EFTA01279709.pdf

WRAP UP FLOWCHART COMPANY NAME: Requiro Scientia LLC ACCOUNT NUMBER: DOC TRAK NUMBER: 9523 Name and Date Completed Pricing Review (pre-doc) Tax Review (pre-doc) EMG Review Rate Lock Info rate lock= Y N PD LKE pool approved by pricing Checks Mailed Out Wire Sent Credit DDA Account General Ledger Account LJCC's Mailed Out AAA Titles vti READY TO SCAN I 8038 -G (municipal) Sent to Operations Sent to Vault Disposal Remarketing Rep DOCUMENTATION SPECIALIST NATASHA GIVENS SALES REP Rob Hagan DOCUMENT REVIEW FUNDING REVIEW SET UP REVIEW Need by: Need by: •---- Need by: Review by: ' Review by- Review by: Date: g it( Date: Date: ii.stut t, chi t'b N% CM( of -title be £' /r2Vt.i. ant{ Cairo.% Criiv2t1 (CCA 4\AA'L .5) Pr; c.vs- $3'(`-f) 2.57, ti'7 JS. t3Cr;‘?°0 ,ze CONFI ti tt,i,k4- LH() A lto chirk GM 00029810 -7.e- 1 v-‘41.eve-YIG,c errs i»iuu~ EFTA01279709  Commercial Loan Checklist - Equipment and Vehicles (updated Nov 2013) CUSTOMER (complete legal name): CCAN: ACCOUNT NUMBER (include last 3 digits identifying schedule): Requiro Scientia LLC NEW 4; 011 _ ,,-----, Material needed to complete deal processing Req ed ecei 'ed 7 - . Co m msfi ts : ,---- Organization Name and Good Standing Verification Required tia borrower an all corpora 6 guar tors; Sec of Stall/111m F-4 Covenants:Ye r(Standard (A1201Q45 ....- day) Financial Reporting Blue Funding Memo/Credit Approval, signed lin trl Total S ArpounAf all Filth 1 "rd Bancorp Commitments: Credit Approver/ authority level 0 ‘)C,„_;'S ,,,') INac.•; a ts t i...: C.-NI` 1 . - d, 1 , B ue expiration Commercial/Sponsorship Approver/authority level l.k i:,,, % oaCt, - _: 1 I I3E j tc 'e`2 -t' Is a Confidentiality Agreement signed? . -- Yes/No we agree not to disclose information about customer/vice versa Equipment Mgmt Group (EMG) Residual Evaluation Used > SI 00K but not required if used portion is less than 10% of funding amt. \Z CIP Checklist — — If new commercial customer (not o AFS r In folease) Background Cheek/Articles °V If new Borrmv er with aggregate cxp greater than SI million/By-Laws or Incorporation/Partnership Agreement Operating Agreement if Articles are not available Venue / Choice of Law insert (for NY and AL deals) -- It 5/3 Equip Finance Company, & New York or Alabama -forms Nary Lease Line of Credit Log — Proof of Insurance - request early Corporate Resolution \ Prop ty certificate Iv/ 5/3 as loss payee. Expiration date. / / date f R tutiorts and datc si e Trius be on _before LSA dat Sit,,n : ig \7 1 Corporate Resolution for Guarantor 1.( Authorized signers: k)ArACA" 1, CX Q. 43,-we 06, c,e0 iz, ___,, Guaranty Agreement (circle Limited or Unlimited) List neye: .d. ...\ v f')jiAnrs date yEv after t(sloops V V , LC Swap Guaranty Notification Letter For New Notes 4/I/13 & Forward, if SWAP exclusion not in Master-floating rate -- loans with guarantors Loan and Security Agreement or Master LSA `/ (M)L5A dated: -- .../// Non-Standard (5%, 10 days) laic fees: Promissory Note Terms/Structure; 17 Loan Acceptance Certificate — Note: not required if Master Loan is in place (in section 5 of MLSA) Landlord Waiver _—. ____ equipment that is attached to property not belonging to customer Pay Proceeds Letter compare to pR5, to aggregate invoices per payee, to local invoices to Total_ / Promissory Note ammint, and to Wire/c_hc_ck_request Auto BillPayE Activation Form N/ has newest form been sent-new form for every note UCC Lien Sea - reatiest early -2(- 4 k 4' ck VI Vvt r 1 EL- LICC-3 release or subordination (if necessary) --- UCC-1 Filingireouired unless all collateral is titled) ---- ---- date filed: Assignment of contracts (between Borrower and third party) Subobligor (long-term): 5/3 UCC I Notifications If 3rd party sub-obligor on non-titled equipment Subobligor: copy of 3rd party lease/rental agmt (obtain subobligor does for long-term [one year or more] sub-agrecments, Subobligor: Assignment and Consent Agmt Subobligor (long-term): UCC-1 filing by lessee against , if subagreement is to a non-R4Ated _third party. Lessee as secured party; subobligor subobligor (Doe Specialist to obtain from customer) / as debtor. Subobligor (UT): UCC Assgnmt.frorn lessee to 5/3rd. r Our customer as Secured Party, assigning to FM Third as secured party. / / Pricing Output (SuperTrump) N., . 11 Invoice(s), with applicable serial / VIN numbers "sold to name s/be Borrower, or use Bill of Sale to transfer to customer ....._—.., .—...., compare invoices info to prior draws, etc. -N" 4- rec.: 1k), Ce Ai Proof of Payment (if reimbursing customer) ---- (examples: front & back of candelled check; vendor confirm letter) n6 __ (I-IL- Pit Copy of Title/MSO/ Certificate of Origin (for titled collateral such as trucks, trailers, over-the-road tractors) Trade Credit Agreement CW c cA^A.c.. , customer wants to book but equipment that is not ready-vendor agrees to release 0— t -DP- 101 ,C Q--V ,. \,( 1 )(n —A rights, etc. We agree to pay vendor upon completion. Progress Pavnlept Agreement Amendments: (explain in comments) 4 \ 0 (IAA 'MIA C,i)-Ore P1.0\--, , At, fpfn.no-e, CONFIDENTIAL SDNY_GM 00029811 EFTA01279710