EFTA01425211.pdf

Subject: RE: Southern Financial From: Vijay-A Sawant Date: Thu, 27 Sep 2018 04:27:42 -0400 To: Stewart Oldfield Cc: Bradley Gillin Richard Iarossi Mayur Rathod Alka Babu Many thanks Stewart!! I confirm receipt of Jeepers COGS in another email yesterday too. Regarding Gratitude, sure just let us know when you would like to discuss and we will arrange a call. Following are now the updated pending items for Southern Financial Relationship — Gratitude America Ltd (Docs of significant donor) Additionally we require following info from you to complete the cases in DBForce: Purpose of the account required for following DB accts 1. JEGE, INC Deposit acct 2. JEGE, LLC Deposit acct 3. JEEPERS INC Brokerage acct# 4. PLAN D, LLC Deposit acct 5. The 2007 Jeffrey E. Epstein Insurance Deposit 6. NES, LLC Deposit 7. THE HAZE TRUST Deposit EFTA01425211 Finally, Estimated Annual Gross Income (Entity) and Estimated Annual Net Profit required for the following account holders:- The 2007 Jeffrey E. Epstein Insurance Trust#3 The Haze Trust NES, LLC Plan D, LLC Kind Regards, {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobile +91 From: Stewart Oldfield Sent: Wednesday, September 26, 2018 8:59 PM To: Vijay-A Sawant Cc: Bradle Gillin ; Richard Iarossi ; Mayur Rathod ; Alka Babu Subject: RE: Southern Financial Here's the Plan D COGS. Will try to get Jeepers as soon as possible. EFTA01425212 As for Gratitude, the client is still determining what info they will be able to provide us (if any). We will need to revisit that one in a couple of weeks Thanks From: Vijay-A Sawant Sent: Wednesday, September 26, 2018 6:02 AM To: Stewart Oldfield Cc: Bradley Gillin ; Richard Iarossi ; Mayur Rathod ; Alka Babu Subject: RE: Southern Financial Importance: High Hello Stewart, We have some good news in that regard. We have had 2 KYC's (01977698 & 01946825) which got approved in this past week. These cases cover high risked accounts Prytanee, LLC, , Neptune, LLC & Butterfly Trust. We are in the process of submitting more cases on top of cases already submitted which are under review with AML at the moment, e.g. Epstein, Jeffrey E., Southern Trust Company, Inc and Zorro Management LLC, etc. We are awaiting docs for the following entities from this relationship for high risk accounts only — Gratitude America Ltd (Docs of significant donor) Jeepers Inc (COGS for acct holder) EFTA01425213  Plan D, LLC (COGS for acct holder) Additionally we require following info from you to complete the cases in DBForce: Purpose of the account required for following DB accts 1. JEGE, INC Deposit acct 2. JEGE, LLC Deposit acct 3. JEEPERS INC Brokerage acct# 4. PLAN D, LLC Deposit acct 5. The 2007 Jeffrey E. Epstein Insurance Deposit 6. NES, LLC Deposit 7. THE HAZE TRUST Deposit Finally, Estimated Annual Gross Income (Entity) and Estimated Annual Net Profit required for the following account holders:- The 2007 Jeffrey E. Epstein Insurance Trust#3 The Haze Trust NES, LLC Plan D, LLC We will be able to submit all the remaining cases from this relationship once the above info & docs are received. Let me know if any queries, thanks. Kind Regards, EFTA01425214 {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobile +91 From: Stewart Oldfield Sent: Wednesday, September 26, 2018 1:36 AM To: Vijay-A Sawant < Cc: Bradley Gillin < ; Richard Iarossi Subject: Southern Financial Vijay, Have we had any feedback on the lasted KYCs you submitted for Southern Financial? Would be good to understand which ones we still need more info on. I think we are still waiting on COGS for Jeepers and Neptune. We also still need to resolve the BV70 issue with Gratitude America. All of this is with the client at this point. Is there anything else I need to be following up on? Thanks Stewart Oldfield, CFA, CAIA Director EFTA01425215 Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. EFTA01425216