EFTA01460682.pdf

Preline Monday March 24. 2014 KCP Weekly Business Review Revenue-Pipeline deals-Transactions closed-Client updates-Trade ideas Stomata° Sir,peelm Client Trade Ticket Size Dolt, Annual NNA Retatienthip Manager Channel Office KCP Revenue Revenue KCP US Denim 1820 COD 55% 7Ø000 / Mies Nadal IADCA Stock Loan 545mrn 1 500 000 05% 1 000 000 Mies Nadal PCS Now York Thanes °Rorke 2 GH Palmer Associate TRS tor real ~ate Ølomn TBD 5,000,000 75% TBD Cheryl Pallor PB Los Angeles Taro *nth 3 JHAC Propre Troop, financing lase resat $20rrrn 1,000,000 75% 1,0000) Brn writer PCS Boston David Mann 4 Ohm CASS. RB Olsen Develaprrent (MarmItAlostrtalely) $20.30nsm 500000 10% TOO Elisabah Schreiber PCS Los Angeles Tam Smell 5 Jews, Fenest Toro Spilka 3.0 TOO 1.400.0W 75% 1n Vireos PCS NY. MIA David klam 6 Angekr Tsakopourin 545rmi loan ve.576rren Water Rights Centre« (20yr) 5454vn loan 500.000 50% TBD Ed Lok PB Sin %met° Taro Smell 7 Pram Fansly Office VWAPdialegue (MAT) • Block Tiede TOO 360,000 50% 500,030 Careen Bernhard PB Las Angel« David Menn 8 EnTnist Treasuries on rØ and long SW 575Ornm 2.500.030 50% 000000 Patricia Bennett PB Los Angeles David Mann 9 WS«Ron Puerto Rem 5y TRS $100nen 3,000.000 50% 1000000 Relmet Lardy PCS Palm Beach David Merin 10 Roteel SlAwnen Pt Management (SF)E) Ongrang 500000 25% 50a000 Tern Solvela PB New York Tate Sno Webs (Y-PA4 PACE financing & Retread ongrnsbaniowcetunely TOO 1,030,000 20% 50:1,000 Ed Lok PB San Frinoteco Tsr &nth 12 lloyvestliN Amen Hotel Equity (Capita rand) 55Onsin 1,000.030 20% In Venous PEVPCS Varian Puce McDermott 13 Inland Real Beale PACE bond popram TOO TBD TBD TOO TimRiley PCS New York David Mann 10 .10twat1HAC Tobacco bonds TBO TBD TEO TOO Weems PCS Venous David Item Evtn'Acd Ltcrctra Cecnt 1,,;‘“Sizr" MJA Ihrlat err. Cnn-ruri cc, MCP ReVeriLe KCP LATAM Plittellen 3.460.000 2.450.040 iMMM.§ / Noble Food Income portfolio 51Orryn 75000 250,000 Mien»Braun PWM Mean 2agurerChaves 2 Angolan Famety Structured notes SlGnn W OW 250,0» Panne LOW PWM Miam IagurplChaves 3 Send Containy Bond partleero weda cross currency overlay 5305Orrm 300000 TOO Paticee Lecn PIMA Miami 2agurylChaves 4 Bellord ~elect linked note 55errn 100000 503.000 Cnsban Gonzalez PYJM Miarre IsgurpOtaves 5 Rini:Wien Rrucbsed note welch into dtSeleet linked note 5,5nm 100.000 500000 Cretan Gonzalez PWM Mien ZedurpOseves 6 Rotsus CRCCI Altered Ø $1015mm 200,000 I 03 030 Mercedes Sarmecke PWM NY 2agureChaves Butperen. Fansly Feed Income ~oh, $100nrn 200003 TOO Jan Eddieks PWM Hamburg ZegurpChaves Stars US Capable Loanstel-0/Loan Funds 53050emi 300.030 100,000 Paereto Leon PWM Miami 2sgurerChaves 9 Signature Capital Leveraged os lo Sbockired Notes 110(20mn 100,003 TOD AnenuBraun PWM Miami 2aguiyOraves W Tendencia Asset Management Equity Snap 52Orrn 75,000 250.000 Joseph homo ~IA NY InuttiChaves /I Arizona F . el CRE $75mn 20W,000 500030 Ma Soso DMA Genrne KernLATIUM Peal. MN,. C.r.t. Ur •.IPf ond rgrruLtn'LL: Nctnr. FLU 121 • • {Et Rows: POP III WAM CLO croon THL CIO Ceont Tr:ap r",,t Si:,' NW. nr en.r.nurl rrn, WIC US Pipeline / Corporate Erecutive 15k Shares 115k Carle* Arnzuneta PB Meares Joseph Cotton 2 Varous SOF ill Feeder Fund farm 95% Brian Hartngten 3 MS Employee Reek hedging a rreneazabon 550nen 520rtrn Russell Daulton PB San Francisco Brian Harrington 4 Pearl Morahan% (COW Equity Beck Trade (NADI) 50 2n-rn 200.000 10% Chris Qua ria•a ro 5 New dead Fx Long/Shed (USOJPY. USDIAXM SlOrrrn Vahe Step/Nan 6 Venous SOF Ill Feeder Fund $2.3rrm 95% Joseph Cotton 7 Ferrell Caplet SOF III Feeder Fund $5rrm 100,000 50% TOO Joshua Shaine., 8 Mea:tent Cash a bonds, ettuetured notes 534rrrn Brian Currey PB New York Coro Quarlmaro 9 Corptinge Single Meek hedging a wonstrason $115•20nni Ganen Banking Team New York Cnne Quanta ro 10 Nev. client Estate ~ban mod eterrede 513rern Cans Quarlararo Product Focus For internal use only CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0 122120 CONFIDENTIAL SDNY_GM_00268304 EFTA01460682