EFTA01453356.pdf

prrt nln r 19IS 2014 Pap 2 Of 2 Mulish. But AO SOUTHERN FINANCIAL, LLC KC- Option Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long! Short Option Style Put/ Call Strike Price MTM(USO) 366364436,' SOUTHERN ExEurcepi 21-No./.2013 20410%42014 2541ov..2014 (1%0 W0001 USD 101.000.000 in SHORT EUROPEAN CALL 1010000 ;se 2SP OI:1 710423459 FINANCIAL. LLC 366364435/' SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov.2014 (21.000.00) USD 0 JPY LONG EUICPEAN 0.0000 15.29866 710423461 FINANCIAL. LLC ouchCpl 366364436! SOUTHERN FXOnef3arOneT 21-Nov-2013 20.Nov.2014 25-Nov-2014 (21,M0 001 USD 0 JPY LONG EUROPEAN 0.0003 13.138 75 710423463 FINANCIAL. LC ouchOpt X6364436/ SOUTHERN FXOnef3anOneT 21-Non2013 26Non2014 25.Nov.2014 (21.000 Cel USD 0 JPY LONG ElRCPEAN 0.0000 11,178.71 710423465 FINANCIAL, LLC ouchOpl 381388504/ SOUTHERN FxEuroOpl 31-Jan-2014 01-May-2014 07.May-2014 (10650.503031 USD 1625.000.000 SY SHORT ELRCPEAN CALL 102 5000 (653%94) 745230311 FINANCIAL. LLC 39C650729/ SOUTHERN FXD9talept 11Mar.2014 14-Apr-2014 -Apr-2014 15 (1,000.0(003) USD SHORT ELRCPEAN CALL 375650 (201,173 44) 767041028 FINANCIAL, LLC Subtital: f':'5Il Ire 3.: = iiim=mil ... iiim=mil ... iiim=mil ... iiim=mil ... iiim=mil ... iiim=mil ... iiim=mil ... iiim=mil ... iiim=mil ... iiim=mil ... iiim=mil ... iiim=mil ... iiim=mil ... iiim=mil ... iiim=mil ... iiim=mil ... iiim=mil ... iiim=mil ... iiim=mil ... iiim=mil ... iiim=mil ... nth ... = = nniksin = iniiirE Long! NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put! Call Ref. Entity Not.Amt 1 1 Strike Price MTM(USD) 390%2915/ SOUTHERN FINANCIAL. Commodity 13-Mar-2014 15.May-2014 22.May-2014 LONG EUROPEAN WTI 10000000 USD 00000 ':'.s:= S./: 767318425 LLC Derivative Subtotal: ;.• 7 3: €7.7: Total: (316,503.23) Statement ID: 182298_20140318_20140319_1 The valuation Information set tort) in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 110907 CONFIDENTIAL SDNY_GM_00257091 EFTA01453356