EFTA01597667.pdf

OBS Financial Services Inc Private Wealth Management UBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 December 2018 Your Mandril Advisor: SCOTT STACK MAN/ LYLE CASRIEL Phone: 212-821.70001800-30&3140 Account name: MONTPELIER TRUST Friendly account name: Mcrit Fled e Fund Questions about your statement? Cali your Financial Advisor or the Account number: RMA ResourceLine at 800.RMA.1000, account 029045172. visit our website: imvw.vbs.cornilmanciaiservices Your investment objectives: You have identified the following Value of your account Your account instruclions • The account record was signed by your investment objectives for this account If on November 30 (5) on December 31 (f) Financial Advisor and approved by a you have questions about these Principal of the Firm. objectives, disagree with them, or wish to Your assets 0.00 1,000,000.00 • Your account cost basis default closing change them, please contact you method is FIFO, First In, First Out. Your liabilities 0.00 0.00 Financial Advisor of Branch Manager. You can find a fr./ description of the Value of your account $0.00 $1,000,000.00 alternative investment objectives in important information about your statement at the end of this document Your return objective: Capital appreciation Change in the value of your account Your risk profile: December 2018 (4) Year to date (S) Plimary - Aggressive Opening account value $0.00 $0.00 investment eligibility consideration - None selected Deposits, including investments transferred in 1,000,000 00 1,000,000.00 Closing account value $1,000,000.00 $1,000,000.00 SDNY GM 00010004 Member SIPC Page 17 of 20 CONFIDENTIAL EFTA01597667  MONTPELIER TRUST UBS Resource Management Account December 2018 Account name: friendly account name: Mont Hedge Fund Account number. Your linancial Advisor. SCOTT STACK MANLYLE CASRIEL EMPINIIIMPIN-308-3140 Cash activity summary See Account activity this month for detzils. Mantes in your Sweep Options are inducted in the opening and dosing Manses watt. FDIC Insurance applies to deposits at LIDS Bart USA and rit banks partkipaUng In the 0BS FDIC insured Deposit Procyon. R does not apt:ty to deposits at LSS AG, Stamford Branch. 51K protection apples to money market sweep fund heeding' but rot bank deposits. See important informants* about your :cerement on the last two pages cf this document tor detats. December 2018 (1) Year to date (1) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 1,000,000.00 1,000,000 00 Total additions $1,000,000.00 $1,000,000.00 Subtractions Funds withdrawn for investments bought -1,000,000.00 -1,000,000.00 Total subtractions -$1,000,000.00 -11,000,000.00 Closing balances $0.00 50.00 ICgt%111GM000156,8 18 of 20 CONFIDENTIAL EFTA01597668  Account name: MONTPELIER TRUST Resource Management Account Your Nnandal Advisor: *DUBS • 'In Friendly account name:Mont Hedge Fund Account number: SCOTT STACKMANILYLE CASR1EL aceal40 Your assets Sane prices, income and current values shown may be apprournale. As a result. gains and losses may not be accurately reflected. See important information about your statement a the end of this Cocurnem f more information. Non-traditional Prnae eguty funds, Hedge funds, andOther imestMents ate held in your u85 Fwancia Services Inc. (UBS Estimates of value suppled by issuers of certain trograns (which are generally 'net asset vane' estimates) FS) brokerage account The positions reported below reflect the records of the issuers, and UBS FS does rot are shown as' issuer est rate per unit' For Private eqtily funds, • Est value per unit' is a value updated gsarantee the accuracy of the Information. The value shown Is not necessarily the value you would receive quarterly, based on the Net Asset Value C NAV') in the fund as of the date specified. adjusted by ading from the issue'• if you sada* assets. Funds actively sold ty UB5 FS are SuteeCt to ongoing due dligenCe, (xi la cans and subtracting dstdbutions since the NAY date. The NAV is paternity based on estimated although the level performed may vary A doted fund may be weird to no °noting diligence. A fund that portfolio values provided by the underlying fund sponsor. These tem values may wry because of differences you purchased elsewhere may never hare been suttect to UBS FS dInge rice. although UBS FS may receive a in the way they were estimated and became the 'Third party est. value per seat• may ha* been prepared fee licm the fund's manager, which mg <antilute a mayorily of the managemenVincentivefee. Please on the Wilt of financial information other than yearend, Reported estimates ma, not reflect resale, contact your Financial Advisor with questions. 