EFTA01450693.pdf

e an SOUTHERN FINANC Request 182298 Mot 20 Dec 13 Daubdwo Bolin) SOUTHERN FINANCIAL, LLC FX • Option Settlement Not.Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long( Short Option Style Put/ Call Strike Price MTM(USO) SOJTHERN EXOPTK)N 214bov-2013 2041ov.2014 25-Nov-2014 (1.003.0:0.00) USD 101.030.000 JPY SHORT EUROPEAN CALL 101.0003 'if:Jo 4:3;-% I.:i FINANCIAL, LLC SOUTHERN FXOPTION 2144ov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG ELRCPEAN 0.000D 12 278 34 FINANCIAL, LLC SOUTHERN EXOPTION 214,4013 20-Nov2014 25-Nov-2014 12900 IX) USD 0 JPY LONG EUROPEAN 0.0000 10 846 25 FINANCIAL, LLC SOUTHERN EX OPTION 2144ov.2013 20-Nov.2014 25-Nov.2014 (21000001 USD 0 PY LONG EUROPEAN 0.0003 953591 FINANCIAL. LLC Subtotal: (23.825 23) kit (23.825.23) Statement ID : The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet —.mt CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 106508 CONFIDENTIAL SDNY_GM_00252692 EFTA01450693