EFTA01404859.pdf

Subject: Re: Your KYC has been re ected [I] From: Amanda Kirby < Date: Mon, 07 Oct 2013 15:09:03 -0400 To: Jacqueline Lightbody Classification: For internal use only Hi Jacqueline, Just called to ask you a quick question. Why do we need the addresses for the beneficiaries of an irrevocable trust and not a revocable trust if there are no distributions? I want to make sure I fully understand the answer before I reach out to the client for the beneficiary addresses. I have no doubt he'll ask! Thank you Best, Amanda Kirby (Embedded image moved to file: pic25280.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic29256.gif) From: Jacqueline To: Amanda Date: 10/07/2013 01:37 PM Subject: Re: Your KYC has been rejected [I] Classification: For internal use only EFTA01404859 Hi Amanda, This only applies to revocable trust. Thanks. Kind regards, Jacqueline Lightbody (Embedded image moved to file: pic22933.gif) Jacqueline Lightbody Vice President I AML Compliance Officer Deutsche Bank Trust Company Americas PWM AML Compliance 23rd Floor 60 Wall Street 10005-2836 New York, NY, USA Tel. + Fax Email (Embedded image moved to file: pic18483.gif) From: Amanda To: Jacqueline Date: 10/07/2013 01:28 PM Subject: Re: Your KYC has been rejected (I] Classification: For internal use only Hi Jacqueline, I was told that since this trust is not currently giving out any distributions that we do not need to have names or addresses for the beneficiaries. Is this not the case? Best, Amanda Kirby EFTA01404860 (Embedded image moved to file: pic07226.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA 10154-0004 Tel. Fax Email (Embedded image moved to file: pic22574.gif) From: Jacqueline Lightbody < To: Amanda Date: 10/07/2013 01:18 PM Subject: Your KYC has been rejected Your KYC has been rejected. Case #: 01133113 Relationship: EPSTEIN, JEFFREY RELATIONSHIP Customer Name: Butterfly Trust Customer Number: 00000486426 Reason for Rejection:l. Since this is an Irrevocable Trust, following needs to be done for the beneficiaries: i: Name and address ii: RDC & PCR searches (excluding minors) 2. Please complete Wealth Profile for Butterfly Trust To view the KYC click here https://na4.salesforce.com/5006000000T1EyC EFTA01404861