'Est. value per wit• is an estimate of value supplied by an Equidation a repurchase value, if any, and may rot reflect dstributions of c4 dal until the next valuation is independent valuation firm and reflects adjustments for factors such as the bquidty of the unts. reported, generally on an annual or sera-annual basis See important information goof yogi statement at the end of thS statement. Hedge funds PUrnicrie we/ Number Average pace Client Cost Price per shale Value on unrealized (tad indestrnem Haring Had ng of shares Per share (F) investment (S) bases (3) on Dec 31 (3) Dec 31 (3) 93in Or IOSS (S) return (II period ALPHAKEYS MILLENNIUM FO I & II U.0 CLASS B ESCROW Trade date: DEC 17, 18 1,000,000.00 1,000,000.00 1.000 1,000,000.00 ST Your total assets Percentage ci Cost Estimated unrealized Value on Dec 31 (1) your account basis (1) annual income (5) gan or loss (t) Non-traditional Hedge funds 1,000,000.00 100.00% 1,000,000.00 Total $1,000,000.00 100.00% S1,000,000.00 Account activity this month Ewe Aclinty Description amount (I) Deposits and other funds credited Dec 14 Transfer FM YI 45170 3100 1,000,000.00 Total deposits and other funds credited $1,000,000.00 SDNY GM 00010006 Page 19 of 20 CONFIDENTIAL EFTA01597669 SUBS Resource Management Account December 2018 Account name: Friendly account name. Account number MONTPELIER TRUST Your Mnodal Advisor: SCOTT STACK MANLYLE CASPIEL a-308.3140 Account activity this month (continued) Investment transactions FOI more informaion about the price/value shown for restricted sec unties, see important Information about your statement at the end of this cbc‘ment Proceeds Iran Funds investment withdrawn fcr Accrued Ode Ac11Nly Des( Oplion Quantity value (S) pnce (3) trarisactIcns ($) investments bought (5) imeren(I) Dec 17 Bought ALPHAKEYS MILLENNIUM FD I & II LIC CLASS B 1,000,000.000 1.00 -1,000,000.00 ESCROW SOUCITED INITIAL CUSIP' 02076X9081 SYMBOL: MFSBMC Total -$1,000,000.00 Ode actiirty Description arriount (S) Money balance activities Nov 30 Balance forward $0.00 Dec 17 Deposit U95 FDIC INSURED DEPOSIT PGM 1,000,000.00 Dec 18 Withdrawal UBS FDIC INSURED DEPOSIT PGM AS OF 12/17118 -1,000,000.00 Dec 31 Closing UBS FDIC•Insured Deposit Program $0.00 The UBS FOIC-Insured DtpOSII PIOGJUIM n your primary sweep option. . ....SY_GM_0001teet 20 of 20 End of statement for account number CONFIDENTIAL EFTA01597670  Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial hear from youno later than 60 clays after the Fern capacity. A ful copy of the polio; sordeg is available income or rears and mayn't keep pace yeah Services), is a member of all prixipi socvdy, corny* sent you the fist statement on which the error or Loon request. inflation andoptions exchanges UBS Financial Services and LBS pobtem *awed. • Moderate: Waling to accept sane risk to pampa' and Bale USA are ifdirect stbskloies d LBS AG and — Provide you name ad accurst number Of any). Neither the SIPC protection nor the supplemental tolerate sane volatlity to seek hider returns affiliates of LBS Smuts LLC. The Firm's fru/nal — Desube the error or the transfer you re inure protection apply to: • asgressne: Willing to matt hip risk to principal and statement is available upon request. The Firm's execute* about. ad eiplat as clearly as you can why you • Certain financial assets antrolkd by (and ext.:led in high volatility to seek high teR over time. Offices are at: beano it is an error a why you andMOM you account value) but held away from UBS Financial • mostowntiagibrity Consicloratan: d selected, a Services. For burn* certain (0 insurance products. portion of the portfolio for that atom may include UBS Financial Services ex. — Provide the dolt, amore of the suspected error. ixludrg vaiabl rates, and 6i) shares of mutual complex 'trawl:es, limited liguidty and greater 1200 Harbor Boulevard funds registered nthe name of the account holder on sobriety. Weehawken. N107086 The Firm Or Cad Issuer will investigate you complaint the books of the issuer Or Vander agerrJ; and willcorrect dry error promptly For ahged errs • hvestmmt contracts a rreestment Serest, {e.g. Statement "householdirer This statement represents the ony officialrecord of you' nhgNng LOS Visa•debe cad transactions, 4 we take Imbed panne-etas and private placements) that se We may COnSOkiate A tetrad account statements with Les Financial Services accoura Other records, except more than 10 business days tO do this, we will credit not registered under the Securities Act of 1933; the same address in the same envelope. e g. because °thetal tax drulternS, cantering callting data should you accant fa the imam you thank is in mum, so that • Commodities contracts (e.g., foreign exchange and they have owners who also mantas ;ore account rot be reed upon. If you beige, there ban error or you will have the use of the money &rig the tine it precious metal contacts), nclaing fumes contracts relationships