EFTA01671798.pdf

S 4) UBS UBS Financial Sersices Inc 299 Park Avenue 25th Floor Business Services Account New York NY 101714:02 October 2015 ELLMAX, L< - Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number Your Financial Advisor- SCOTT STAC MANPLYLE CASP EL Phone Questions about your statement? Call your FinanO I Adnsor Cr ;F Value of your account Resourcetine at on September 30 (S) on October 30 (1) acodin Your assets 52,470 92 52,471 79 wit our website: Your habilitles 0 00 0 00 ww,v.ubs.comifinanciatseryices Value of your account 552,470.92 552,471.79 Sources of your account growth Tracking the value of your account during 2015 Value of your account S ThOul-anr"; at year end 2014 187,478 94 Net deposits and e'5 withdrawals -S35,02500 Your nweStfrient return. 52 5 Dividend and interest income $17.85 Change in market value SO 00 Value of your scone on Oct 30, 2015 $52471.79 Dec 2014 p 2J15 Oct 2015 SDNY GM 00026014 Member SIPC Page 1 of 6 CONFIDENTIAL EFTA_00136634 EFTA01671798  Account name: Your Pinandal Advisor. EtUBS Business Services Account October 201 c. Friendly account name: Account number: TT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of October 30 (S) your account 52,471 79 • Cash and money balances may include A Cash and money balances 100.00% Your current asset allocation available cash balances, UB5 Bank USA deposit B Cash alternatives 000 000% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities 000 0.00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 000 0.00% two pages of this statement for details about those balances E Non-traditional 0 CO 0.00% F Commoclitres 000 a00% G Other 0.00 0.00% Total assets $52,471.79 100.00% A Value of your account 552,471.79 Eye on the markets Percentage change Index October 2015 year to date S&P 500 8.44% 2 70% Russell 3000 7.90% 202% MSC I - Europe, Australia & Far East 7.82% 2.53% Barclays Capital U.S. Aggregate Bond Index 0.02% 1 14% Interest rates on October 30, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% I_GM_0002601039. 2 of 6 CONFIDENTIAL EFTA_00136635 EFTA01671799  Business Services Account Account name: ELLMAX, LLC Your 15fluidal Advisor. UBS October 2015 Friendly account name: ELLMAX LLC Account number: SCOTT STACK MANf LYLE CA5RIEL Change in the value of your account Cash activity summary October 2015 (1) Year to date (S) See Account activity the month for diva Is Balances in your Sweep Opens are indad in the openrg aid timing balances value FDIC Insurance Wes only to deposits at UBS Bank USA, not to deposits at tin AG, Stamford Branch or bark deposits placed Oporto the US$ international Deposit Account program WC Opening account value $52,470.92 $87,478.94 P0leCb0n applies to money market sweep fund hOICIngs but not bare deposits. See important information about your statement on the Izet two pages of this document for *Nib Withdrawals and fees, Including investments transferred October 2015 (5) Year to date (4) out 000 -35,025.00 Opening balances $52,470.92 $87,478.94 Divdend and interest income 0.87 17 85 Additions Closing account value $52A71.79 $52,471.79 Dividend and interest income 0.87 17 85 Total additions $0.87 $17.85 Dividend and interest income earned Subtractions FOr purposes of this statement, tractility of interest and detdend income bi been determined from a US Checks and bill payments 0.00 -35,02500 tar rePahrg Perspective Based upon the residence of the account Wider. account type, Or product type, some interest ardor dvickend payments may not be subject to United States (US ardor Puerto Rico (PR) Total subtractions $0.00 -$35,025.00 income tares The dent monttly statement is not intended to be used and cannot be relied upon for tax purposes. Clients should refer to the applcatde tai reporting forms they receive from 1185 annually, such as