EFTA01365760.pdf

Deutsche Asset & Wealth Management 0 Account Agreement Southern Financial LLC Clim(s) Address City State p coos Account Title (Complete if different from the Client above) Account adumbrate) IMPORTANT: PLEASE SIGN AND RETURN THIS ACCOUNT AGREEMENT Inc. (referred to herein This is the account agreement (Account Agreement) between Client and Deutsche Bank Securities which Client as "DBSI"). It includes the terms and conditions and is the contract that controls each brokerage account in an "Account). Client agrees to read this Account Agreement and the Appendix to this Account has an interest (each by these terms and Agreement: Disclosures and Definitions ("Appendix, carefully. If Client is not willing to be bound has read and agrees to conditions, Client should not sign this Account Agreement. Clients signature confirms that Client the terms of this Account Agreement and the Appendix annexed hereto. t. CLIENT REPRESENTATIONS and Client certifies that all of the Information provided by Client In this Account Agreement is accurate and complete that each of the following statements is accurate as to Client and Client's Account a. Where Client is a natural person, Client Is of legal age; b. For all accounts: (a) no one except the person(s) named on the Account(s), or, it signed in a representative capacity, then no one except the beneficial owner(s), has any Interest in the Account(s), (b) Client is and will remain compliant with all Applicable Laws, (c) Client is financially capable of satisfying any obligations undertaken through Client's Account(s). (d) Client acknowledges that the purchase and sale of securities entails substantial economic risk, and represents knowingly and willingly that Client can assume such risk and (a) Client supplements has read and understands the terms set forth In this Account Agreement and those agreements or Incorporated by reference end understands that Client is bound by such terms; c. Client agrees to notify us in writing if: (a) Client is or becomes an employee, member or immediate family stock), member of any securities exchange (or corporation of which any exchange owns a majority of the capital a senior Financial Industry Regulatory Authority, Inc. (FINRA) or of any broker-dealer, (b) Client is or becomes officer or immediate family member of such a person of any bank, savings end loan institution, insurance company, Investment company, Investment advisory firm or institution that purchases securities, or other such employer whose consent Is required to open and maintain this Account by regulation or otherwise, unless consent has been provided to DBSI. Client will promptly notify DBSI in writing if any of the above circumstances change. II. TERMS AND CONDITIONS THAT APPLY TO CUENT'S ACCOUNTS) The following terms and conditions govern Client's Account(s): 1. Rights of DBSI. All rights granted to DBSI under this Account Agreement are granted withrights. the understanding that it shall be within the sole discretion of DBSI whether, and in what manner, to exercise such The failure of DBSI under this Account Agreement shall not be deemed a waiver of such right or any other to exercise any right granted right granted hereunder. DBSI retains the right to delegate to its agent, Including its clearing agent, Pershing LLC (Pershing), one or more of ()BSI's rights or obligations under this Agreement without notice to Client. approve the 2. Cash Account. DBSI will classify each Account as a cash brokerage account. DBSI must separately opening of a margin account (Margin Account) and Client must separately sign the Margin Agreement through any exchange, market 3. Order Execution. Orders for the purchase or sale of assets may be routed to or executed or broker that DBSI selects. to 4. Rules and Regulations. AU transactions in Account(s) shell be conducted in accordance with and subject Applicable Law. 11AWM-Oble musmno CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0056831 CONFIDENTIAL SONY GM 00203015 EFTA01365760