 2,117.05 3.86% 1.35% 0.81% MUNICH RE GROUP ADR 2,610.00 18.65 22.00 48,665.02 57,420.00 8,754.98 17.99% 1,795.00 3.13% 1.41% 0.85% NESTLE S A SPONSORED ADR 1,055.00 69.59 76.69 73,413.83 80,902.68 7,488.85 10.20% 2,138.76 2.64% 1.99% 1.20% REPSTG REG SHS SWITZ ADR NIPPON TELEG & TEL CORP SPON 2,210.00 26.41 33.26 58.374.87 73,504.60 15,129.73 25.92% 1.653.36 2.25% 1.80% 1.09% ADR NOVARTIS AG WON ADR 975.00 69.85 90.14 68,101.01 87,886.50 19,785.49 29.05% 2,279.86 2.59% 2.16% 1.30% ORKLA ASA A SHS SPON ADR 4,115.00 7.91 9.03 32,560.21 37,154.34 4,594.13 14.11% 1,355.10 3.65% 0.91% 0.55% P.T. TELEKOMUNIKA9 INDONESIA 690.00 39.44 44.83 27,215.25 30,932.70 3,717.45 13.66% 804.45 2.60% 0.76% 0.46% WON ADR RECKITT BENCKISER PLC SPON ADR 3,540.00 13.77 17.24 48,749.99 61,029.60 12,279.61 25.19% 1,501.92 2.46% 1.50% 0.91% ROCHE HLOG LTD SPONS ADR 1,400.00 28.13 37.48 39,379.81 52,465.00 13,085.19 33.23% 1,281.19 2.44% 1.29% 0.78% SWITZ ADR ROYAL DUTCH SHELL PLC ADS 400.00 69.89 86.79 27,957.37 34,716.00 6,758.63 24.17% 1,504.00 4.33% 0.85% 0.51% REPSTG 2 CL 8 ORD SHS SPON ADR SANOR SPON ADR 1,195.00 50.27 51.43 60,068.51 61,458.85 1,390.34 2.31% 1,573.60 2.56% 1.51% 0.91% SIEMENS A G SPON ADR 500.00 105.83 125 34 52,917 17 62,670 00 9,752.83 18.43% 1,506.70 2 40% 1.54% 0.93% SINGAPORE TELECOM LTD NEW 1,765.00 28.99 31.38 51,172.92 55,385.70 4,212.78 8.23% 2,248.61 4.06% 1,36% 0.82% 2006 WON ADR SMITHS GROUP PLC WON ADR 1$75.00 19.53 21 42 30,754 80 33,736 50 2,981.70 9.70% 962.59 2.85% 0.83% 0.50% STATOIL ASA SPON ADR 1,450.00 24.81 30.19 35,974.62 43,775.50 7,800.88 21.68% 1,277.37 2.92% 1.07% 0.65% TAIWAN SEMICONDUCTOR MFG 830.00 17.82 22.47 14,793.04 18,650.10 3.857.06 26.07% 333.21 1 79% 0.46% 0.28% CO LTD APR TOTAL S.A. FRANCE WON ADR 1,070.00 50.51 67.88 54,046.70 72,631.60 18,584.90 34.39% 2,922.93 4.02% 1.78% 1.08% UNILEVER NV N Y SHS NEW 1,630.00 40.78 42.62 66,467.39 69,470.60 3,003.21 4.52% 2,052.50 2.95% 1.70% 1.03% NETHERLANDS SPON ADR UNTD OVERSEAS BK LTD SPONS 1,250.00 31.30 38.43 39,130.24 48,037.50 8,907.26 22.76% 1,388.48 2.89% 1.18% 0.71% ADR SINGAPORE ADR VODAFONE GROUP PLC SPON ADR 1.039.00 51.07 33.39 53,061.37 34,692.21 -18,369.16 -34.62% 2,372.07 6.84% 0.85% 0.51% ZURICH INS GROUP LTD SPON ADR 2.025.00 27.47 30.48 55,630.28 61,722.00 6,091.72 10.95% 0.00 0.00% 1.51% 0.92% Total International $1,456,507.75 $1,699,075.36 $242,567.61 16.65% $53,874.11 3.17% 41.70% 25.21% Total Equity $3,434,276.39 $4,074,774.82 $640,498.43 18.65% $110,067.61 2.70% 100.00% 60.45% Report created on: July 16, 2014 Page 7 of 11 CONFIDENTIAL UBSTERRAMAR00000529 EFTA00236233  Consolidated report prepared for Ghislaine Maxwell UBS Portfolio holdings - as of July 15, 2014 (continued) Purchase Price on Unrealized % of price (t)/ 07/15/2014 Unrealized gainAoss ht. annual CurrentCommoditi 56 of