EFTA01383255.pdf

1511 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 January 1, 2019 - January 31, 2019 SOUTHERN FINANCIAL LW Portfolio Holdings Account Activity Opening Clomp Acaued 1110)010 30-Day Current Cawing Die Quantity Number Ending Barn Baena Income Ibis We VIted Meld CASH, MONEY FUNDS, AND BANK DEPOSITS 1.00% of Portfolio FDIC Insured Bank Deposits INSURED DEP0SITSPR0GRALI 01101/19 73,068.210 WA 01131119 73,035.20 13,068.21 17.62 33.01 WA N/A Total FDIC Insured Bank Deposits $73,035.20 $73,088.21 $17.62 533.01 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $73,035.20 $73,088.21 $17.62 533.01 Unrealized Estimated Estimated Date Acquired Quantity UnIt Cog Cost Beds Market Ftice Market Value Win loss Annual Income Yield EQUITIES 99 0 0% of Portfolio Common Stocks APPLE INC C0M SeculityldentifierAAPL Dividend 0pliortCash CUSP:03783360 12107/17 100,000.000 169.8140 16,981116.00 166.4400 16,644,000.00 .337.416 00 292,000 00 115% Total Common Stocks $18,981,416.00 $16,844,000.00 -3337.416.00 1292 000 00 TOTAL EQUITIES $16,981,416 00 $16.644.000.00 -3337.416 00 $292 000 00 Unrealized Aeaued Estimated Cost Bass Market Value Gain,Loss Interest Annual Income Total Portfolio Holdings $17,054.484.21 $16,717.068.21 -3337.416.00 $0 00 $292.033 01 Generally securities acquired before 2011. in retirement accounts or held by Non-U S entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 20 0 8, and are marked as " noncovered" Securities marked as "covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Portfolio Hoi dings Disciosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ Page 3 of 7 Account Number: N4G-026161 Rated Ewellere Marrs Meech Sag LW. • whelly awed 11:00SYCEESD:2: Go paperless A3 MOUT t.1:41IVtitY 4 Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE subtle:run of The Bakal Ni. York Make Comeration OM Mellen) PCISrat U.C. motto( AURA. NYSE SIPC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0082950 CONFIDENTIAL SDNY_GM_00229134 EFTA01383255