EFTA01356014.pdf

Classification: For Internal use only Hi Paolo, Can you provide the client's account number Teresa Metallo Vice President WM OPS Regulatory - Risk & Control 60 Wall Street From: Paolo De-Leon Sent: Thursday, January 11, 2018 9:57 AM To: Teresa Metall m> Cc: Diana Canter < Keith Buckholz Subject: RE: New Derivatives account. [II Hello Teresa, Can you kindly provide the below documents for Southern Financial LLC? KYC Document PCR Document RDC Document Thank you, Paolo Paolo De Leon Assistant Vice President I Credit Risk Officer Deutsche Bank Trust Company Americas Business Risk Management 345 Park Avenue - 14th Floor New York. NY, USA 10154-0004 From: Diana Canter Sent: Wednesday, January 10, 2018 1:39 PM To: Keith Buckholz Cc: Paolo De-Leon < Subject: RE: New Derivatives account. III Sure — let me know if u need more of if Teresa is not able to help you? D CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041404 CONFIDENTIAL SDNY_GM_00187588 EFTA01356014