EFTA02587595.pdf

From: jeffrey E. <[email protected]> Sent: Thursday, August 14, 2014 2:55 PM To: Richard Kahn Subject: Re: Bruce Galloway nosn, <=r> On Thu, Aug 14, 2014 at 9:39 AM, Richard Kahn= wrote: do you h=ve a specific time you would like to speak with him? Richard Kahn HBRK Associates Inc. New York, NY 10022 On Aug 14, 2014, at 9:16 AM, jeffrey E. <[email protected]> wro=e: confernce with him =oday On Thu,=Aug 14, 2014 at 9:03 AM, Richard Kahn wrote: ccount =losed at 3,720,139.67 last night (see attached) here are 14 option po=itions expiring on 8/16/2014 only 4 positions have value that must be sold and all others will expi=e worthless: 1) C 49 Calls 400 quantity Q=A0bid 0.15 / 0.16 ask 6,000 value 2) PEIX 16 Calls =C*270 quantity bid 3.80 / 4.20 ask 102,600 value 3) RDNT 5 Calls 110 quantity bid 1.70 / 1.85 ask Q=A0 18,700 value 4) YHOO 33 Calls 120 quantity bid 3.=5 / 3.25 ask 33,600 value In email below B=uce is asking if he can role PEIX calls to a later month Please advise EFTA_R1_01768311 EFTA02587595  From: Bruce Galloway Subject: PEIX CALLS adiv> Date: August 13, 2014 at 4:24:45=PM EDT To Begin forward=d message: From: Subject: </=pan>Message from KMBT_C=53 Date: August 13, 2014 at 4:11:4= PM EDT To: =span style="font-family:'Helvetica—MOMM Reply-To: please n=te The information contained in this communication is confident=al, may be attorney-client privileged, may constitute inside informatio=, and is intended only for the use of the addressee. It is the property=of JEE Unauthorized use, disclosure or copying of this communication or =ny part thereof is strictly prohibited and may be unlawful. If you have=received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected] <mailto:[email protected]> , and destroy this communication =nd all copies thereof, 2 EFTA_R1_01768312 EFTA02587596  including all attachments. copyright -all rights=reserved =C240 please note The information contained in this communication =s confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the a=dressee. It is the property of JEE Unauthorized use, disclosure or c=pying of this communication or any part thereof is strictly prohibitedc=r> and may be unlawful. If you have received this communication in error, p=ease notify us immediately by return e-mail or by e-mail to [email protected], =nd destroy this communication and all copies thereof, including all attachm=nts. copyright -all rights reserved 3 EFTA_R1_01768313 EFTA02587597