wth other clients at the sane add-ess. If motion, pleas* report it immediately in wring ea the takes us to complete as nestgatein. and Calvvirry option Central% ad you peter to receive ndividual statements (tweed n Branch Manager of the office serving your account. • Depose accounts (except certificates of deposit) at (BS separate /metopes, you may decline householdng by Please male all checks payable to the Firm or the Bak USA, LBS AG U.S. branches and barks in the (tang your Fruncial Advisor Although all hams shown are intended to be accurate, financial ristituten indicated on the front of this FDIC erred Deposit Program. sttement data shook' not be used for tar imposes. Rey statement. In addition to regular account fees, accounts The 51K protection and the supplemental protection do Friendly moue name sold, on yes-end lax totem go., loan 1099, 5498, may be .Meet to mantenarce lees charges for late not appy to these assets awn d they otherwise appear The Friendly account None 6 a customizable • 'withal** 10425, etc.) when preparing your tax return. The Fern 6 payment for securities purchases and charges fa unpaid CC yds statements. The 51K protectionand the chosen by you to assist you with ye's' recordkeepio. moored by law to report to tie IRS all taxable dnidenok, amounts n cash accents. Accounts that are transferred stoplemental protection do not protect against charges It, no legal effect on your account, is not Mended to reportable nal-taxable dividends and taxable interest to other nstilutiten may be subject to a trader fee. in the market value of you revetments (whether as a reflect any strategy, predict rearnmerdation, earned on seas-nes held in your mask net proceeds result of market movement. muer banknotcy inestment objective a risk polite associated wth you- on sale transactions, ad cost basis an omen cowed UtS Sweep Options otherwise) accunts. and is not a prance a gJaraxee that wealth, securities UBS offers options for sweepeg cash balances to bait or any 1inarxiA results. can et willbe achieved. All deposit accanes at nanaffiated banks and abated Dividend Reinvestment Program (DRIP) investments invoke to risk of loss, ex kdro the ritk of COmmUtliCatiOna with the Firm banks and money make) mutuality:Is (Money funds). The pace reflected is an average prce. You may obtain loss of the trait investment. You can change your • Please re-confer., any Oral (Orrirrunicatictis n veiling Deposit accounts at LBS Bark USA and non-affiated the actual price km yam Financial Advisor. Only whole Fria* accost names through Onine Services a by to further protect your reps, including your rights banks panicipaing ti t a LBS FDICansured Deposit shires are purchased under DRIP; partial shares will be contacting your Finarcial Minor. under the Secuities Mesta Protection Act OSA). Program are FDIC-insured n accordance with FDIC rules. sold and the cash will be deposited in your account. We • I the Bruneitl inttution on the top left of the front For more iltamaiian please visit veterfik.9:n. Deposit chodend reinvestment price :belied by to issur may Account overview of this statement isnot Les Financial Services, LBS accounts at WSAG Stamford Branch and shares of deter from the market price a which the partial shares • Value of tors wountIportfofio Net of assets and Financial Services caries you account a clearing Money Funds are not in-redby the FDIC. a-e sold liabilities broker by arrangement with the indicated intedion • Assets Includes available cash balances. vakes for We Wormedyou of this relationshb when you Bak deposits are not protected by SIPC. Money Fond Calvin-Feta dunes :re protected by SIPC See -1.)85 lnancie Services restricted security (est), and Global Tine Deposits. opened this Accent In this raw, your finds and Orly whole units maybe held in yam secondly:0 are Account Protection' below. unrealized marks to market and certain assets ibt held secuties are located at UBS Financial Sweets and rot meted to a partial unit as a result of a dividend payment to. the Finn. Does not nckxle unpiced securities:assets the Mak"rg broker, ad you crust make a report • otherwise, the Firm will either sell grid tries at Upon your regain balances n the bank deposes may be at the end of the prior and oat statement prods. or of ay tar te meson to both ferns. market vice a accept an anoint deterinned by a private investments, invested nod options and • As *sorbed n the accost ag-eements, youmust wihdrann and shares of a Money Fund may be registered dea-rg agency, and freer yore account. liaidated, end the proceeds returned to you or you ~deal, stock options. notify us of any errors or fraud involving checks • Liable's. Voldes debit balances, *sundry margin reflected on your statement beta) 30 days after it was martinaccent. Investment