EFTA01585101.pdf

2010.Merol31 04 13 PM IPfrorgarCnase 212-46c-3311 10/15 J.P. Morgan Options Agreement J.P.Morgan I: To the extant permitted by (optima law, I agree lost any controversy (I) arising out of Or rtiatang to any d rr y Broarage Accounts meHtelned with IPHS1 tn any capacity, or (E) rating to fry Inotectione or ecawall roth any cd /PMS:1 successor Awls by merger, acousitIon, cr odor trainees CCerobinstion eta the Inception of such toluene ACCtunt; r (iii) rah respect to tranartiors of any iend executed by, tfrough, or with 1PY'SL its *Mars. *Wore, *gra, and/Or employe*: or (N) with respect to Mk Agrierntht, Or the claimed breath t ama, thee be reseeded KW/ end excloolywy by afb,710011 conducted only At the Finanquollnoustry Regulatory Authority, Into ("FIRM, ar through &Writ setim'eguletery orgeniaGon Mar) Sub ett to the juriedledon of the Securities and Exchange Cortvolietwe end pumuent to the artortrelkon owneedwel then In effect of any tJth aching. or MO Wormy elect !U de not mete tido dethon by Intend troll addressed to JAMS: at Its met office *Rhin Rye days lifter den ne by :PHU that I mate such electron, then MC HA neve the right to ofect the arbitration tribunal of Its choice >Arta tan any aware read by tM atb4tiS1 may be entered it any tout hiving jvieditiOn memo& : acknowledge that IPMSI ha advised me of the rellowiri: ARBITRATION IS FINµ AND BINDING ON THE PARTIES; THE PARTIES AR! WAIVING THEIR RIGHT TO SEEK REMEDIES IN COURT, INCLUDING THE RIGHT TO JURY TRIAL' PRE-ARBITRATION DISCO VCRY IS GENERALLY MORE UNITED THAN AND DIFFERENT FROM COURT PROCEEDINGS. THE ARBITRATORS' AWARD IS NDT REQUIRED TO INCLUDE FACTUAL FINDINGS OR LEGAL REASONING, AND ANY PARTY'S RIGHT TO APPEAL OR TO SEEK MODIFICATION OF RULINGS BT THE ARBITRATORS LS STRICTLY LIMITED; AND THE PANEL or ARBITRATORS Will TYPICALLY INCLUDE A MINORITY OP ARSITRATORS WHO WERE OR ARE AFFILITED WITH THE SECURITIES INDUSTRY. NO PERSON SHALL BRING A PUTATIVE OR CERTIFIED CLASS ACTION TO ARBITRATION„ NOT SEEK TO ENFORCE ANY PRE-DISPVTI ARBITRATION AGREEMENT AGAINST ANY PERSON WHO HAS INITIATED IN COURT A PUTATIVE CLASS ACTION (OR) WHO IS A MEMBER OF A PUTATIVE MASS WHO HAS NOT OPTED OUT OF THE CLASS WITH RESPECT TO ANY CLAIMS ENCOMPASSED SY THE PUTATIVE CLASS ACTION MTh: (I) THE CLASS CERTIFICATION IS DENIED: (ii) THE CLASS IS DECERTIFIED; OR (ill) THE CUSTOM et IS EXCLUDED FROM 'not CLASS BY THE COURT. SUCH FORBEARANCE TO INFORCS AN AGREEMENT SMALL NOT CONSTITUTE A WAIVER OF ANT RIGHTS UNDER THIS AGREEMENT EXCEPT TO THE EXTENT STATED HEREIN. This arbitration previa:on may be valved orgy with the twitter agreement of I agree that the terms of any settlement or any award determIrei by erbrtration shall be Confidential end WWII not be eisciosed by MO1 or any other Morgan MEOW teeter env Ortornetancei units reoUllid by aeldlatal 4w, Iudielel proceeding, Cr self-revletOrY corgenlation rut 12. Tits egreemert end is enforperrent ME be governed by test Laws d the State of New Tort, Is provision *al be aritinUOIS and shell Inure to the benefit of :POI rid Wr4illt successor; end it shall inure to the figment of and rill be fl int upon the maw, exaeaca, aorrintstrators, ard assigns of the o.ndersighed. 13. t sm swift that tiordee Itiln9ACA•At notices tor option contracts are Coated among customer short portlens pAsant to an atitanatee procedure WOO randomly select from among ell oaterner short positions. Ir4usIng position estateivid on the ay or buirment, thaw onto= mouth en sublet to essignmert Ah Americenayd short capon posers are able log assignment et any tons. By corset, the after cd • European-style optten is eubyect to elaGnoTalt on tante" A ME, OHMS sea-notion ci the carrying Oroxer's tendon elactation proacivre is wait* woon request. 14. The undersigned shall promptly rifle 3PMSI In writing of any materiel change, in Its fin/mei& circumstances end option investment objectives. Client acknowledges receipt of a copy of this agreement. This agreement contains a predispute arbitration dans In paragraph 11 and on page 2. flare note: II eccount of mom thin one principal (Le. Joint Account), ae principals to the Draw must sign. RAM, (ACCIYJ L Dia cc 2101 \ l '. ckriseeLoo IC• rtorly Finnt Name frit Signature (Aaourtholatr) Data Pitt None J.P. "'Organ Use Only FINA,VCIAL TRUST commis DS MILIS SRI 97117111310. 2 of 2 Casey Mary C BenterfIlYntor ONGS Len Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00085042 EFTA01585101