📄 Extracted Text (458 words)
Private Wealth Management
Deutsche Bank Alex. Brown
Trading Authorization Limited to Purchases and Sales of Securities
Account Number:
Southern Trust Company, Inc.
Account Name:
Theta Trading, LLC
The undersigned hereby authorizes
(whose signature appears beiow) as his
or her agent and attorney in fact to buy, seil (inciuding short sales ) and
trade in stocks, bonds, and any other securities and/or contracts relating
to the
same on margin or otherwise in accordance with your terms and conditions for
the undersigned's account and risk and in the undersigned's names, or
number on your books. The undersigned hereby agrees to indemnify and hold
you harmless from and to pay you promptly on demand any and all losses
arising therefrom or debit balance due thereon.
In all such purchases, sales or trades you are authorized to follow the
instructions of the aforesaid agent in every respect concerning the
undersigned's account with you; and s/he is authorized to act for the
undersigned and in the undersigned's behalf in the same manner and with the
same
force and effect as the undersigned might or could do with respect to such
purchases, sales or trades as well as with respect to all other things
necessary
or incidental to the furtherance or conduct of such purchases, sales or
trades.
The undersigned hereby ratifies and confirms any and all transactions with
you heretofore or hereafter made by the aforesaid agent or for the
undersigned's account.
This authorization and indemnity is in addition to ( and in no way limits or
restricts ) any rights which you may have under any other agreement
or agreements between the undersigned and your firm.
This authorization and indemnity is also a continuing one and shail remain
in full force and effect until revoked by the undersigned by a written
notice addressed to you and delivered to the Branch office of the Client
Advisor whose signature appears below, but such revocation shall not affect
any
liability in any way resulting from transactions initiated prior to such
revocation. This authorization and indemnity shall inure to the benefit of
your present
firm and of any successor firm or firms irrespective of any change or
changes at any time in the personnel thereof for any cause whatsoever, and
of the
assigns of your present firm or any successor firm.
As used herein, "you" and "your" refers to Deutsche Bank Securities Inc.
EFTA01464234
Very truly yours.
September 11,2013
Signature
Dated
52 Upland Drive
1
Agent's Address
Print Name
Greenwich
CT
06831
Zip Code
City
State
46-3018209
Agent's Date of Birth;
Agent's Social Security#:
Signature of Authorized Agent
Date
Signature of Client Advisor
Date
Approved by
Date
Deutsche Bank Alex. Brown is the Private Client Senrices Division of
Deutsche Bank Securities Inc.
09-PWM-0159 CS70 (2/09)
EFTA01464235
ℹ️ Document Details
SHA-256
58c0bb0a7a3ba9530693adaeee500372628257dd55e4f23431ee64558784f25d
Bates Number
EFTA01464234
Dataset
DataSet-10
Document Type
document
Pages
2
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