EFTA01431229.pdf

Subject: RE: Southern Financial [I] From: Alka Babu Date: Fri, 05 Oct 2018 11:39:57 -0400 To: Bradley Gillin Vijay-A Sawant Stewart Oldfield Cc: Richard Iarossi Mayur Rathod Vinita Advani Classification: For internal use only Hi Bradley, KYC # 01977694 is duly complete and have assigned to you for further review and action. Thank you ! Have a great weekend 3 Kind regards, {cid:1 [email protected]} Alka Babu KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore aon East, Mumbai - 400063 , India EFTA01431229 From: Bradley Gillin Sent: Wednesday, September 26, 2018 7:12 PM To: Vi'a -A Sawant ; Stewart Oldfield Cc: Richard Iarossi ; Mayur Rathod a Alka Babu Subject: RE: Southern Financial [I] Importance: High Classification: For internal use only Vijay, Purpose of the account required for following DB accts — 1. JEGE, INC Deposit acct a. This is a simple checking account for pay for costs associated for Jeffrey Epstein's airplanes 2. JEGE, LLC Deposit acct a. This is a simple checking account for daily expense including taxes and payments for Jeffrey Epstein's airplanes 3. JEEPERS INC Brokerage acct# a. This is a brokerage account for a private company to hold and make investments in marketable securities 4. PLAN D, LLC Deposit acct a. This is a simple checking account for pay for costs associated for Jeffrey Epstein's airplanes 5. The 2007 Jeffrey E. Epstein Insurance Deposit a. This is a simple checking account for costs (taxes, etc.) related to this Trust 6. NES, LLC Deposit a. This is a simple checking account for pay for costs associated for Jeffrey Epstein's airplanes EFTA01431230 7. THE HAZE TRUST Deposit a. - This is a simple checking account for costs (taxes, etc.) related to this Trust b. — This is an interest bearing checking account for costs (taxes, etc.) related to this Trust c - This is a brokerage account for the trust to hold and make investments in marketable securities Finally, Estimated Annual Gross Income (Entity) and Estimated Annual Net Profit required for the following account holders:- The 2007 Jeffrey E. Epstein Insurance Trust#3 o Annual Income — 200,000, Net Profit — 100,000 The Haze Trust o Annual Income — 5,000,000; Net Profit - 4,000,000 NES, LLC o Annual income — 400,000; Net Profit — 200,000 Plan D, LLC o Annual income — 400,000; Net Profit - 200,000 Regards, Brad EFTA01431231 {cid:[email protected]} Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Email Securities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Wednesday, September 26, 2018 6:02 AM To: Stewart Oldfield Cc: Bradle Gillin ; Richard Iarossi ; Mayur Rathod ; Alka Babu Subject: RE: Southern Financial Importance: High Hello Stewart, We have some good news in that regard. We have had 2 KYC's (01977698 & 01946825) which got approved in this past week. These cases cover high risked accounts Prytanee, LLC, , Neptune, LLC & Butterfly Trust. We are in the process of submitting more cases on top of cases already submitted which are under review with AML at the moment, e.g. Epstein, Jeffrey E., Southern Trust Company, Inc and Zorro Management LLC, etc. We are awaiting docs for the following entities from this relationship for high risk accounts only — EFTA01431232  Gratitude America Ltd (Docs of significant donor) Jeepers Inc (COGS for acct holder) Plan D, LLC (COGS for acct holder) Additionally we require following info from you to complete the cases in DBForce: Purpose of the account required for following DB accts 1. JEGE, INC Deposit acct 2. JEGE, LLC Deposit acct 3. JEEPERS INC Brokerage acct# 4. PLAN D, LLC Deposit acct 5. The 2007 Jeffrey E. Epstein Insurance Deposit 6. NES, LLC Deposit 7. THE HAZE TRUST Deposit Finally, Estimated Annual Gross Income (Entity) and Estimated Annual Net Profit required for the following account holders:- The 2007 Jeffrey E. Epstein Insurance Trust#3 The Haze Trust NES, LLC Plan D, LLC We will be able to submit all the remaining cases from this relationship once the above info & docs are received. Let me know if any queries, thanks. EFTA01431233 Kind Regards, {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore aon East, Mumbai - 400063 , India From: Stewart Oldfield Sent: Wednesday, September 26, 2018 1:36 AM To: Vijay-A Sawant < Cc: Bradley Gillin < ; Richard Iarossi Subject: Southern Financial Vijay, Have we had any feedback on the lasted KYCs you submitted for Southern Financial? Would be good to understand which ones we still need more info on. I think we are still waiting on COGS for Jeepers and Neptune. We also still need to resolve the BV70 issue with Gratitude America. All of this is with the client at this point. Is there anything else I need to be following up on? Thanks EFTA01431234 fcid:[email protected] Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Email Securities offered through Deutsche Bank Securities Inc. EFTA01431235