EFTA01356134.pdf

Scott < @LIbi.com>; Halina Laczny < >; FX Middle Office <fx- [email protected]>; Hiren Mathur < >; CRM-PWM Derivatives <crrn- [email protected]>; Enid Ellis < >; Collateral-Assets Newyork <collateral- [email protected]> Subject: RE: New Derivatives account. [I] Classification: For Internal use only Hi Surendra, Can you please let me know who is asking for this information? We have never provided this information in the past when setting up new DDR accounts. I also don't have access to the requested documents. Thanks. Regards, Keith From: Surendra Singh Sent: Tuesday, November 14, 2017 11:00 AM To: Keith Buckholz < db.com> Cc: Srikanta Gouda < >; Surendra Singh < >; Nitin-X Singh <nitin- >; Collateral Admin•NY <collateral admin-ny@db com>; CUSTOMERBUILD BLO «:ustornerbuild.blo©slb.corri>; Surendra Singh >; Sendhil-kumar K >; FX Middle Office <fx-middleoffice ist.db.com>; Debra Jasper < >: Roxanne Scott < >; Halina Laczn • FX Middle Office <fx- [email protected],com>; Hiren Mathur < >; CRM-PWM Derivatives <crm- [email protected]>; Enid Ellis < Subject: FW: New Derivatives account. Ill Classification: For Internal use only Hello Keith, Relevant team is asking to provide below information to get this request processed further. Request you to provide the same. SIC Code NACE Code KYC Document PCR Document RDC Document Kind regards, Surendra Singh Surendra Singh Associate I COO Wealth Management Operations CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041701 CONFIDENTIAL SDNY_GM_00187885 EFTA01356134