Commodities Quantity Avg Price (S) Cost basis (S) Market value (t) gain4oss (S) (%) income (S) yield (%) es portfolio Commodities SPQR GOLD TRUST 190.00 168.06 124.53 31,931.40 23,660.70 -8,270.70 -25.90% 0.00 0.00% 100.00% 0.35% Client investment: 531,931.40 Reinvested dividends: S0.00 Investment return: S-8.270.70,-25.9%1 Total Commodities $31,931.40 $23,660.70 5-8,270.70 -25.90% $0.00 0.00% 100.00% 0.35% Total Commodities $31,931.40 $23,660.70 5-8,270.70 -25.90% $0.00 0.00% 100.00% 0.35% Purchase Price on Unrealized % of pike (5)/ 07/15/2014 Unrealized gainAoss Est. annual Current Non- % of Non-Traditional Quantity Avg Price (5) Cost basis (5) Market value l$ gainhags (5) (%) income (S) yield (%) Traditional portfolio Non-Traditional GATEWAY FUND CLASS Y 1,098.46 27.59 29.52 30,309.77 32,426 45 2.116.68 6.98% 514.19 1.59% 100.00% 0.48% Client investment: 530,040.36 Reinvested dividends: $269.41 Investment return: 52,386.09 (7.94%) Total Non-Traditional $30,309.77 $32,426.45 $2,116.68 6.98% $514.19 1.59% 100.00% 0.48% Total Non-Traditional $30,309.77 $32,426.45 $2,116.68 6.98% $514.19 1.59% 100.00% 0.48% Purchase Price on Unrealized price (S)/ 07/15/2014 Unrealized gainloss Est annual Current % of % of Other Quantity Avg Price (5) Cost basis 5 Market value is; gainAoss (5) (%) income 5. yield :%s Other portfolio Other ETF METAL SECURITIES LTD ETFS 301 00 149.73 126.12 45,068 38 37,960 62 -7,107.77 -15.77% 0.00 0 00% 100 00% 0 56% PHYSICAL GOLD Client investment: 545e68.38 Reinvested dividends' 50.00 Investment return: 5-7.107.77 (-15.77%1 Total Other $45,068.38 $37,960.62 5-7,107.77 -15.77% 10.00 0.00% 100.00% 0.56% Total Other $45,068.38 $37,960.62 5-7,107.77 -15.77% 50.00 0.00% 100.00% 0.56% Report created on July 16. 201.: Page 8 o' CONFIDENTIAL UBSTERRAMAR00000530 EFTA00236234  Consolidated report prepared for Ghislaine Maxwell UBS Portfolio holdings - as of July 15, 2014 (continued) Unrealized % of Unrealized gainAoss Est annual Current asset % of Cost basis Market value . S ciainAoss income yield % class portfolio Total Portfolio $6,052,773.92 $6,741,133.71 $688,359.79 11.37% $202,307.89 3.00% 100% 100% Total accrued interest (included in market values): $1,030.56 Report created on July 16, 2014 Page 9 o' CONFIDENTIAL UBSTERRAMAR00000531 EFTA00236235  Disclosures applicable to accounts at UBS Financial Services Inc. This section contains important disclosures regarding the cost divided by the total number of shares. If the shares income is the annualized year to date per share information and valuations presented here This report were purchased in different lots, the unit price listed Mutual Fund Asset Allocation: If the option to dividends paid and multiplied by the quantity of shares presents information since December 31, 2002. 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