EFTA01356774.pdf

From: Kimberly Hart Sent: 12/3/2013 4:49:15 PM To: Amanda Kirby Subject: Re: Past due KYC temporary exception [I] Attachments: pic11912.gif; pic11980.gif; pic22103.gif; pic01376.gif; pic27452.gif; pic29936.gif Classification: For internal use only YOU should speak to the KYC team to figure out what they would accept in lieu of an operating agreement. (Embedded image moved to file: pi c11912.gi f) Kimberly Hart Managing Di rector Deutsche Bank Trust Company Americas Tel. Fax Mobi Email securities offered through Deutsche Bank Securities Inc. (Embedded image moved to file: pi c11980.gi f) I From: Amanda Ki rby/db/dbcom I To: IKi mbe r 1y Ha rt/db/dbcomODBAmeri cas, I Date: 1 112/03/2013 04:29 PM I subject: IRe: Past due KYC temporary exception [I] CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0042829 CONFIDENTIAL SDNY_GM_00189013 EFTA01356774