Net cash flow $0.87 -$35,007.15 the forms 1099 and the fans aso, for tat reporting information it is the practice of U8S to file the atschratie tar repotting forms with the US Internal Revenue Semce and PR Treasury DepartrneM, and in Closing balances $52,471.79 $52,471.79 such forma accurately classify dviCencts ado interest as lax eterrpt Or Isable intone. Pleas«0nsult your includual tar preparer. October 2015 (V Year to date (S) UBS Bank USA Business Account APY Taxable interest 0.87 14 61 Interest period Sep 8 - Oct 6 Total current year $0.87 $14.61 Opening UBS Bank USA Business balance Sep 8 $52,470.92 Prior year adjustment 0.00 3.24 Closing UBS Bank USA Business balance Oct 6 $52,471 79 Total dividend & interest $0.87 $17.85 Number of days in interest period 29 Average daily balance 1.52,470 92 k-derest earned $0.87 Annual percentage yield earned 0.02% SDNY GM 00028016 ►age 3 of 6 CONFIDENTIAL EFTA 311136636 EFTA01671800  Account name: UBS Business Services Account October 2015 Friendly account name: Account number: Your Ignanciel Advisor- SCOTT STACK MAINILYLE CASRIEL Your investment objectives: You have identified the following investment objectives for this account rf you have questions about these objecoves. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the altemabve investment objectives in important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration None selected Your account instructions • Your account cost bass default closing method is FIFO, First In, First Out. v_GM_0002601094 4 of 6 CONFIDENTIAL EFTAJX1136637 EFTA01671801  Business Services Account Account name: ELLMAX, LLC Your Nnaacial Advisor: I UBS October Friendly account name: ELLMAX U.0 Account number: SCOTT STACK MANLYLE CASAIEL Your assets Some pnces, income and current raves shown may be apptoxirnale As a result wins and losses may not be sturalely refleCted See Important information about your statement a the ended this dtcurnern (O( MOW inftxrnanon. Cash Cash and money balances Cash and money balances may include avalable cash balances, UBS Bank USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances, UBS Bank USA deposit account banes are insured by the FDIC vaINn applicable limits, but are not Protected by 9PC UBS AG Stanford Branch deposit account balances are not instated INFIX alder. not protected by 9K Money market sweep tsaances are protected by 51K but at not insured by the FDIC Seethe Important anformation about your statement at the end of this document Ite (Wads about those balances Cesenng baance Closing balance Pose per share Average Do:lendinterest Days in meldrig on Oct I (1) on Oct 30 (S) on Oct 30(S) rate period period cap anauM (5) 085 BANK USA BUS ACCT 52,470 92 52,471 79 250,000 00 Your total assets Percentage ct cost Estimated unreazed wiue on Oct 30 (St your acc0unt bans(S) annum Mayne (a) gam or loss (1) Cash Cash and money balances 52.471.75 100.00% 52,471.79 Total S52,471.79 100.00% $52,471.79 Account activity this month For mare informsion about the pricetvalue shown for restricted secuntes, see important information about your statement at the end of thts document Your Ouantrty? Cash Cash and Date Activity Descnption eypense code Face rage PnCelVahle (5) amount al money balance (5) Se► 30 Cash and money balance 552,470.92 Oct 7 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 100E/15 87 52,471 79 Oct 30 Closing cash and money balance $52471.79 SONY GM 00026010 Page S of 6 CONFIDENTIAL EFTA_00136638 EFTA01671802  UBS Account name: ELLMAA. LLC Your Nnancial Advisor: Business Services Account Friendly account name. SCOTT STACK MARLYLE CASRIEL October 2015 Account number: Account activity this month iptItinued) Dae Activity (kscrotton Amount 6) Money balance &divide Sep 30 Balance forward $52,470.92 Oct 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 