objectives mailed a made mettle. bats, credit re, short account balances The nvestment objecuros and risk profile are specific to • Cashatoney balances Total of uninvested avalable • Please direct arstonw carotenes or nouries to the Futter nkonaton about available sweep options, each account and may vary between you. accounts. reludig current interest rates and yields, is evadable at cash balances, plus deposit balances at affiliated and Film's Client Relations Department at 201.352-1699 Please advise the Finnan:may in writing of an vieww.ubs comrsarepyields, from yore intend.' Advisor nahallikated banks, and money market mortal had or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M significant change in you lino eizA situation or by eating KO-7621000. sweep balances. at the close of the statement period. ET Monday through Friday, or in witio to WS investment objectives_ For each account held, you Financial Services ls. , Client Relations Department, Non•Corrrtirley bee credit balances in you account are choose are of the Ioeowing investrnme objectives: not segregated from other balances and the Fern may P.O. Box 766UnionC ity,1107087. US$ Financial Services account protection • Prorkce Current fname: Investments seeking the the Firms a inerrber of the Secretes bosh". Protection use any these fords in the ordinay cane of its • All itatellentS shall be cleaned complete and accuse generation Of income Caly. banns These finds are payable upon your Orland. not objected to ri writing whit 60 days. Corporation (Sip, witch protects securities custonwn • Achill,* °pea/Appreciation: Mestments seeking o1 is rearben up to 1%0,000 (adding 5250.000 for 11-es total is ircbded in the anent period closing value. • For TTY services: Cal 844-612-0986 a from outside clams for ratal0 bplanatory broth.", available upon growth of or:idealrather than the generation of the US Call201-332.1495 ncome. tending information • h case of errors or cunt:xis about an electronic request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular • Produce Combination ofincome and Capital Fa detailed information on the Finis lending practices funds transfer (U1), bill parent or LIES Vise debt appreciation Investments seeking both the generation ad disc bsures, refer to you Client Relationshp cad transactions, cal 800-262-1000, or carte to UBS capacity- The Firm, together with carton athletes, has also of income and growth of principal. Agreement a Account Agreement and the General F etanoial Services lx., 1000 Harbor Bed, 61h floor, Terms and Ca-ditions LOS Statement of Credit Practices Weehawken.. Ni 07086, Attn: b.INSSA Services. Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under Overall risk profiles mailable n Agrtem ants andDiscbsures tie protection is 5500 million as of Detester 10, 2016. • Connotive- Seeks to martin initial prix0al, with at lyvnv ohs eornlareconnAnclov•ws Call a write as soon as saran, 1 you think as km risk and minify to the accost overall, even 0 statement a receipt is wag a e you need more Weed to the pale y conditions and inlet:as, cash a theFinn i hither protected fa up to 11.9 million in the that means the account does not generate information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must aggregate for al you accounts held in a wieder SDNY_GM_00010008 CONFIDENTIAL EFTA01597671  Important information about your statement (continued) Yam assets — For certain Se0.31343 trading in non-ccerforrni-g • Est. (estinatee) iii:Onte, current yields and rates. - We receive 0:01reinalkn From,,Les Bask USA, U3S Your statement Semites seadtits arid other assets held denamhatronk, ace and quantity dace valid may An estimate of angel game is bawd co current AG Stanford Branch and nonaffiliated bat in the attars a the end of the statement period. You have been adjusted to facilitate proper valuation. dMdend and interest rates. assuming the securities will troop our cash sweep pogroms. This may ask for On"»of tally paid searitin at aror tint To obtain oaten quota ions, when a barible. contact be held for one year from statement date or until compensation may be a motet per account fee or You may recent ponies used as loan colateral alter yeas bunt eat Advisor. "estuary. This estimate 6 only a 9uidbine; accuracy may be a percentage of average daib depose paying any balance dap on them. Arry seciaties and continued income are not guaranteed balances. transferred to dr Fie during the statement period are • Private investments and structured product. — Estimated!Mal income and content yield for listed at market value as of the end of the statement Private Segment securities (ixlacIrg Oren certain types of securities could include a return of Activity perrod. Participation program and real estate investment trust principal or repast