EFTA01492461.pdf

FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period II/I/11 to 11/30/11 TRADE ACTIVITY Note. S indicates Short Term Realized Gain/Loss 0 indicates Ordinary Income Realized Gain ' Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 10/27 Sale AMERICAN CAPITAL AGENCY CORP 0 27.55745 (56,250.000) 27.507 1.547.264 29 (1,552,500.00) (5,235.71) V 1111 FIFO 1,550,106.56 BROKERAGE 2812.50 TAX 8/OR SEC 29.77 J.P. MORGAN SECURITIES LLC (ID: 02503X-104) 11/4 Sale BANK OF AMERICA CORP 81/8% PFD STK DEC 29 2049 (1,000,000.000) 92.50 925,000.00 (857,541.67) 66.830 87 S 1119 Low Cost DTD 04/30/20080 9260 JP MORGAN SECURITIES LLC 627.46 0 (BIDL) (ID: 060505-D74) 11/4 Sale GROUPON INC 0 29.22181 7,889.89 BROKERAGE (270.000) 28.851 7,789.73 (5,400.00) 2.389.73 S 11/9 FIFO 100.00 TAX 8/OR SEC .16 J.P. MORGAN SECURITIES LLC (ID: 399473-10-7) 11/4 Sale HEALTH CARE REIT INC Q 50.24851 67,835.49 (1,350.000) 50.173 67,734.18 (67,500.00) 234.18 S 11/9 FIFO BROKERAGE 100.00 TAX 8/OR SEC 1.31 J.P. MORGAN SECURITIES LLC (ID: 42217K-104) 1118 Sale ENERGY TRANSFER PARTNERS L P 0 43.955 (2,700.000) 43.904 118,541.22 (120,609.00) (2,067.78) S 11/14 FIFO 118,678.50 BROKERAGE 135.00 TAX 8/OR SEC 2.28 J.P. MORGAN SECURITIES LLC (ID: 29273R-10-9) 1118 Sale PIONEER NATURAL RESOURCES CO Q 88.80 119,880.00 (1,350.000) 88.724 119,777.69 (120,150.00) (372.31) S 11114 FIFO BROKERAGE 100.00 TAX 8/OR SEC 2.31 J.P. MORGAN SECURITIES LLC (ID: 723787-10-7) 11/9 Sale N TX TOLLWAY AUTH REVENUE SPL PROJS SYS HIGHWAY (1,000,000.000) 106.30 1,062 850 00 (1,067,810 68) (4.960.68) S 11/15 FIFO IMPS 5% D SEP 01 2030 DTD 11/10/2011 HEW BY DTC BOOK ENTRY ONLY PAR CALL 09/01/2021 Q 100 106.285 JP MORGAN SECURITIES LLC (BOX) (ID: 66285W-JL-1) 11/9 Sale IMPERVA INC 0 22.03 24,783.75 BROKERAGE 100.00 (1,125.000) 21.941 24,683.27 (20,250.00) 4,433.27 S 11/15 FIFO TAX 8/OR SEC .48 J.P. MORGAN SECURITIES LLC (ID: 45321L-10-0) JP Morgan Account W23560001 Page 19 of 24 Consolidated Statement Page 22 Confidential Treatment Requested by JPMorgan JPM-SDNY-00015258 Chase CONFIDENTIAL SDNY_GM_00284456 EFTA01492461