EFTA01523191.pdf

GHISLAINE MAXWELL-HY ACCT. For the Period 7/1/13 to 7/31/13 Trade Date Type Per Unit Rested Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 7/8 Sale NIELSEN FINANCE LLC/CO 7 3/4% OCT 15 2018 DTD (10,000.000) 107.75 10,77560 (11.040.00) (265.00) L 7/11 High Cost 04/15/2011 @ 107.75 FIRST UNION CAPITAL MARKETS (ID: 654090-AY-8) 7/8 Sale CONSTELLATION BRANDS INC 7 1/4% MAY 15 2017 DTD (15,000.000) 112.50 16,875.00 (16,500.00) 375.00 L 7/11 High Cost 11/15/2007 C 112.50 BARCLAYS CAPITAL INC FIXED INCOME (ID: 21036P-AF-5) 7/8 Sale WYNN LAS VEGAS LLC CORP 73/4% AUG 15 2020 DID (10,000.000) 110.25 11,025.00 (10.950.00) 75.00 L 7/11 High Cost 08/04/2010 @ 110.25 DEUTSCHE BANK ALEX BROWN (ID: 983130-ARM) 7/8 Sale MERRILL LYNCH & CO MEDIUM TERM NOTES 6 7/8% APR (10,000.000) 115.542 11,554.20 (11,080.41) 473.79 L 7/11 High Cost 25 2018 DTD 04125/2008 C 115.542 US BANCORP INVESTMENTS INC. (ID: 59018Y-N6-4) 7/8 Sale NEWFIELD EXPLORATION CO 67/8% FEB 01 2020 DTD (20,000.000) 104.00 20600.00 (21,460.00) (650.00 L 7/11 High Cost 01/25/2010 @ 104.00 CITIGROUP GLOBAL MARKETS INC/SALOM (ID: 651290-AN-8) 7/8 Sale LENNAR CORPORATION 5.6% MAY 31 2015 DTD (10,000.000) 105.125 10,512.50 (9.905.00) 576.71 L 7/11 High Cost 4/28/2005 @ 105.125 FIRST UNION CAPITAL MARKETS 30.79 0 (ID: 526057-AS-3) 7/8 Sale CHESAPEAKE ENERGY CORP 6 1/2% AUG 15 2017 DID (15,000.000) 107.50 18,125.00 (15,975.00) 150.00 L 7/11 High Cost 8/18/2005 @ 107.50 DEUTSCHE BANK ALEX BROWN (ID: 1551674S-5) 7/8 Sale CABLEVISION SYSTEMS CORP SR NOTES 7 314% APR 15 (10,000.000) 110.00 11,000.00 (10,775.00) 225.00 L 7/11 High Cost 2018 DID 04/15/2010 e 110.00 CITIGROUP GLOBAL MARKETS INC/SALOM (ID: 12686C-AZ-2) 7/8 Sale DISH DBS CORP 7 7/8% SEP 01 2019 DTD 08/17/2009 (15,000.000) 111.00 16,650.00 (16,462.50) 187.50 L 7/11 High Cost (fi 111.00 MLPFS INC/FIXED INCOME (ID: 25470X-AB-1) J.P.Morgan Page 21 of 26 Confidential Treatment Requested by JPMorgan JPM-SDNY-00050802 Chase CONFIDENTIAL SDNY_GM_00320000 EFTA01523191