EFTA01455389.pdf

07 Sep 2014 Pepe 2 Of 2 Mulish. WRAC, SOUTHERN FINANCIAL, LLC FX-0pious Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Opbon Style Put/ Call Strike Price MTM(USO) 366364436/ SOUTHERN ExEurcepl 21-Nok2013 20-Nov-2014 25-Nov-2014 0 060 DOD C01 USD 101,000000 JPY SHORT EUROPEAN CALL 1010000 :id I - 4 itti 710423459 FINANCIAL. LLC 366364435/' SOUTHERN FXOneBatOneT 21-Nov-2013 2041o4014 2541o/2014 (21.OOO.60) USD 0 JPY LONG EUROPEAN 0.0000 1.744 71 710423461 FINANCIAL. LLC otchOpt 366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 20-Nov2014 2541os-2014 (21,M0 00) USD 0 JPY LONG EUROPEAN 0.000D 1,111 09 710423463 FINANCLAL. LLC ouchOpt 366364436/ SOUTHERN EXOneBanOneT 21-Nov-2013 20Nov.2014 25.Nov.2014 121.000 MI USD 0 FY LONG EURCPEAN 0.0000 716.03 710423465 FINANCIAL. LLC ouchOpt 407339131/ SOUTHERN ExEuroOpl 06-Jun-2014 08Sep.2014 10-Sep.2014 10.00000000 EUR (13,450.060 00) USD SHORT EURCPEAN PUT 1.3450 (491.93271) 806424249 FINANCIAL. LLC 407339131/ SOUTHERN FiEurcept 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,060000 OD EUR (13800000.00) USD LONG ELRCKAN CALL 13860 0.00 9:6424264 FINANCIAL, LLC 418822243! SOUTHERN EkuroOpt 12-Aug-2014 12-Aug2015 14-Aug-2015 75,000930.00 USD (4602.000060.01) Chit SHORT EUROPEAN PUT 6.1660 1231.(67.66) 834462396 FINANCIAL. LLC 422628547/ SOUTHERN FxEuroOpl 02Sep-2014 08-Sep-2014 10Sep2014 C0.01.7.00); EUR 13.450000 00 USD LONG ELACPEAN PUT 1 3450 491932 71 843486153 FINANCK, LLC Subtotal: (274.2 ID 491 Total: (274.210.49) Statement ID : 182298_20140905_20140908_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114116 CONFIDENTIAL SDNY_GM_00260300 EFTA01455389