EFTA01356834.pdf

From: Andrea Tapia I Sent: 3/17/2015 5:48:23 PM To: Kimberly Hart Subject: RE: February 2015 AML/KYC Escalation Reports [Ij Attachments ACU_COVERAGE_Domestic 3.17.1S.xlsx Classification: For Internal use only Hi Kim, In the attached file, please find my comments re: updates in column N. The three private equity accounts for McCarthy's client, Craig Haesemeyer, are highlighted in red. Kind regards, Andrea Tapia Andrea Tapia Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management Securities offered through Deutsche Bank Securities inc From: Kimberly Hart Sent: Tuesday, March 17, 2015 9:15 AM To: Andrea Tapia Subject: FW: February 2015 AML/KYC Escalation Reports [I] Classification: For Inte ne! use only « OLE Object: Picture (Device Independent Bitmap) » Kimberly Hart CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042960 CONFIDENTIAL SDNY_GM_00189144 EFTA01356834