gars is Meth case the est troormation regarding commission, and other charges • Cost bash. In deterinning the cost basis of the saurges) and struceured prodas are goner* MA. income (and current would be overstated. awned in convection with the tootoson of trades, securities included in this statement, where ;notated piqued Certain structuredproducts haw not teen — Estimated real income and current yield and the including option transactions has been indudedon with the number'I. u.85Finendal Services has relied registered with the Securities and Exchange actual item and yield mg* be lower or tether confienotions previously furnished to yos and will be on information obtained from sources other than ever Commissioner under amstate securities laws. We than the estimated amounts. provided to you pronµy on fkrfasl. your, glutting Hawk» from another Financial Servees, provide esteruted values for prince imatnent — An estimate of a-nuarued income (dwl:Send ardor Ism or that my haw pro/KW to yens Financial taunts and structured products for nfornoeional interest) deeded by the carers market Short selling Advisor. The Filth does rot independerdir way or pu-wusonly. Accuracy is not guaranteed. vat...Waverer balance is based on the last dividend if you are engaged in short selling a security, you may 9.111101•0 the away or validity of any int amen» • vales may dif a tubstentially fran prices, or merest payment made by the issuer and incur a chime due to rain borrowing costs fa that provided by aurae.other than LES Financial Services. any, at which a private mestrnent securityo assumes she secura in/deposes will be held for one canicularseosiy. h ackliion, although 1.85 Financial SerVres genera* structured product maybe boujsl a sold and do year from the statement dale or urea maturity. updates this reamation as it is received, the km not necessarily restresere the vi you may receive Accuracy and centived yield are not aura te& Open orders does not provide any assurances that the relormation upon liquidation. Regarding open or • good.ticancelkd • orders that under -Cost basis' ard 'Unrealced gas-floss- o — Thad party estimates of vela are as of a certain • Assets not held by UBSPinandel Services. Cense, were not executed by the statement dale, open buy and Kane as of the die of this steamer'. As such, date ad are supplied to UEISFinaxial Segos on a assets are not held by the Firm and not withn the sel stop orders are refixed by the amount of &redacts Nesse do not rely on this nformation to b regular basis by an independent valuation fern. Firers possession or areal. Thew assets are or reads on an tx.&edemas or canals date uses purchase of sale decisions. Ice purposes a — Issuer, general panne( or spank( estimated vales, displayed on your 'lapelled for reformational intnxted otherwise ty you. You are response?* fa otherwise. Accounts transferred to the fat may if any, are vaPlied to the Firm by the issuer, purposes only. Positions and values presented are orders that are executed die to yam tare to cancel reflect gailloss llama» only for the period of general parrot or sponsor and may be calculated provided by the issung fem. UBS f nancial Services is eating ern orders. tine they are held at the Fern. More historical based on Efferent information from that used by not reparable for this inkernaticee and does not information can be added by your Financial Achisor. third pries to derive their esemated values. guarantee is accuracy. These assets are not protected Privacy • Unrealized gains/losses. When data is available, — You can obtain additional infarnstion regarding by WC or the firm's supplemental 51PC coverage. To obtain a copy of as current Client Prelacy Notice, estimated unaided gandlosses are calculated for tiro methodology used to determine the estimate of please contact ear Financial Advisor or visit as websee rdividal security lots. The transaction data for value and the date of the information that is the • Revenue sharing and additional compensation. at .wcreutu comMrevarmoicc ndividaal kits may or may not reflect canntsians. basis for the estimate by contactirgyour Fhancial - h addition to commissions on sales and 12b1 fees — 1.85 Financial Services is rot a bark. The RMA. Business durges ad's security reorgannaten rents. Advisor. received in conned co with the distriason al mutual Services Account BSA and IRMA are brokerage Dividend and other reinvestment lots and systematic — Third party estimated values may be reflected as funds to as clients we ardor our affiLate receive accounts which provide access to banking sereces and Pschaw lots re each combined to chalaY me 'Not priced' in several austere: when an revers shying pariments from distrbators ardor pockets through arrangements with affiliated banks averaged lot. fi