10/0015 0.87 Oct 30 dosing U.S Bank USA Business Account $52,471.79 Die UBS Bank USA Bus mess Account is your pnrnay sweep option GM 000260%g• 6 of 6 End of statement for account number CONFIDENTIAL EFTA_00136639 EFTA01671803  Important information about your statement USS nab/ Swabs he Maim err UBS Frac.Ikeda. fi eFirm or C so r col rattgate yea amps" ad holder en the books rid records of the mamba tiller a adopts —you may dant Mukha tag by Ming you 6 a member of al primal Maly. ornmoday and optas Mara sly ther attar trliWtfl9trtlk Fascia/dace «charges UBS Fano" Sams and lin QM UM are Mtn substkr as of LBS AG end Sashed LBS Satter Pkwe nuke al etas path* to the Firrtt or the laths • Cenain ineartent centrals or nommen( alarms 9 9. Waft mama neon LLC The Fen's financial statement 6 a41Llt that regal influent, 01Cated On the tront 01 did Statical h add ton waited Salnelhth sod prate placements) that it not hate fremcDf account nane reflects Fnanatces that pa The FimYS erecuae taxes at a to agar a:Cetnt feet. XantS may be subs° to registered under the Smanies act of 1933. and entered on thePas aline tames rebate R if 3 mamma* for. dirges for lse myna la spat« ntionctable 'nidoiarne* does by you to asset yOu with UBSCinsmal Sepses Inc pauses aid chargeslet woad arnaunIS e, Cab =ant% • Corrado«contracts leg. foreign exchange and ytms re0XCIteeping R ha no legal aka en pa xcount 1200 "act Patera A ssts that maraca to oiler rattlitalt maybe precious metal contra:oh eicludng byrescontracts and You an change yore Fmnd 9 mount noses. through Online Weithanten. NJ 07086 Masa to a bather fee ommodity «bon gotta, Was a by conang ear F naKell Advisor This mama repeats the ally Meet record of your LOS UN Swap Optaret The SIC protection ad the mamma pcotecton do not Somasmaim Malta Swag mount Other rands, eta« official tat UBS offers optons for swan; cat, barges batch to apply 10 these assets even If they otherwise vat <Ate • value Op.% accounoonfolo Net of asters a‘f Mamas. corium'? casflang data should not be mated brit clam al Ulklak USA and UBS AG Stardord «rah ststecrartt The SIC protection and the pappltran 1.13dRieS wen II you bekve Mama, ends a Cm6SCn. (Bark Sap Pram" money matet mutual UM Sion« protection do not protect agent changes in the nuke' • *4e¢ nudes aaltde cash Maces valets for report e mama, n wring to she Bach anger of the Funds) and the 1151171.11.011/lDepolt account COMor value of )teat mantras(Melt« as a result of main ratted arty a 1 ad GlObal Tent Doan urreakted office serving you aoaxnt custerners web am iniemationd Resource Mamma." movement Issue ball-Aptcy a OthOnVe.44 marks to meta, and wan nets not had by the Fan ACCOunt ThrOugh the Bal. Sweep Prograns ash bar«, Does rot Mae Liana sauna assets at the end of ihe Mauch al figures town re mended to be 'orate. ate swept 10 l8S Bat USA us to an ntablched Mt and are Magna 6 pailthle upon request You may Obta pier Zadatrffil sent perodk 'prime nresonents. 'semen, data Souk not be used for tax praxes Rey then to LBS AG Stamford Brand. a a Money Fund Deports more Morrison abut SIC, ikkoling the SIC Brame unasted stock optons aid exercisable stock opt cm solely on yeaninel tat formi 0e. Form 1059. 5198.10125. at lin Sat USA are FDIC mired n accordance with FDIC bycoma-tag SIC at 202.371-8300 or by yang the SIX • babes exudes debt balances outstanding nagn etc Sam Freprig yaks maroon the Frmisreeaied by rules For more Marmon p bat urn were/ tote gay •ame at wow sx rep torn. aelit Me. Mort thane balances lay to repon to he MS al laable daidenels. aorta* non. Deposits at SRS AG Stanford Band, and dims of Money • Cash/money braces Total of untamednab cash Unable 4 Mends ad made con t caned on swain kinds ate rot nsurid by the FDIC Dividend ReIrnmanera Program PPM het n pa account