EFTA01464233
EFTA01464234 DataSet-10
EFTA01464236

EFTA01464234.pdf

DataSet-10 2 pages 458 words document
P17 V15 V16 V11 D6
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Private Wealth Management Deutsche Bank Alex. Brown Trading Authorization Limited to Purchases and Sales of Securities Account Number: Southern Trust Company, Inc. Account Name: Theta Trading, LLC The undersigned hereby authorizes (whose signature appears beiow) as his or her agent and attorney in fact to buy, seil (inciuding short sales ) and trade in stocks, bonds, and any other securities and/or contracts relating to the same on margin or otherwise in accordance with your terms and conditions for the undersigned's account and risk and in the undersigned's names, or number on your books. The undersigned hereby agrees to indemnify and hold you harmless from and to pay you promptly on demand any and all losses arising therefrom or debit balance due thereon. In all such purchases, sales or trades you are authorized to follow the instructions of the aforesaid agent in every respect concerning the undersigned's account with you; and s/he is authorized to act for the undersigned and in the undersigned's behalf in the same manner and with the same force and effect as the undersigned might or could do with respect to such purchases, sales or trades as well as with respect to all other things necessary or incidental to the furtherance or conduct of such purchases, sales or trades. The undersigned hereby ratifies and confirms any and all transactions with you heretofore or hereafter made by the aforesaid agent or for the undersigned's account. This authorization and indemnity is in addition to ( and in no way limits or restricts ) any rights which you may have under any other agreement or agreements between the undersigned and your firm. This authorization and indemnity is also a continuing one and shail remain in full force and effect until revoked by the undersigned by a written notice addressed to you and delivered to the Branch office of the Client Advisor whose signature appears below, but such revocation shall not affect any liability in any way resulting from transactions initiated prior to such revocation. This authorization and indemnity shall inure to the benefit of your present firm and of any successor firm or firms irrespective of any change or changes at any time in the personnel thereof for any cause whatsoever, and of the assigns of your present firm or any successor firm. As used herein, "you" and "your" refers to Deutsche Bank Securities Inc. EFTA01464234 Very truly yours. September 11,2013 Signature Dated 52 Upland Drive 1 Agent's Address Print Name Greenwich CT 06831 Zip Code City State 46-3018209 Agent's Date of Birth; Agent's Social Security#: Signature of Authorized Agent Date Signature of Client Advisor Date Approved by Date Deutsche Bank Alex. Brown is the Private Client Senrices Division of Deutsche Bank Securities Inc. 09-PWM-0159 CS70 (2/09) EFTA01464235
ℹ️ Document Details
SHA-256
58c0bb0a7a3ba9530693adaeee500372628257dd55e4f23431ee64558784f25d
Bates Number
EFTA01464234
Dataset
DataSet-10
Document Type
document
Pages
2

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