e 'Trade date' totempresents the • dent valuation I m. has not supplied a is adviscn of the meal funds that we sell. These and other thid.party banks, andprovides access to »gig transaction aide date. unable to assign a value, when we become aware rants are based on two different components: CO 1/5Linl end annoy products issued by unaffiliated • Callable imarkles Bonds and preferred stock that that a material owns has occurred that may call a the snout of sales by Uf3S of a particular mutual tid.party regarxe companies thou/. insurance the issuer calls for easy redemption wit be selected previa*repated value into question, or when a fund fangs, our clients. and GO the asset value of a agency subsidiaries of UBSFirtancial Services M. impariitk. by lot from among at porta of that value woad to highly sperculatme Case to the nature pacticular mutual fund I amity's shares held at the — 'wenn; riersra, and arnuity prodas mu* held in our name or et nominee name for our of the security. fim. — Not FCC inured • No bark guarantee. May lose vete dents Call feature nicernation is obtained from third — When nether an issuer, general partner or sponsor - We and our affiliate also receive networking and — tMA. Resource Management Account, Business parties and its accuracy is not guaranteed. Other call restmaled value nu a dwO-party estimated value is amnia* panting lees in consideration for transfer &Mike. Account BSA, IRMA and international Resource (eaves may exist Much could/fed yield; complete provided, the vat* of the security wit be ddlerere agent services that we provide to the mutual funds. Management Account are registered service marks of reformation on be provided upon request. from its wehow lake Mew fees animas are paid from enamor assets in LEG Financial Saviors Inc • Prieelealue. Prices dsplayed fa securities and other — tiorbutons to dine may avlude rekrn of the natal had and are a feed dollar amoat based — VGA is a registered vademark owned by Vila proias maybe higher or lower than the price that capital, income a both on the number of acau-es at the broker -dealer Menai:nal Service Association and used under you would actually recerve in the market. Prices are — 'Orgnal unit size' represents the irotial »wing holdng mutual fads of that had family. kens.. The LBS Visa cads cads and the LBS Visa obtained from various Chid party sources Wroth we price per ant ad may not reflect yew cost bass - h addition to ostranrosiors received n connection debit cads are issued by L65 Bark USA with believe to be reliable, 1:431 we do not ganet* the — DPP and unlisted RER securities are rot listed on a with the sale or diorbution of »way antral and ',amiss» from Visa U.S.A. he orporated. All other accuracy. national securities exchange, and are generally unit ...vestment trust units to or dins, we ardor trademarks, registered trademarks, sake maks and — We comer* use the closing price when available a illiquid and even a they can be sold. the price .3.3 ilium. receive untrue Sharing ungernation registered service marks are of their respective the mean of the bid and ask prices for listed reared may be less ton the per share estimated from many of the insuraxe companies underwritrig comports. securities and options ace* bid prices fa OTC value voided in the account statement. the amity contracts, »limes of the nitrate waren, companies or spacers a the unit rearstment trusts LBS Firuncial SwanInt Rev. 201010 — Less activeb traded securities maybe priced using a • Regulated securities. Restricted securities generally we &abut*. valor.»model ex the most recent price we are not currently elgbk for pubsc sale LOS Financial - h edition to CannliSSiXi5 received from the Maned and may not reflect an actual market price Services uses the market price of the urresinded stock purchase and sale of Nua.SIre es funds we odor our or vale. of the same issuer as an imputed value for the affiliate receive an asset-based revenue sharing — Certain positions may appear walla' a price ad restricted stork for purports of this statement only. To payment from Neetasares diserixeork as well as will show a 'wee was not agelabla if we are the extent that restricted securities are ebgble for sale funding for technology development, war»; and unable to obtain *pike for a security. the vain received may be substantially less than the education. — Deposits or securities okoomnated h currencies ivputed vale shown. - Our aff"isles also receive radio commissions and other thenU.S. dollars are reflected a the excharge other compensation from mewl funds ad insurance rate a of the sUtement date. companies whose wads we &abate. SDNY_GM_OOO1OOO9 CONFIDENTIAL EFTA01597672  UBS Financial Services Inc 411 UBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171-0002 January 2019