net proceeds mule traisactsten. red banes. oleo LBS Bak USA deposit basket LBS AG fi e ace reflected is a, am'ay once YOJ may toun the Stanford Dandy depose balances and Mabee make; mutual OSI ban on anan math seareas Through the OA. wait* to cash Minces ae swept to actual prce from your Mahal Manor OnlyMoleshares bad 'weep balances a the Dose of the Statement period depose, accounts a UPS AG New York Skase), end LBS AG are palased UnderDRP, portal shares MI be sod eat* haccerad ty tree aide babas ki your moire rands Ciannagatkets with Me Finn Copan Brach Mese deposes not rased by the FCC cat a be decconechn air ;atom Thadititend segregated Rom other barges aid the FMMayWe arty of • Please raga em try Oral CCemnunCaiom n waling to Balances held a the WS AG Cayman Both ate tempera, IffINIVIV.11 price aphed by the ma may differ horn the the,. funds n the adnay mar of its tarns Thesefun& Further Poled Your «thlt inclarg pa rights under the reposed to the!maw a of the apron Sands ad mato prise at Muth the peal shares ate Sold dare a no gamete or other cbigaton of LBS AG to repay payable icon sew Card 11,4 total b inclaled n the Staines Imola eroetcbon Act (SPA) curren penal 0:orsg vane the balances Mk on the U35 Caynats Brach's books CobhWu • if the fnmal institution cn the tees left of the front a this Coy Mole mks may be hat n per axotint B you ate Lending infoanation "seam Knot LBS Feurodd Schee.. U85 Farail Deposit, at (RS Badc USA and each UBS AG Bora at not imbed 10 a palalLa as artist of a«Mad Oatment Or protected by 5PC Pitney Fund shares ate «Math by SPC FIX (Waled Monnaton on the Frays tang prances and Sean arms your moan as clean) broker by otherwise, the Fan wil ether tel patial units .1tat« prte ()mama ram to your C hem telsonlip Apeman or err. hmR with the Mated matron We nfonned See 'UBS Mamma Saxes Accaot ProteClon" below you orhisreknionshe erne you opened this axount h this case. me funds at seat*, ate Mated a IBS Upon your remelt banes n tie 8s* Swap hograns a am an amp, damned by a required clang age Cy and CMCM VOW accoa Amain; Agreement aid the General Term aid Ccodoan yes Stafenent of Credo Practice, rattle n Agr••••••Eor; DA may be wthdr am a sham of a Money Find may be andGrAloaned at hge,y LA- romennwderivann Frunal Swims ad nal the ntrcducng bras, rd you Irmistment objet's must mite a report of ay eta or °math to both firms :rased aid the«oath maned to you et yin The men/lent °bastes ad Mk profile art speciC o Ott seantas account Yana XCIXIM admay vary between, Plea* aloe* the Finn Wes statement Reticles SeanteS aid ode assetsheld n Alla:count sea im% shall be deemed complete and promptly in rang of any "plant doge n par falarCial ands** a not objected ton wrung wan 60 days Further INCOnSiXI ataltle swap apt ion& nodng the axon; at the end 0 he mama «trod You may alt Silialk41 a inerament °bathes For eadt account hat Were raves, ram and )10th. n atall)052 pi loose one of the k bag incestrnent objects.% la dell et of IA' Pad Waite; a any tine You may wear tbs opkweeppeas Ina sour F naval Motor a by recap secure*, used as loth collateral alto pang • Please area cutter« amain, a mare, to the ent s • Padua Current acme mranents seeksg the balance date on hem My aortas transferred so thIslarn Claret ReUtorn Normal a 201-352• 1699 a toilet Ming I300.762 -1003 generson of income only duin the statemert math ate Med a math vata as of a 800.354.9103. 8006M to 6 CO P tel Sande, • Acne.. CaPdamOntrueon f. malts *eking growth the end of the stsement penod through friday« n vent ng to UBS Mho" Seats let. Financbt Swam, man prethealen The Fnn 6 a t1140154( of the Mates raga Protection of papa rah.