EFTA01450448.pdf

From: Tazia Smith Sent: 11/21/2013 10:23:12 AM To: [email protected] CC: • Paul Morris I I; Vahe Stepanian Subject: Trade Report 11/21/13 (USOciPYp Zero Cost Triple One Touch) IC) Attachments: pic00501.gif; pic09863.gif Classification: Confidential Jeffrey - Today you executed the following for Southern Financial: BuySel 1 Client Buys Cur rencyl USD CP Call Notionall 1,000,000 Cur re ncy2 JPY Notionall -101,000,000 strike 101.00 Zonecut NY: 10:00 hours (Local time in New York) ExpiryDate Thu 20 November 2014 settlementDat Tue 25 November 2014 e Fi xi ngReferen SPOT ce Premium 44,800 Premi umTe rms USD PremiumDate Mon 25 November 2013 TradeType OT Buysel 1 client sells Cur rencyl USD Notionall -21,000 Cur re ncy2 JPY ZoneCut NY: 10:00 hours (Local time in New York) ExpiryDate Thu 20 November 2014 settlementDat Tue 25 November 2014 e Barrier 99 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 106075 CONFIDENTIAL SDNY_GM_00252259 EFTA01450448