* than the generaith of name • Catboat. In Ortenniang the cost basis of the arias Clan Reasons Dthavriero P 0 Boy 766 Unon City, NJ • Pam Comae:on °Parrs and CaPktal APPreciadon IMAM is this statement. Aare *doted Mtn the 07087 Caperton (SRC). eA ds protects SeanH ZOeunts of m menleerS W to 1500.000 OMAN 1250.000 for awns for InaStmatesedeng both tie general«, a nom* act natter •I.• UBS Fists SeeMes hasrefs) on cash) The SPC net protean lints salt to all aocomts growth of pimp* °tonna«,Maria) from sates other than UBS • hem. a *mei Cr quthons about al Mafia lurch Financial Sates. ncludng nfama on from another Inn trafer (ESA bil papa cr UBStha• debt cad that you hold n a partials csaity The Frn together wash certain *Mates. ha also purehrad Overall rile planes or ha you may has provided to you Fnrcef Atursor VaiSaCtCnt. Cal 800462. IC03. Or vale tO LES Fhamal • Conserwm Seas to mama, nor ameba( wth Ian The tern donna ndpedeny way Cl gamma,* SWAPS nc , 1000 Haw SA4 6th Incr. Altieheaken, NI aplerratal prokom The main, Groat payable to al egble cab away under this «cation 6 S500 risk aid volably to the ante meat eon if that mean accuracy or validity of my blown/tan raga by SCUMS 02096. Ann SIMM3S6 Senses the account donna generale Ponta" mane °Swam UBS &Waal SeNteS mikes as of Do:ember IQ 2013 resins and myna keep pace rah infLaval Cal or ate a soon 05 you cat 6 you tine our • htderate WAN to accept arra Mt to prkapal and In Pam. althatigh U3S ModalSena generally statement a recta is «erg cr d you need "-Are Stima to the pokycondoms and annatian. Cash at the F 01~ prorated for W to SI 9 mita n the tolerate sane pailty to seek higher means updates 'vs Malan as e 6 retested. to Pam does not nletnial& abos anther en the "semen area« prow:athy askraxes that the informs«, under 'Cost The Ma a Card ,moo fa apacabla ma hear from you kr al pit ntshal 0, a paicua a mok • taggrrnor Wang to axept high Mt to pima and hgh =y temedng 6 atatiolemen rem" e of tie potty ability to seek lath retain ow I me basis' and %Wreaked gait loss' is sane as of tie date no lea that 60 dmIt. the rim sent you the le' of this statement M suds. pate do not ray on tho 'aeon on MO the error a proban append Marotta to make purthase a sale fitinaCen, for hat - Pat per nane and moult natal* and The SPC prolectien and the suagletnental promos both do Statement lauseholchng. not 49/), to Wem, .« sutiants wnh The mrposes a otherwise Accounts watered to the Fr, - Dhabi the a a the you re unsureabout may ref lea gal loss Plaination (My la the pad of rid abet as clearly a a on vay pa balks* it is at • Cetan Manta assets controlled by lath mauled n your Sate • • . •• :6:cocnis maybe felted aomm Mae) but held away fromUM Firma' Senesces Ids tone they re held a the Fiat More hmonul Mormatan enor or My you need awe Mama On cal be added by you Franca Maw - Node the dote annum of tie suspected era kg. CearaG«0 a UghMt (0) cash at LBS AG font accc re°, C,Pt. V. Aft rater dents al the sae Stanford brach. (ii) nano procLos miming vadat atm I n is known as • householdng • if pu stoat rid (id "Imes of math finds where such prefer to tease ndstrlual statements mated In spat • Unreallnd gaintibteet Mien data 6 ayaktoe, sham are regaled daily 'mann a the amen hand aealced gandlosses ae calculated for SONY_GM_00028020 CONFIDENTIAL EFTA JX1136640 EFTA01671804  Important information about your statement (continued) edernal warily In The transmit data la Sala - mid prey estmated vales may be reflected as 'Not nab« of rants at tie boreBahr Mangmiser ACCOLOIt are registered unite mad of WS Finatial Sets lots may «my not recta corrwasent errs melee paid' in kiwi simatiorn Men an Mennen, &rasa that had lane/ he seoanyreorgavaapen nuts Dwderd and other vaiabon Inn has not Read or is undo* to assign a - h addion to ozontharins receded in conntio wish re rresurcht lots and systernac purchase lob re ea, vales Min meter, air that a matmal per has the saki or dtserbutrn of annuty contacts and IM via Signature n a «sacred state mat of Visa Combined to asp* ore award lot The 'Trade date* ociaared that mac« a awously divan ' , kW DIO remitrrece trust trot to ar Penn. ew andor cur Vitematiasai LOS WaSeratureeedt cads aid 155 Visa ds lath (Man the agnal Tanana raze date caueStin Or when a scabe vraid hiaSly speculate« Oiserecs.reans Maim ompertimin from debit cal; ere need by 1185 BP* USA Ms permission from due to thenatureof the meaty many of the intraThe companies urderwreng the v ca u SA SCCfpOfMid • Callable moans Bonds and same sto4 Nov the - flies neither an must general partner a VOW tenuity =WYK a axes of the nutria 0,Inparit'S ram cat to. my rename, wl be selected wertaly amain yaks not a thrapay sunited yea Or SpOASOft of the unt twesersent IMPS we &astute UBS Fnandal Services Inc Rea 201407 by lot torn among ll securities of the 61.1e held in our provided. the vane of ihe sporty ad be different from - Our Misses also maw trades ammissms and other named in«ante mane a at dents Calleave OS pooh.. fro °mammon from meal fads erd twin accession a darned from third pities and is mammy - • Dislitutire to die they thine return of cane compaes acne amain we dear bane nnot gnawed Other calf eases may edst nab income a both - We reeve an and fee from t85 Bask USA and led roue jita y.ei carer (Amman MI be sanded - • arigni sant sue' represses the Mal OWN price AG Stantad Beath ante 125 per aCCount upon rapes! per unit ad may roe WS" your cog bash sweepeg to the bats uncle the UM Bar Sven Program • Catfcats of deposit (CDs/ CDs re FDIC mad up lo • Rearkted securities Rencted wanes gene* ae 1250.000 norm:pal and accrual intern pa Spada not currently age« a pilot lab OBS Financial Swims Activity and per depository nada en. n a:cordate with FDIC uses the mane;tie of the utestran 5104 of the sane Intarnabon regardng corman and ocher Mayes rules issuer as an maned vale fix the reacted stock for nosed n anneann rah the eacuton ot aides. tharInd purposes of an s trament and To the (WWII that option transactions has Men admanS as cadmet ono • Prketvalue Pnces dispMed fa meanies are other rattan Sec/Res ere eb)tde for sale. the value rooked peenotnly lynched to you an be amidst to you product may be hirer a bps than the price Mat you maybe subsimbally les than to awed yaw hoar promplA on «mat null «Nagy feces n the makes leces are neared horn vane; dud pay sans tech we bekveto be • Est (estrated) accent currentaeldt and nrta. An Shen selling rate, bat we do not guanntee tier =arty estimate of meal MOW* is bawd on dawn dean gea engaged n ten wage sin may nos a - We gewaty use the aosng axe awn reset Or the mean of the bd and ask alas for Wed *curies ad an:Intern rats. assuring the SLOSIOWS kill be held for pa If as to anion anonym costs fat WIWI, one yew horn statement date cr Via earth This assM optima ally bid arcs'« OTC sedan estinate ES on a gashes*. acaracy ad continued - Una acunly read warns mac be aced usng a income re no warateed Open Olden wham matt a the most WOW MCP we obtaned - Est tread alma name ad curacy held foe cairn 869. 61% OW tgooclitilicarcelkd• orders that here not 'Idmyna reef an fatal maim Par valor types of 'audits coal Ildtothl 3 MOST of priapal tO03.5Witt by thestainer( eta open buy ad sell top - Cam paeans may apear without a pnce and el canal man n MO COW the Ott Melt WO WIWI olden re mind by Vw arcane of dealaxls a rides a. Sheer a 'ace was not salable' f v.e we tine)* to red) coalbe overstated an enhaands a exaghts dale un less minced cram obtain a price foe a seamy - Retreated anal DOOR* and aftfirit weld and the by you You se respombk for ceders that a naiad due - Deposit or mores cknorrieuted n ortenon other nue norm and head mint be lower cc hirtlf than to par lamb cancel testing open Orden than U S &Kin